# Presented By

Xiaolan Xu, Robin Wen, Yue Weng, Beizhen Chang

# Introduction

A deep neural network is composed of neurons organized into layers and the connections between them. The architecture of a neural network can be captured by its "computational graph", where neurons are represented as nodes, and directed edges link neurons in different layers. This graphical representation demonstrates how the network transmits and transforms information through its input neurons through the hidden layer and all the way to the output neurons.

In Neural Networks research, it is often important to build a relation between a neural network’s accuracy and its underlying graph structure. A natural choice is to use computational graph representation, but this has many limitations including a lack of generality and disconnection with biology/neuroscience. This disconnection between biology/neuroscience makes knowledge less transferable and interdisciplinary research more difficult.

Thus, we developed a new way of representing a neural network as a graph, called a relational graph. The key insight is to focus on message exchange, rather than just on directed data flow. For example, for a fixed-width fully-connected layer, an input channel and output channel pair can be represented as a single node, while an edge in the relational graph can represent the message exchange between the two nodes. Under this formulation, using the appropriate message exchange definition, it can be shown that the relational graph can represent many types of neural network layers.

WS-flex is a graph generator that allows for the systematic exploration of the design space of neural networks. Neural networks are characterized by the clustering coefficient and average path length of their relational graphs under the insights of neuroscience.

# Neural Network as Relational Graph

The author proposes the concept of relational graph to study the graphical structure of neural network. Each relational graph is based on an undirected graph $G =(V; E)$, where $V =\{v_1,...,v_n\}$ is the set of all the nodes, and $E \subseteq \{(v_i,v_j)|v_i,v_j\in V\}$ is the set of all edges that connect nodes. Note that for the graph used here, all nodes have self edges, that is $(v_i,v_i)\in E$.

To build a relational graph that captures the message exchange between neurons in the network, we associate various mathematical quantities to the graph $G$. First, a feature quantity $x_v$ is associated with each node. The quantity $x_v$ might be a scalar, vector or tensor depending on different types of neural networks (see the Table at the end of the section). Then a message function $f_{uv}(·)$ is associated with every edge in the graph. A message function specifically takes a node’s feature as the input and then output a message. An aggregation function ${\rm AGG}_v(·)$ then takes a set of messages (the outputs of message function) and outputs the updated node feature.

A relation graph is a graph $G$ associated with several rounds of message exchange, which transform the feature quantity $x_v$ with the message function $f_{uv}(·)$ and the aggregation function ${\rm AGG}_v(·)$. At each round of message exchange, each node sends messages to its neighbors and aggregates incoming messages from its neighbors. Each message is transformed at each edge through the message function, then they are aggregated at each node via the aggregation function. Suppose we have already conducted $r-1$ rounds of message exchange, then the $r^{th}$ round of message exchange for a node $v$ can be described as

$\mathbf{x}_v^{(r+1)}= {\rm AGG}^{(r)}(\{f_v^{(r)}(\textbf{x}_u^{(r)}), \forall u\in N(v)\})$

where $\mathbf{x}^{(r+1)}$ is the feature of of the $v$ node in the relational graph after the $r^{th}$ round of update. $u,v$ are nodes in Graph $G$. $N(u)=\{u|(u,v)\in E\}$ is the set of all the neighbor nodes of $u$ in graph $G$.

To further illustrate the above, we use the basic Multilayer Perceptron (MLP) as an example. An MLP consists of layers of neurons, where each neuron performs a weighted sum over scalar inputs and outputs, followed by some non-linearity. Suppose the $r^{th}$ layer of an MLP takes $x^{(r)}$ as input and $x^{(r+1)}$ as output, then a neuron computes

$x_i^{(r+1)}= \sigma(\Sigma_jw_{ij}^{(r)}x_j^{(r)})$.

where $w_{ij}^{(r)}$ is the trainable weight and $\sigma$ is the non-linearity function. Let's first consider the special case where the input and output of all the layers $x^{(r)}$, $1 \leq r \leq R$ have the same feature dimensions $d$. In this scenario, we can have $d$ nodes in the Graph $G$ with each node representing a neuron in MLP. Each layer of neural network will correspond with a round of message exchange, so there will be $R$ rounds of message exchange in total. The aggregation function here will be the summation with non-linearity transform $\sigma(\Sigma)$, while the message function is simply the scalar multipication with weight. A fully-connected, fixed-width MLP layer can then be expressed with a complete relational graph, where each node $x_v$ connects to all the other nodes in $G$, that is neighborhood set $N(v) = V$ for each node $v$. The figure below shows the correspondence between the complete relation graph with a 5-layer 4-dimension fully-connected MLP.

In fact, a fixed-width fully-connected MLP is only a special case under a much more general model family, where the message function, aggregation function, and most importantly, the relation graph structure can vary. The different relational graph will represent the different topological structure and information exchange pattern of the network, which is the property that the paper wants to examine. The plot below shows two examples of non-fully connected fixed-width MLP and their corresponding relational graphs.

We can generalize the above definitions for fixed-width MLP to Variable-width MLP, Convolutional Neural Network (CNN), and other modern network architecture like Resnet by allowing the node feature quantity $\textbf{x}_j^{(r)}$ to be a vector or tensor respectively. In this case, each node in the relational graph will represent multiple neurons in the network, and the number of neurons contained in each node at each round of message change does not need to be the same, which gives us a flexible representation of different neural network architecture. The message function will then change from the simple scalar multiplication to either matrix/tensor multiplication or convolution. The representation of these more complicated networks are described in detail in the paper, and the correspondence between different networks and their relational graph properties is summarized in the table below.

Overall, relational graphs provide a general representation for neural networks. With proper definitions of node features and message exchange, relational graphs can represent diverse neural architectures, thereby allowing us to study the performance of different graph structures.

# Exploring and Generating Relational Graphs

We will deal with the design and how to explore the space of relational graphs in this section. There are three parts we need to consider:

(1) Graph measures that characterize graph structural properties:

We will use one global graph measure, average path length, and one local graph measure, clustering coefficient in this paper. To explain clearly, average path length measures the average shortest path distance between any pair of nodes; the clustering coefficient measures the proportion of edges between the nodes within a given node’s neighborhood, divided by the number of edges that could possibly exist between them, averaged over all the nodes.

(2) Graph generators that can generate the diverse graph:

With selected graph measures, we use a graph generator to generate diverse graphs to cover a large span of graph measures. To figure out the limitation of the graph generator and find out the best, we investigate some generators including ER, WS, BA, Harary, Ring, Complete graph and results shows as below:

Thus, from the picture, we could obtain the WS-flex graph generator that can generate graphs with a wide coverage of graph measures; notably, WS-flex graphs almost encompass all the graphs generated by classic random generators mentioned above.

(3) Computational Budget that we need to control so that the differences in performance of different neural networks are due to their diverse relational graph structures.

It is important to ensure that all networks have approximately the same complexities so that the differences in performance are due to their relational graph structures when comparing neutral work by their diverse graph.

We use FLOPS (# of multiply-adds) as the metric. We first compute the FLOPS of our baseline network instantiations (i.e. complete relational graph) and use them as the reference complexity in each experiment. From the description in section 2, a relational graph structure can be instantiated as a neural network with variable width. Therefore, we can adjust the width of a neural network to match the reference complexity without changing the relational graph structures.

# Experimental Setup

The author studied the performance of 3942 sampled relational graphs (generated by WS-flex from the last section) of 64 nodes with two experiments:

(1) CIFAR-10 dataset: 10 classes, 50K training images, and 10K validation images

Relational Graph: all 3942 sampled relational graphs of 64 nodes

Studied Network: 5-layer MLP with 512 hidden units

(2) ImageNet classification: 1K image classes, 1.28M training images and 50K validation images

Relational Graph: Due to high computational cost, 52 graphs are uniformly sampled from the 3942 available graphs.

Studied Network:

• ResNet-34, which only consists of basic blocks of 3×3 convolutions (He et al., 2016)
• ResNet-34-sep, a variant where we replace all 3×3 dense convolutions in ResNet-34 with 3×3 separable convolutions (Chollet, 2017)
• ResNet-50, which consists of bottleneck blocks (He et al., 2016) of 1×1, 3×3, 1×1 convolutions
• EfficientNet-B0 architecture (Tan & Le, 2019)
• 8-layer CNN with 3×3 convolution

# Discussions and Conclusions

The paper summarizes the result of the experiment among multiple different relational graphs through sampling and analyzing and list six important observations during the experiments, These are:

• There are always exists graph structure that has higher predictive accuracy under Top-1 error compare to the complete graph
• There is a sweet spot that the graph structure near the sweet spot usually outperform the base graph
• The predictive accuracy under top-1 error can be represented by a smooth function of Average Path Length $(L)$ and Clustering Coefficient $(C)$
• The Experiments is consistent across multiple datasets and multiple graph structure with similar Average Path Length and Clustering Coefficient.
• The best graph structure can be identified easily.
• There is a similarity between best artificial neurons and biological neurons.

$$\text{Figure - Results from Experiments}$$

## Neural networks performance depends on its structure

During the experiment, Top-1 errors for all sampled relational graph among multiple tasks and graph structures are recorded. The parameters of the models are average path length and clustering coefficient. Heat maps were created to illustrate the difference in predictive performance among possible average path length and clustering coefficient. In Figure - Results from Experiments (a)(c)(f), The darker area represents a smaller top-1 error which indicates the model performs better than the light area.

Compare with the complete graph which has parameter $L = 1$ and $C = 1$, The best performing relational graph can outperform the complete graph baseline by 1.4% top-1 error for MLP on CIFAR-10, and 0.5% to 1.2% for models on ImageNet. Hence it is an indicator that the predictive performance of the neural networks highly depends on the graph structure, or equivalently that the completed graph does not always have the best performance.

## Sweet spot where performance is significantly improved

It had been recognized that training noises often results in inconsistent predictive results. In the paper, the 3942 graphs in the sample had been grouped into 52 bins, each bin had been colored based on the average performance of graphs that fall into the bin. By taking the average, the training noises had been significantly reduced. Based on the heat map Figure - Results from Experiments (f), the well-performing graphs tend to cluster into a special spot that the paper called “sweet spot” shown in the red rectangle, the rectangle is approximately included clustering coefficient in the range $[0.1,0.7]$ and average path length within $[1.5,3]$.

## Relationship between neural network’s performance and parameters

When we visualize the heat map, we can see that there is no significant jump of performance that occurred as a small change of clustering coefficient and average path length (Figure - Results from Experiments (a)(c)(f)). In addition, if one of the variables is fixed in a small range, it is observed that a second-degree polynomial is a good visualization tool for the overall trend (Figure - Results from Experiments (b)(d)). Therefore, both the clustering coefficient and average path length are highly related to neural network performance by a U-shape.

## Consistency among many different tasks and datasets

They observe that relational graphs with certain graph measures may consistently perform well regardless of how they are instantiated. The paper presents consistency uses two perspectives, one is qualitative consistency and another one is quantitative consistency.

(1) Qualitative Consistency It is observed that the results are consistent from different points of view. Among multiple architecture dataset, it is observed that the clustering coefficient within $[0.1,0.7]$ and average path length within $[1.5,3]$ consistently outperform the baseline complete graph.

(2) Quantitative Consistency Among different dataset with the network that has similar clustering coefficient and average path length, the results are correlated, The paper mentioned that ResNet-34 is much more complex than 5-layer MLP but a fixed set relational graph would perform similarly in both settings, with Pearson correlation of $0.658$, the p-value for the Null hypothesis is less than $10^{-8}$.

## Top architectures can be identified efficiently

The computation cost of finding top architectures can be significantly reduced without training the entire data set for a large value of epoch or a relatively large sample. To achieve the top architectures, the number of graphs and training epochs need to be identified. For the number of graphs, a heatmap is a great tool to demonstrate the result. In the 5-layer MLP on CIFAR-10 example, taking a sample of the data around 52 graphs would have a correlation of 0.9, which indicates that fewer samples are needed for a similar analysis in practice. When determining the number of epochs, correlation can help to show the result. In ResNet34 on ImageNet example, the correlation between the variables is already high enough for future computation within 3 epochs. This means that good relational graphs perform well even at the initial training epochs.

## Well-performing neural networks have graph structure surprisingly similar to those of real biological neural networks

The way we define relational graphs and average length in the graph is similar to the way information is exchanged in network science. The biological neural network also has a similar relational graph representation and graph measure with the best-performing relational graph.

While there is some organizational similarity between a computational neural network and a biological neural network, we should refrain from saying that both these networks share many similarities or are essentially the same with just different substrates. The biological neurons are still quite poorly understood and it may take a while before their mechanisms are better understood.

# Critique

1. The experiment is only measuring on a single data set which might not be representative enough. As we can see in the whole paper, the "sweet spot" we talked about might be a special feature for the given data set only which is the CIFAR-10 data set. If we change the data set to another imaging data set like CK+, whether we are going to get a similar result is not shown by the paper. Hence, the result that is being concluded from the paper might not be representative enough.

2. When we are fitting the model in practice, we will fit the model with more than one epoch. The order of the model fitting should be randomized since we should create more random jumps to avoid staked inside a local minimum. With the same order within each epoch, the data might be grouped by different classes or levels, the model might result in a better performance with certain classes and worse performance with other classes. In this particular example, without randomization of the training data, the conclusion might not be precise enough.

3. This study shows empirical justification for choosing well-performing models from graphs differing only by average path length and clustering coefficient. An equally important question is whether there is the theoretical justification for why these graph properties may (or may not) contribute the performance of a general classifier - for example, is there a combination of these properties that is sufficient to recover the universality theorem for MLP's?

4. It might be worth looking into how to identify the "sweet spot" for different datasets.

5. What would be considered a "best graph structure " in the discussion and conclusion part? It seems that the intermediate result of getting an accurate result was by binning graphs into smaller bins, what should we do if the graphs can not be binned into significantly smaller bins in order to proceed with the methodologies mentioned in the paper. Both CIFAR - 10 and ImageNet seem too trivial considering the amount of variation and categories in the dataset. What would the generalizability be to other presentation of images?

6. There is an interesting insight that the idea of relational graph is kind of similar to applying causal graph in neuro networks, which is also closer to biology and neuroscience because human beings learning things based on causality. This new approach may lead to higher prediction accuracy but it needs more assumption, such as correct relations and causalities.

7. This is an interesting topic that uses the knowledge in graph theory to introduce this new structure of Neural Networks. Using more data sets to discuss this approach might be more interesting, such as MNIST dataset. I think it is interesting to discuss whether this structure will provide a better performance compare to the "traditional" structure of NN in any type of Neural Networks.