# Fix your classifier: the marginal value of training the last weight layer

The code for the proposed model is available at https://github.com/eladhoffer/fix_your_classifier.

## Contents

# Introduction

Deep neural networks have become widely used for machine learning, achieving state-of-the-art results on many tasks. One of the most common tasks they are used for is classification. For example, convolutional neural networks (CNNs) are used to classify images to a semantic category. Typically, a learned affine transformation is placed at the end of such models, yielding a per-class value used for classification. This classifier can have a vast number of parameters, which grows linearly with the number of possible classes, thus requiring increasingly more computational resources. Thus, extensive amount of research has been done lately to reduce the size of networks. Han et al. (2015) used weight sharing and specification, Micikevicius et al. (2017) used mixed precision to reduce the size of the neural networks by half. Tai et al. (2015) and Jaderberg et al. (2014) used low rank approximations to speed up NNs. Hubara et al. (2016b), Li et al. (2016) and Zhou et al. (2016), used a more aggressive approach, in which weights, activations and gradients were quantized to further reduce computation during training. Although aggressive quantization benefits from smaller model size, the extreme compression rate comes with a loss of accuracy. Past work noted the fact that predefined (Park & Sandberg, 1991) and random (Huang et al., 2006) projections can be used together with a learned affine transformation to achieve competitive results on several tasks. This study suggests the reverse proposal - that common NN models used can learn useful representation even without modifying the final output layer, which often holds a large number of parameters that grows linearly with number of classes.

# Brief Overview

In order to alleviate the aforementioned problem, the authors propose that the final layer of the classifier be fixed (up to a global scale constant). They argue that with little or no loss of accuracy for most classification tasks, the method provides significant memory and computational benefits. In addition, they show that by initializing the classifier with a Hadamard matrix the inference could be made faster as well.

# Previous Work

Training NN models and using them for inference requires large amounts of memory and computational resources; thus, extensive amount of research has been done lately to reduce the size of networks which are as follows:

- Weight sharing and specification (Han et al., 2015)

- Mixed precision to reduce the size of the neural networks by half (Micikevicius et al., 2017)

- Low-rank approximations to speed up CNN (Tai et al., 2015)

- Quantization of weights, activations, and gradients to further reduce computation during training (Hubara et al., 2016b; Li et al., 2016 and Zhou et al., 2016)

Some of the past works have also put forward the fact that predefined (Park & Sandberg, 1991) and random (Huang et al., 2006) projections can be used together with a learned affine transformation to achieve competitive results on many of the classification tasks. However, the authors' proposal in the current paper is quite reversed.

# Background

A Convolutional Neural Network (CNN) is comprised of one or more convolutional layers (often with a subsampling step) and then followed by one or more fully connected layers as in a standard multilayer neural network. The architecture of a CNN is designed to take advantage of the 2D structure of an input image (or other 2D input such as a speech signal). This is achieved with local connections and tied weights followed by some form of pooling which results in translation invariant features. Another benefit of CNNs is that they are easier to train and have many fewer parameters than fully connected networks with the same number of hidden units.

A CNN consists of a number of convolutional and subsampling layers optionally followed by fully connected layers. The input to a convolutional layer is a [math]m \times m \times r[/math] image where m is the height and width of the image and [math]r[/math] is the number of channels, e.g. an RGB image has [math]r=3[/math]. The convolutional layer will have [math]k[/math] filters (or kernels) of size [math]n \times n \times q[/math] where [math]n[/math] is smaller than the dimension of the image and [math]q[/math] can either be the same as the number of channels [math]r[/math] or smaller and may vary for each kernel. The size of the filters gives rise to the locally connected structure which are each convolved with the image to produce [math]k[/math] feature maps of size [math]m−n+1[/math]. Each map is then subsampled typically with mean or max pooling over [math]p \times p[/math] contiguous regions where [math]p[/math] ranges between 2 for small images (e.g. MNIST) and is usually not more than 5 for larger inputs. Either before or after the subsampling layer an additive bias and sigmoidal nonlinearity is applied to each feature map.

CNNs are commonly used to solve a variety of spatial and temporal tasks. Earlier architectures of CNNs (LeCun et al., 1998; Krizhevsky et al., 2012) used a set of fully-connected layers at later stages of the network, presumably to allow classification based on global features of an image.

## Shortcomings of the Final Classification Layer and its Solution

Zeiler & Fergus, 2014 showed that despite the enormous number of trainable parameters these layers add to the model, they are known to have a rather marginal impact on the final performance of the network.

It has been shown previously that these layers could be easily compressed and reduced after a model was trained by simple means such as matrix decomposition and sparsification (Han et al., 2015). Modern architecture choices are characterized with the removal of most of the fully connected layers (Lin et al., 2013; Szegedy et al., 2015; He et al., 2016), that lead to better generalization and overall accuracy, together with a huge decrease in the number of trainable parameters. Additionally, numerous works showed that CNNs can be trained in a metric learning regime (Bromley et al., 1994; Schroff et al., 2015; Hoffer & Ailon, 2015), where no explicit classification layer was introduced and the objective regarded only distance measures between intermediate representations. Hardt & Ma (2017) suggested an all-convolutional network variant, where they kept the original initialization of the classification layer fixed with no negative impact on performance on the CIFAR-10 dataset.

# Proposed Method

The aforementioned works provide evidence that fully-connected layers are in fact redundant and play a small role in learning and generalization. In this work, the authors have suggested that the parameters used for the final classification transform are completely redundant, and can be replaced with a predetermined linear transform. This holds for even in large-scale models and classification tasks, such as recent architectures trained on the ImageNet benchmark (Deng et al., 2009).

## Using a Fixed Classifier

Suppose the final representation obtained by the network (the last hidden layer) is represented as [math]x = F(z;\theta)[/math] where [math]F[/math] is assumed to be a deep neural network with input z and parameters θ, e.g., a convolutional network, trained by backpropagation.

In common NN models, this representation is followed by an additional affine transformation, [math]y = W^T x + b[/math] ,where [math]W[/math] and [math]b[/math] are also trained by back-propagation.

For input [math]x[/math] of [math]N[/math] length, and [math]C[/math] different possible outputs, [math]W[/math] is required to be a matrix of [math]N × C[/math]. Training is done using cross-entropy loss, by feeding the network outputs through a softmax activation

[math] v_i = \frac{e^{y_i}}{\sum_{j}^{C}{e^{y_j}}}, i ∈ [/math] { [math] {1, . . . , C} [/math] }

and reducing the expected negative log likelihood with respect to ground-truth target [math] t ∈ [/math] { [math] {1, . . . , C} [/math] }, by minimizing the loss function:

[math] L(x, t) = −\text{log}\ {v_t} = −{w_t}·{x} − b_t + \text{log} ({\sum_{j}^{C}e^{w_j . x + b_j}}) [/math]

where [math]w_i[/math] is the [math]i[/math]-th column of [math]W[/math].

## Choosing the Projection Matrix

To evaluate the conjecture regarding the importance of the final classification transformation, the trainable parameter matrix [math]W[/math] is replaced with a fixed orthonormal projection [math] Q ∈ R^{N×C} [/math], such that [math] ∀ i ≠ j : q_i · q_j = 0 [/math] and [math] || q_i ||_{2} = 1 [/math], where [math]q_i[/math] is the [math]i[/math]th column of [math]Q[/math]. This is ensured by a simple random sampling and singular-value decomposition

As the rows of classifier weight matrix are fixed with an equally valued [math]L_{2}[/math] norm, we find it beneficial to also restrict the representation of [math]x[/math] by normalizing it to reside on the [math]n[/math]-dimensional sphere:

This allows faster training and convergence, as the network does not need to account for changes in the scale of its weights. However, it has now an issue that [math]q_i · \hat{x} [/math] is bounded between −1 and 1. This causes convergence issues, as the softmax function is scale sensitive, and the network is affected by the inability to re-scale its input. This issue is amended with a fixed scale [math]T[/math] applied to softmax inputs [math]f(y) = softmax(\frac{1}{T}y)[/math], also known as the *softmax temperature*. However, this introduces an additional hyper-parameter which may differ between networks and datasets. So, the authors propose to introduce a single scalar parameter [math]\alpha[/math] to learn the softmax scale, effectively functioning as an inverse of the softmax temperature [math]\frac{1}{T}[/math]. The normalized weights and an additional scale coefficient are also used, specially using a single scale for all entries in the weight matrix. The additional vector of bias parameters [math]b ∈ \mathbb{R}^{C}[/math] is kept the same and the model is trained using the traditional negative-log-likelihood criterion. Explicitly, the classifier output is now:

[math] v_i=\frac{e^{\alpha q_i · \hat{x} + b_i}}{\sum_{j}^{C} e^{\alpha q_j · \hat{x} + b_j}}, i ∈ [/math] { [math] {1,...,C} [/math]}

and the loss to be minimized is:

where [math]x[/math] is the final representation obtained by the network for a specific sample, and [math] t ∈ [/math] { [math] {1, . . . , C} [/math] } is the ground-truth label for that sample. The behaviour of the parameter [math] \alpha [/math] over time, which is logarithmic in nature and has the same behavior exhibited by the norm of a learned classifier, is shown in Figure 1.

When [math] -1 \le q_i · \hat{x} \le 1 [/math], a possible cosine angle loss is

But its final validation accuracy has a slight decrease, compared to original models.

## Using a Hadmard Matrix

To recall, Hadmard matrix (Hedayat et al., 1978) [math] H [/math] is an [math] n × n [/math] matrix, where all of its entries are either +1 or −1. Furthermore, [math] H [/math] is orthogonal, such that [math] HH^{T} = nI_n [/math] where [math]I_n[/math] is the identity matrix. Instead of using the entire Hadmard matrix [math]H[/math], a truncated version, [math] \hat{H} ∈ [/math] {[math] {-1, 1}[/math]}[math]^{C \times N}[/math] where all [math]C[/math] rows are orthogonal as the final classification layer is such that:

This usage allows two main benefits:

- A deterministic, low-memory and easily generated matrix that can be used for classification.
- Removal of the need to perform a full matrix-matrix multiplication - as multiplying by a Hadamard matrix can be done by simple sign manipulation and addition.

Here, [math]n[/math] must be a multiple of 4, but it can be easily truncated to fit normally defined networks. Also, as the classifier weights are fixed to need only 1-bit precision, it is now possible to focus our attention on the features preceding it.

# Experimental Results

The authors have evaluated their proposed model on the following datasets:

## CIFAR-10/100

### About the Dataset

CIFAR-10 is an image classification benchmark dataset containing 50,000 training images and 10,000 test images. The images are in color and contain 32×32 pixels. There are 10 possible classes of various animals and vehicles. CIFAR-100 holds the same number of images of the same size, but contains 100 different classes.

### Training Details

The authors trained a residual network ( He et al., 2016) on the CIFAR-10 dataset. The network depth was 56 and the same hyper-parameters as in the original work were used. A comparison of the two variants, i.e., the learned classifier and the proposed classifier with a fixed transformation is shown in Figure 2.

These results demonstrate that although the training error is considerably lower for the network with learned classifier, both models achieve the same classification accuracy on the validation set. The authors' conjecture is that with the new fixed parameterization, the network can no longer increase the norm of a given sample’s representation - thus learning its label requires more effort. As this may happen for specific seen samples - it affects only training error.

The authors also compared using a fixed scale variable [math]\alpha [/math] at different values vs. the learned parameter. Results for [math] \alpha = [/math] {0.1, 1, 10} are depicted in Figure 3 for both training and validation error and as can be seen, similar validation accuracy can be obtained using a fixed scale value (in this case [math]\alpha [/math]= 1 or 10 will suffice) at the expense of another hyper-parameter to seek. In all the further experiments the scaling parameter [math] \alpha [/math] was regularized with the same weight decay coefficient used on original classifier. Although learning the scale is not necessary, but it will help convergence during training.

The authors then train the model on CIFAR-100 dataset. They used the DenseNet-BC model from Huang et al. (2017) with a depth of 100 layers and k = 12. The higher number of classes caused the number of parameters to grow and encompassed about 4% of the whole model. However, validation accuracy for the fixed-classifier model remained equally good as the original model, and the same training curve was observed as earlier.

## IMAGENET

### About the Dataset

The Imagenet dataset introduced by Deng et al. (2009) spans over 1000 visual classes, and over 1.2 million samples. This is supposedly a more challenging dataset to work on as compared to CIFAR-10/100.

### Experiment Details

The authors evaluated their fixed classifier method on Imagenet using Resnet50 by He et al. (2016) and Densenet169 model (Huang et al., 2017) as described in the original work. Using a fixed classifier removed approximately 2-million parameters were from the model, accounting for about 8% and 12 % of the model parameters respectively. The experiments revealed similar trends as observed on CIFAR-10.

For a more stricter evaluation, the authors also trained a Shufflenet architecture (Zhang et al., 2017b), which was designed to be used in low memory and limited computing platforms and has parameters making up the majority of the model. They were able to reduce the parameters to 0.86 million as compared to 0.96 million parameters in the final layer of the original model. Again, the proposed modification in the original model gave similar convergence results on validation accuracy. Interestingly, this method allowed Imagenet training in an under-specified regime, where there are more training samples than the number of parameters. This is an unconventional regime for modern deep networks, which are usually over-specified to have many more parameters than training samples (Zhang et al., 2017a).

The overall results of the fixed-classifier are summarized in Table 1.

## Language Modelling

Recent works have empirically found that using the same weights for both word embedding and classifier can yield equal or better results than using a separate pair of weights. So the authors experimented with fix-classifiers on language modeling as it also requires classification of all possible tokens available in the task vocabulary. They trained a recurrent model with 2-layers of LSTM (Hochreiter & Schmidhuber, 1997) and embedding + hidden size of 512 on the WikiText2 dataset (Merity et al., 2016), using same settings as in Merity et al. (2017). WikiText2 dataset contains about 33K different words, so the number of parameters expected in the embedding and classifier layer was about 34-million. This number is about 89% of the total number of parameters used for the whole model which is 38-million. However, using a random orthogonal transform yielded poor results compared to learned embedding. This was suspected to be due to semantic relationships captured in the embedding layer of language models, which is not the case in image classification task. The intuition was further confirmed by the much better results when pre-trained embeddings using word2vec algorithm by Mikolov et al. (2013) or PMI factorization as suggested by Levy & Goldberg (2014), were used. The final result used 89% fewer parameters than a fully learned model, with only marginally worse perplexity. The authors posit that this implies a required structure in word embedding that originates from the semantic relatedness between words, and unbalanced classes. They further suggest that with more efficient ways to train word embeddings, it may be possible to mitigate the issues arising from this structure and class imbalance.

# Discussion

## Implications and Use Cases

With the increasing number of classes in the benchmark datasets, computational demands for the final classifier will increase as well. In order to understand the problem better, the authors observe the work by Sun et al. (2017), which introduced JFT-300M - an internal Google dataset with over 18K different classes. Using a Resnet50 (He et al., 2016), with a 2048 sized representation led to a model with over 36M parameters meaning that over 60% of the model parameters resided in the final classification layer. Sun et al. (2017) also describe the difficulty in distributing so many parameters over the training servers involving a non-trivial overhead during synchronization of the model for update. The authors claim that the fixed-classifier would help considerably in this kind of scenario - where using a fixed classifier removes the need to do any gradient synchronization for the final layer. Furthermore, introduction of Hadamard matrix removes the need to save the transformation altogether, thereby, making it more efficient and allowing considerable memory and computational savings.

## Possible Caveats

The good performance of fixed-classifiers relies on the ability of the preceding layers to learn separable representations. This could be affected when the ratio between learned features and number of classes is small – that is, when [math] C \gt N[/math]. However, they tested their method in such cases and their model performed well and provided good results. Another factor that can affect the performance of their model using a fixed classifier is when the classes are highly correlated. In that case, the fixed classifier actually cannot support correlated classes and thus, the network could have some difficulty to learn. For a language model, word classes tend to have highly correlated instances, which also lead to difficult learning process.

Also, this proposed approach will only eliminate the computation of the classifier weights, so when the classes are fewer, the computation saving effect will not be readily apparent.

## Future Work

The use of fixed classifiers might be further simplified in Binarized Neural Networks (Hubara et al., 2016a), where the activations and weights are restricted to ±1 during propagations. In that case, the norm of the last hidden layer would be constant for all samples (equal to the square root of the hidden layer width). The constant could then be absorbed into the scale constant [math]\alpha[/math], and there is no need in a per-sample normalization.

Additionally, more efficient ways to learn a word embedding should also be explored where similar redundancy in classifier weights may suggest simpler forms of token representations - such as low-rank or sparse versions.

A related paper was published that claims that fixing most of the parameters of the neural network achieves comparable results with learning all of them [A. Rosenfeld and J. K. Tsotsos]

# Conclusion

In this work, the authors argue that the final classification layer in deep neural networks is redundant and suggest removing the parameters from the classification layer. The empirical results from experiments on the CIFAR and IMAGENET datasets suggest that such a change lead to little or almost no decline in the performance of the architecture. Furthermore, using a Hadmard matrix as classifier might lead to some computational benefits when properly implemented, and save memory otherwise spent on large amount of transformation coefficients.

Another possible scope of research that could be pointed out for future could be to find new efficient methods to create pre-defined word embeddings, which require huge amount of parameters that can possibly be avoided when learning a new task. Therefore, more emphasis should be given to the representations learned by the non-linear parts of the neural networks - up to the final classifier, as it seems highly redundant.

# Critique

The paper proposes an interesting idea that has a potential use case when designing memory-efficient neural networks. The experiments shown in the paper are quite rigorous and provide support to the authors' claim. However, it would have been more helpful if the authors had described a bit more about efficient implementation of the Hadamard matrix and how to scale this method for larger datasets (cases with [math] C \gt N[/math]).

Moreover, one of the main intuitions of the paper has introduced to be computational cost but it has left out to compare a fixed and learned classifier based on the computational cost and then investigate whether it worth the drop in performance or not considering the fact that not always the output can be degraded because of need for speed! At least a discussion on this issue is expected.

On the other hand, the computational cost and performance change after fixation of classifier could be related to dataset and the nature and complexity of it. Mostly, having 1000 classes makes the classification more crucial than 2 classes. An evaluation of this topic is also needed.

Another interesting experiment to do would be to look this technique interacts with distillation when used in the teacher or student network or both. For instance, Does fixing the features make it more difficult to place dog than on boat when classifying a cat? Do networks with fixed classifier weights make worse teachers for distillation?

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