http://wiki.math.uwaterloo.ca/statwiki/api.php?action=feedcontributions&user=X46peng&feedformat=atomstatwiki - User contributions [US]2022-08-16T19:43:12ZUser contributionsMediaWiki 1.28.3http://wiki.math.uwaterloo.ca/statwiki/index.php?title=DETECTING_STATISTICAL_INTERACTIONS_FROM_NEURAL_NETWORK_WEIGHTS&diff=42077DETECTING STATISTICAL INTERACTIONS FROM NEURAL NETWORK WEIGHTS2018-11-30T16:25:41Z<p>X46peng: /* Interaction */</p>
<hr />
<div>=Introduction=<br />
<br />
It has been commonly believed that one major advantage of neural networks is their capability of modelling complex statistical interactions between features for automatic feature learning. Statistical interactions capture important information on where features often have joint effects with other features on predicting an outcome. The discovery of interactions is especially useful for scientific discoveries and hypothesis validation. For example, physicists may be interested in understanding what joint factors provide evidence for new elementary particles; doctors may want to know what interactions are accounted for in risk prediction models, to compare against known interactions from existing medical literature.<br />
<br />
With the growth in the computational power available Neural Networks have been able to solve many of the complex tasks in a wide variety of fields. This is mainly due to their ability to model complex and non-linear interactions. Neural networks have traditionally been treated as “black box” models, preventing their adoption in many application domains, such as those where explainability is desirable. It has been noted that complex machine learning models can learn unintended patterns from data, raising significant risks to stakeholders [14]. Therefore, in applications where machine learning models are intended for making critical decisions, such as healthcare or finance, it is paramount to understand how they make predictions [9]. Within several areas, like eg: computation social science, interpretability is of utmost importance. Since we do not understand how a neural network comes to its decision, practitioners in these areas tend to prefer simpler models like linear regression, decision trees, etc. which are much more interpretable. In this paper, we are going to present one way of implementing interpretability in a neural network.<br />
<br />
Existing approaches to interpreting neural networks can be summarized into two types. One type is direct interpretation, which focuses on 1) explaining individual feature importance, for example by computing input gradients [13] and decomposing predictions [8], 2) developing attention-based models, which illustrate where neural networks focus during inference [11], and 3) providing model-specific visualizations, such as feature map and gate activation visualizations [15]. The other type is indirect interpretation, for example post-hoc interpretations of feature importance [12] and knowledge distillation to simpler interpretable models [10].<br />
<br />
In this paper, the authors propose Neural Interaction Detection (NID), which can detect any order or form of statistical interaction captured by the feedforward neural network by examining its weight matrix.<br />
<br />
Note that in this paper, we only consider one specific types of neural network, feedforward neural network. Based on the methodology discussed here, the authors suggest that we can build an interpretation method for other types of networks also.<br />
<br />
=Related Work=<br />
<br />
1. Interaction Detection approaches: <br />
* Conduct individual tests for all features' combination such as ANOVA and Additive Groves.<br />
* Define all interaction forms of interest, then later finds the important ones.<br />
- The paper's goal is to detect interactions without compromising the functional forms. Our method accomplishes higher-order interaction detection, which has the benefit of avoiding a high false positive or false discovery rate.<br />
<br />
2. Interpretability: A lot of work has also been done in this particular area and it can be divided it the following broad categories:<br />
* Feature Importance through Decomposition: Methods like Input Gradient(Sundararajan et al., 2017) learns the importance of features through a gradient-based approach similar to backpropagation. Works like Li et al(2017), Murdoch(2017) and Murdoch(2018) study interpretability of LSTMs by looking at phrase and word level importance scores. Bach et al. 2015 and Shrikumar et al. 2016 (DeepLift) study pixel importance in CNNs.<br />
* Studying Visualizations in Models - Karpathy et al. (2015) worked with character generating LSTMs and tried to study activation and firing in certain hidden units for meaningful attributes. (Yosinski et al., 2015 studies feature map visualizations. <br />
* Attention-Based Models: Bahdanau et al. (2014) - These are a different class of models which use attention modules(different architectures) to help focus the neural network to decide the parts of the input that it should look more closely or give more importance to. Looking at the results of these type of model an indirect sense of interpretability can be gauged.<br />
<br />
The approach in this paper is to extract non-additive interactions between variables from the neural network weights.<br />
<br />
=Notations=<br />
Before we dive in to methodology, we are going to define a few notations here. Most of them will be trivial.<br />
<br />
1. Vector: Vectors are defined with bold-lowercases, '''v, w'''<br />
<br />
2. Matrix: Matrice are defined with blod-uppercases, '''V, W'''<br />
<br />
3. Interger Set: For some interger p <math>\in</math> Z, we define [p] := {1,2,3,...,p}<br />
<br />
=Interaction=<br />
First of all, in order to explain the model, we need to be able to explain the interactions and their effects to output. Therefore, we define 'interacion' between variables as below. <br />
<br />
[[File:def_interaction.PNG|900px|center]]<br />
<br />
From the definition above, for a function like, <math>x_1x_2 + sin(x_3 + x_4 + x_5)</math>, we have <math>{[x_1, x_2]}</math> and <math>{[x_3, x_4, x_5]}</math> interactions. And we say that the latter interaction to be 3-way interaction.<br />
<br />
Note that from the definition above, we can naturally deduce that d-way interaction can exist if and only if all of its (d-1) interactions exist. For example, 3-way interaction above shows that we have 2-way interactions <math>{[3,4], [4,5]}</math> and <math>{[3,5]}</math>.<br />
<br />
One thing that we need to keep in mind is that for models like neural network, most of interactions are happening within hidden layers. This means that we needa proper way of measuring interaction strength.<br />
<br />
The key observation is that for any kinds of interaction, at a some hidden unit of some hidden layer, two interacting features the ancestors. In graph-theoretical language, interaction map can be viewed as an associated directed graph and for any interaction <math>\Gamma \in [p]</math>, there exists at least one vertix that has all of features of <math>\Gamma</math> as ancestors. The statement can be rigorized as the following:<br />
<br />
<br />
[[File:prop2.PNG|900px|center]]<br />
<br />
Now, the above mathematical statement gurantees us to measure interaction strengths at ANY hidden layers. For example, if we want to study about interactions at some specific hidden layer, now we now that there exists corresponding vertices between the hidden layer and output layer. Therefore all we need to do is now to find approprite measure which can summarize the information between those two layers.<br />
<br />
Before doing so, let's think about a single-layered neural network. For any one hidden unit, we can have possibly, <math>2^{||W_i,:||}</math>, number of interactions. This means that our search space might be too huge for multi-layered networks. Therefore, we need a some descent way of approximate out search space. Moreover, the authors realized a fast interaction detection by limiting the search complexity of the task by only quantifying interactions created at the first hidden layer. The figure below illustrates an interaction within a fully connected feedforward neural network, where the box contains later layers in the network.<br />
<br />
[[File:network1.PNG|500px|center]]<br />
<br />
==Measuring influence in hidden layers==<br />
As we discussed above, in order to consider interaction between units in any layers, we need to think about their out-going paths. However, we soon encountered the fact that for some fully-connected multi-layer neural network, the search space might be too huge to compare. Therefore, we use information about out-going paths gredient upper bond. To represent the influence of out-going paths at <math>l</math>-hidden layer, we define cumulative impact of weights between output layer and <math>l+1</math>. We define aggregated weights as, <br />
<br />
[[File:def3.PNG|900px|center]]<br />
<br />
<br />
Note that <math>z^{(l)} \in R^{(p_l)}</math> where <math>p_l</math> is the number of hidden units in <math>l</math>-layer.<br />
Moreover, this is the lipschitz constant of gredients. Gredient has been an import variable of measuring influence of features, especially when we consider that input layer's derivative computes the direction normal to decision boundaries.<br />
<br />
==Quantifying influence==<br />
For some <math>i</math> hidden unit at the first hidden layer, which is the closet layer to the input layer, we define the influence strength of some interaction as, <br />
<br />
[[File:measure1.PNG|900px|center]]<br />
<br />
The function <math>\mu</math> will be defined later. Essentially, the formula shows that the strength of influence is defined as the product of the aggregated weight on the first hidden layer and some measure of influence between the first hidden layer and the input layer. <br />
<br />
For the function, <math>\mu</math>, any positive-real valued functions such as max, min and average can be candidates. The effects of those candidates will be tested later.<br />
<br />
Now based on the specifications above, the author suggested the algorithm for searching influential interactions between input layer units as follows:<br />
<br />
It was pointed out that restricting to the first hidden layer might miss some important feature interactions, however, the author state that it is not straightforward how to incorporate the idea of hidden units at intermediate layers to get better interaction detection performance.<br />
[[File:algorithm1.PNG|850px|center]]<br />
<br />
=Cut-off Model=<br />
Now using the greedy algorithm defined above, we can rank the interactions by their strength. However, in order to access true interactions, we are building the cut-off model which is a generalized additive model (GAM) as below,<br />
<br />
<center><math><br />
c_K('''x''') = \sum_{i=1}^{p}g_i(x_i) + \sum_{i=1}^{K}{g_i}^\prime(x_\chi)<br />
</math></center><br />
<br />
From the above model, each <math>g</math> and <math>g^*</math> are Feed-Forward neural network. We are keep adding interactions until the performance reaches plateaus.<br />
<br />
=Experiment=<br />
For the experiment, the authors have compared three neural network model with traditional statistical interaction detecting algorithms. For the nueral network models, first model will be MLP, second model will be MLP-M, which is MLP with additional univariate network at the output. The last one is the cut-off model defined above, which is denoted by MLP-cutoff. In the experiments that the authors performed, all the networks which modelled feature interactions consisted of four hidden layers containing 140, 100, 60, and 20 units respectively. Whereas, all the individual univariate networks contained three hidden layers with each layer containing 10 units. All of these networks used ReLu activation and backpropagation for training. The MLP-M model is graphically represented below.<br />
<br />
[[File:output11.PNG|300px|center]]<br />
<br />
For the experiment, the authors study our interaction detection framework on both simulated and real-world experiments. For simulated experiments, the authors are going to test on 10 synthetic functions as shown in table I.<br />
<br />
[[File:synthetic.PNG|900px|center]]<br />
<br />
The authors use four real-world datasets, of which two are regression datasets, and the other two are binary classification datasets. The datasets are a mixture of common prediction tasks in the cal housing<br />
and bike sharing datasets, a scientific discovery task in the higgs boson dataset, and an example of very-high order interaction detection in the letter dataset.<br />
<br />
And the authors also reported the results of comparisons between the models. As you can see, neural network based models are performing better on average. Compare to the traditional methods like ANOVA, MLP and MLP-M method shows 20% increases in performance.<br />
<br />
[[File:performance_mlpm.PNG|900px|center]]<br />
<br />
<br />
[[File:performance2_mlpm.PNG|900px|center]]<br />
<br />
The above result shows that MLP-M almost perfectly capture the most influential pair-wise interactions.<br />
<br />
=Limitations=<br />
Even though for the above synthetic experiment MLP methods showed superior performances, the method still have some limitations. For example, fir the function like, <math>x_1x_2 + x_2x_3 + x_1x_3</math>, neural network fails to distinguish between interlinked interactions to single higher order interaction. Moreoever, correlation between features deteriorates the ability of the network to distinguish interactions. However, correlation issues are presented most of interaction detection algorithms. <br />
<br />
Because this method relies on the neural network fitting the data well, there are some additional concerns. Notably, if the NN is unable to make an appropriate fit (under/overfitting), the resulting interactions will be flawed. This can occur if the datasets that are too small or too noisy, which often occurs in practical settings. <br />
<br />
=Conclusion=<br />
Here we presented the method of detecting interactions using MLP. Compared to other state-of-the-art methods like Additive Groves (AG), the performances are competitive yet computational powers required is far less. Therefore, it is safe to claim that the method will be extremly useful for practitioners with (comparably) less computational powers. Moreover, the NIP algorithm successfully reduced the computation sizes. After all, the most important aspect of this algorithm is that now users of nueral networks can impose interpretability in the model usage, which will change the level of usability to another level for most of practitioners outside of those working in machine learning and deep learning areas.<br />
<br />
For future work, the authors want to detect feature interactions by using the common units in the intermediate hidden layers of feedforward networks, and also want to use such interaction detection to interpret weights in other deep neural networks. Also, it was pointed out that the neural network weights heavily depend on L-1 regularized neural network training, but a group lasso penalty may work better.<br />
<br />
=Critique=<br />
1. Authors need to do large-scale experiments, instead of just conducting experiments on some synthetic dataset with small feature dimensionality, to make their claim stronger.<br />
<br />
2. Although the method proposed in this paper is interesting, the paper would benefit from providing some more explanations to support its idea and fill the possible gaps in its experimental evaluation. In some parts there are repetitive explanations that could be replaced by other essential clarifications.<br />
<br />
3. Greedy algorithm is implemented by nothing is mentioned about the speed of this algorithm which is definitely not fast. So, this has the potential to be a weak point of the study.<br />
<br />
=Reference=<br />
<br />
[1] Jacob Bien, Jonathan Taylor, and Robert Tibshirani. A lasso for hierarchical interactions. Annals of statistics, 41(3):1111, 2013. <br />
<br />
[2] G David Garson. Interpreting neural-network connection weights. AI Expert, 6(4):46–51, 1991.<br />
<br />
[3] Yotam Hechtlinger. Interpretation of prediction models using the input gradient. arXiv preprint arXiv:1611.07634, 2016.<br />
<br />
[4] Shiyu Liang and R Srikant. Why deep neural networks for function approximation? 2016. <br />
<br />
[5] David Rolnick and Max Tegmark. The power of deeper networks for expressing natural functions. International Conference on Learning Representations, 2018. <br />
<br />
[6] Daria Sorokina, Rich Caruana, and Mirek Riedewald. Additive groves of regression trees. Machine Learning: ECML 2007, pp. 323–334, 2007.<br />
<br />
[7] Simon Wood. Generalized additive models: an introduction with R. CRC press, 2006<br />
<br />
[8] Sebastian Bach, Alexander Binder, Gre ́goire Montavon, Frederick Klauschen, Klaus-Robert Mu ̈ller, and Wojciech Samek. On pixel-wise explanations for non-linear classifier decisions by layer-wise relevance propagation. PloS one, 10(7):e0130140, 2015.<br />
<br />
[9] Rich Caruana, Yin Lou, Johannes Gehrke, Paul Koch, Marc Sturm, and Noemie Elhadad. Intel- ligible models for healthcare: Predicting pneumonia risk and hospital 30-day readmission. In Proceedings of the 21th ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, pp. 1721–1730. ACM, 2015.<br />
<br />
[10] Zhengping Che, Sanjay Purushotham, Robinder Khemani, and Yan Liu. Interpretable deep models for icu outcome prediction. In AMIA Annual Symposium Proceedings, volume 2016, pp. 371. American Medical Informatics Association, 2016.<br />
<br />
[11] Laurent Itti, Christof Koch, and Ernst Niebur. A model of saliency-based visual attention for rapid scene analysis. IEEE Transactions on pattern analysis and machine intelligence, 20(11):1254– 1259, 1998.<br />
<br />
[12] Marco Tulio Ribeiro, Sameer Singh, and Carlos Guestrin. Why should i trust you?: Explaining the predictions of any classifier. In Proceedings of the 22nd ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, pp. 1135–1144. ACM, 2016.<br />
<br />
[13]Karen Simonyan, Andrea Vedaldi, and Andrew Zisserman. Deep inside convolutional networks: Vi- sualising image classification models and saliency maps. arXiv preprint arXiv:1312.6034, 2013.<br />
<br />
[14] Kush R Varshney and Homa Alemzadeh. On the safety of machine learning: Cyber-physical sys- tems, decision sciences, and data products. arXiv preprint arXiv:1610.01256, 2016.<br />
<br />
[15] Jason Yosinski, Jeff Clune, Anh Nguyen, Thomas Fuchs, and Hod Lipson. Understanding neural networks through deep visualization. arXiv preprint arXiv:1506.06579, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=DETECTING_STATISTICAL_INTERACTIONS_FROM_NEURAL_NETWORK_WEIGHTS&diff=42076DETECTING STATISTICAL INTERACTIONS FROM NEURAL NETWORK WEIGHTS2018-11-30T16:24:52Z<p>X46peng: /* Quantifying influence */</p>
<hr />
<div>=Introduction=<br />
<br />
It has been commonly believed that one major advantage of neural networks is their capability of modelling complex statistical interactions between features for automatic feature learning. Statistical interactions capture important information on where features often have joint effects with other features on predicting an outcome. The discovery of interactions is especially useful for scientific discoveries and hypothesis validation. For example, physicists may be interested in understanding what joint factors provide evidence for new elementary particles; doctors may want to know what interactions are accounted for in risk prediction models, to compare against known interactions from existing medical literature.<br />
<br />
With the growth in the computational power available Neural Networks have been able to solve many of the complex tasks in a wide variety of fields. This is mainly due to their ability to model complex and non-linear interactions. Neural networks have traditionally been treated as “black box” models, preventing their adoption in many application domains, such as those where explainability is desirable. It has been noted that complex machine learning models can learn unintended patterns from data, raising significant risks to stakeholders [14]. Therefore, in applications where machine learning models are intended for making critical decisions, such as healthcare or finance, it is paramount to understand how they make predictions [9]. Within several areas, like eg: computation social science, interpretability is of utmost importance. Since we do not understand how a neural network comes to its decision, practitioners in these areas tend to prefer simpler models like linear regression, decision trees, etc. which are much more interpretable. In this paper, we are going to present one way of implementing interpretability in a neural network.<br />
<br />
Existing approaches to interpreting neural networks can be summarized into two types. One type is direct interpretation, which focuses on 1) explaining individual feature importance, for example by computing input gradients [13] and decomposing predictions [8], 2) developing attention-based models, which illustrate where neural networks focus during inference [11], and 3) providing model-specific visualizations, such as feature map and gate activation visualizations [15]. The other type is indirect interpretation, for example post-hoc interpretations of feature importance [12] and knowledge distillation to simpler interpretable models [10].<br />
<br />
In this paper, the authors propose Neural Interaction Detection (NID), which can detect any order or form of statistical interaction captured by the feedforward neural network by examining its weight matrix.<br />
<br />
Note that in this paper, we only consider one specific types of neural network, feedforward neural network. Based on the methodology discussed here, the authors suggest that we can build an interpretation method for other types of networks also.<br />
<br />
=Related Work=<br />
<br />
1. Interaction Detection approaches: <br />
* Conduct individual tests for all features' combination such as ANOVA and Additive Groves.<br />
* Define all interaction forms of interest, then later finds the important ones.<br />
- The paper's goal is to detect interactions without compromising the functional forms. Our method accomplishes higher-order interaction detection, which has the benefit of avoiding a high false positive or false discovery rate.<br />
<br />
2. Interpretability: A lot of work has also been done in this particular area and it can be divided it the following broad categories:<br />
* Feature Importance through Decomposition: Methods like Input Gradient(Sundararajan et al., 2017) learns the importance of features through a gradient-based approach similar to backpropagation. Works like Li et al(2017), Murdoch(2017) and Murdoch(2018) study interpretability of LSTMs by looking at phrase and word level importance scores. Bach et al. 2015 and Shrikumar et al. 2016 (DeepLift) study pixel importance in CNNs.<br />
* Studying Visualizations in Models - Karpathy et al. (2015) worked with character generating LSTMs and tried to study activation and firing in certain hidden units for meaningful attributes. (Yosinski et al., 2015 studies feature map visualizations. <br />
* Attention-Based Models: Bahdanau et al. (2014) - These are a different class of models which use attention modules(different architectures) to help focus the neural network to decide the parts of the input that it should look more closely or give more importance to. Looking at the results of these type of model an indirect sense of interpretability can be gauged.<br />
<br />
The approach in this paper is to extract non-additive interactions between variables from the neural network weights.<br />
<br />
=Notations=<br />
Before we dive in to methodology, we are going to define a few notations here. Most of them will be trivial.<br />
<br />
1. Vector: Vectors are defined with bold-lowercases, '''v, w'''<br />
<br />
2. Matrix: Matrice are defined with blod-uppercases, '''V, W'''<br />
<br />
3. Interger Set: For some interger p <math>\in</math> Z, we define [p] := {1,2,3,...,p}<br />
<br />
=Interaction=<br />
First of all, in order to explain the model, we need to be able to explain the interactions and their effects to output. Therefore, we define 'interacion' between variables as below. <br />
<br />
[[File:def_interaction.PNG|900px|center]]<br />
<br />
From the definition above, for a function like, <math>x_1x_2 + sin(x_3 + x_4 + x_5)</math>, we have <math>{[x_1, x_2]}</math> and <math>{[x_3, x_4, x_5]}</math> interactions. And we say that the latter interaction to be 3-way interaction.<br />
<br />
Note that from the definition above, we can naturally deduce that d-way interaction can exist if and only if all of its (d-1) interactions exist. For example, 3-way interaction above shows that we have 2-way interactions <math>{[3,4], [4,5]}</math> and <math>{[3,5]}</math>.<br />
<br />
One thing that we need to keep in mind is that for models like neural network, most of interactions are happening within hidden layers. This means that we needa proper way of measuring interaction strength.<br />
<br />
The key observation is that for any kinds of interaction, at a some hidden unit of some hidden layer, two interacting features the ancestors. In graph-theoretical language, interaction map can be viewed as an associated directed graph and for any interaction <math>\Gamma \in [p]</math>, there exists at least one vertix that has all of features of <math>\Gamma</math> as ancestors. The statement can be rigorized as the following:<br />
<br />
<br />
[[File:prop2.PNG|900px|center]]<br />
<br />
Now, the above mathematical statement gurantees us to measure interaction strengths at ANY hidden layers. For example, if we want to study about interactions at some specific hidden layer, now we now that there exists corresponding vertices between the hidden layer and output layer. Therefore all we need to do is now to find approprite measure which can summarize the information between those two layers.<br />
<br />
Before doing so, let's think about a single-layered neural network. For any one hidden unit, we can have possibly, <math>2^{||W_i,:||}</math>, number of interactions. This means that our search space might be too huge for multi-layered networks. Therefore, we need a some descent way of approximate out search space. Moreover, the authors realized a fast interaction detection by limiting the search complexity of the task by only quantifying interactions created at the first hidden layer.<br />
[[File:network1.PNG|500px|center]]<br />
<br />
==Measuring influence in hidden layers==<br />
As we discussed above, in order to consider interaction between units in any layers, we need to think about their out-going paths. However, we soon encountered the fact that for some fully-connected multi-layer neural network, the search space might be too huge to compare. Therefore, we use information about out-going paths gredient upper bond. To represent the influence of out-going paths at <math>l</math>-hidden layer, we define cumulative impact of weights between output layer and <math>l+1</math>. We define aggregated weights as, <br />
<br />
[[File:def3.PNG|900px|center]]<br />
<br />
<br />
Note that <math>z^{(l)} \in R^{(p_l)}</math> where <math>p_l</math> is the number of hidden units in <math>l</math>-layer.<br />
Moreover, this is the lipschitz constant of gredients. Gredient has been an import variable of measuring influence of features, especially when we consider that input layer's derivative computes the direction normal to decision boundaries.<br />
<br />
==Quantifying influence==<br />
For some <math>i</math> hidden unit at the first hidden layer, which is the closet layer to the input layer, we define the influence strength of some interaction as, <br />
<br />
[[File:measure1.PNG|900px|center]]<br />
<br />
The function <math>\mu</math> will be defined later. Essentially, the formula shows that the strength of influence is defined as the product of the aggregated weight on the first hidden layer and some measure of influence between the first hidden layer and the input layer. <br />
<br />
For the function, <math>\mu</math>, any positive-real valued functions such as max, min and average can be candidates. The effects of those candidates will be tested later.<br />
<br />
Now based on the specifications above, the author suggested the algorithm for searching influential interactions between input layer units as follows:<br />
<br />
It was pointed out that restricting to the first hidden layer might miss some important feature interactions, however, the author state that it is not straightforward how to incorporate the idea of hidden units at intermediate layers to get better interaction detection performance.<br />
[[File:algorithm1.PNG|850px|center]]<br />
<br />
=Cut-off Model=<br />
Now using the greedy algorithm defined above, we can rank the interactions by their strength. However, in order to access true interactions, we are building the cut-off model which is a generalized additive model (GAM) as below,<br />
<br />
<center><math><br />
c_K('''x''') = \sum_{i=1}^{p}g_i(x_i) + \sum_{i=1}^{K}{g_i}^\prime(x_\chi)<br />
</math></center><br />
<br />
From the above model, each <math>g</math> and <math>g^*</math> are Feed-Forward neural network. We are keep adding interactions until the performance reaches plateaus.<br />
<br />
=Experiment=<br />
For the experiment, the authors have compared three neural network model with traditional statistical interaction detecting algorithms. For the nueral network models, first model will be MLP, second model will be MLP-M, which is MLP with additional univariate network at the output. The last one is the cut-off model defined above, which is denoted by MLP-cutoff. In the experiments that the authors performed, all the networks which modelled feature interactions consisted of four hidden layers containing 140, 100, 60, and 20 units respectively. Whereas, all the individual univariate networks contained three hidden layers with each layer containing 10 units. All of these networks used ReLu activation and backpropagation for training. The MLP-M model is graphically represented below.<br />
<br />
[[File:output11.PNG|300px|center]]<br />
<br />
For the experiment, the authors study our interaction detection framework on both simulated and real-world experiments. For simulated experiments, the authors are going to test on 10 synthetic functions as shown in table I.<br />
<br />
[[File:synthetic.PNG|900px|center]]<br />
<br />
The authors use four real-world datasets, of which two are regression datasets, and the other two are binary classification datasets. The datasets are a mixture of common prediction tasks in the cal housing<br />
and bike sharing datasets, a scientific discovery task in the higgs boson dataset, and an example of very-high order interaction detection in the letter dataset.<br />
<br />
And the authors also reported the results of comparisons between the models. As you can see, neural network based models are performing better on average. Compare to the traditional methods like ANOVA, MLP and MLP-M method shows 20% increases in performance.<br />
<br />
[[File:performance_mlpm.PNG|900px|center]]<br />
<br />
<br />
[[File:performance2_mlpm.PNG|900px|center]]<br />
<br />
The above result shows that MLP-M almost perfectly capture the most influential pair-wise interactions.<br />
<br />
=Limitations=<br />
Even though for the above synthetic experiment MLP methods showed superior performances, the method still have some limitations. For example, fir the function like, <math>x_1x_2 + x_2x_3 + x_1x_3</math>, neural network fails to distinguish between interlinked interactions to single higher order interaction. Moreoever, correlation between features deteriorates the ability of the network to distinguish interactions. However, correlation issues are presented most of interaction detection algorithms. <br />
<br />
Because this method relies on the neural network fitting the data well, there are some additional concerns. Notably, if the NN is unable to make an appropriate fit (under/overfitting), the resulting interactions will be flawed. This can occur if the datasets that are too small or too noisy, which often occurs in practical settings. <br />
<br />
=Conclusion=<br />
Here we presented the method of detecting interactions using MLP. Compared to other state-of-the-art methods like Additive Groves (AG), the performances are competitive yet computational powers required is far less. Therefore, it is safe to claim that the method will be extremly useful for practitioners with (comparably) less computational powers. Moreover, the NIP algorithm successfully reduced the computation sizes. After all, the most important aspect of this algorithm is that now users of nueral networks can impose interpretability in the model usage, which will change the level of usability to another level for most of practitioners outside of those working in machine learning and deep learning areas.<br />
<br />
For future work, the authors want to detect feature interactions by using the common units in the intermediate hidden layers of feedforward networks, and also want to use such interaction detection to interpret weights in other deep neural networks. Also, it was pointed out that the neural network weights heavily depend on L-1 regularized neural network training, but a group lasso penalty may work better.<br />
<br />
=Critique=<br />
1. Authors need to do large-scale experiments, instead of just conducting experiments on some synthetic dataset with small feature dimensionality, to make their claim stronger.<br />
<br />
2. Although the method proposed in this paper is interesting, the paper would benefit from providing some more explanations to support its idea and fill the possible gaps in its experimental evaluation. In some parts there are repetitive explanations that could be replaced by other essential clarifications.<br />
<br />
3. Greedy algorithm is implemented by nothing is mentioned about the speed of this algorithm which is definitely not fast. So, this has the potential to be a weak point of the study.<br />
<br />
=Reference=<br />
<br />
[1] Jacob Bien, Jonathan Taylor, and Robert Tibshirani. A lasso for hierarchical interactions. Annals of statistics, 41(3):1111, 2013. <br />
<br />
[2] G David Garson. Interpreting neural-network connection weights. AI Expert, 6(4):46–51, 1991.<br />
<br />
[3] Yotam Hechtlinger. Interpretation of prediction models using the input gradient. arXiv preprint arXiv:1611.07634, 2016.<br />
<br />
[4] Shiyu Liang and R Srikant. Why deep neural networks for function approximation? 2016. <br />
<br />
[5] David Rolnick and Max Tegmark. The power of deeper networks for expressing natural functions. International Conference on Learning Representations, 2018. <br />
<br />
[6] Daria Sorokina, Rich Caruana, and Mirek Riedewald. Additive groves of regression trees. Machine Learning: ECML 2007, pp. 323–334, 2007.<br />
<br />
[7] Simon Wood. Generalized additive models: an introduction with R. CRC press, 2006<br />
<br />
[8] Sebastian Bach, Alexander Binder, Gre ́goire Montavon, Frederick Klauschen, Klaus-Robert Mu ̈ller, and Wojciech Samek. On pixel-wise explanations for non-linear classifier decisions by layer-wise relevance propagation. PloS one, 10(7):e0130140, 2015.<br />
<br />
[9] Rich Caruana, Yin Lou, Johannes Gehrke, Paul Koch, Marc Sturm, and Noemie Elhadad. Intel- ligible models for healthcare: Predicting pneumonia risk and hospital 30-day readmission. In Proceedings of the 21th ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, pp. 1721–1730. ACM, 2015.<br />
<br />
[10] Zhengping Che, Sanjay Purushotham, Robinder Khemani, and Yan Liu. Interpretable deep models for icu outcome prediction. In AMIA Annual Symposium Proceedings, volume 2016, pp. 371. American Medical Informatics Association, 2016.<br />
<br />
[11] Laurent Itti, Christof Koch, and Ernst Niebur. A model of saliency-based visual attention for rapid scene analysis. IEEE Transactions on pattern analysis and machine intelligence, 20(11):1254– 1259, 1998.<br />
<br />
[12] Marco Tulio Ribeiro, Sameer Singh, and Carlos Guestrin. Why should i trust you?: Explaining the predictions of any classifier. In Proceedings of the 22nd ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, pp. 1135–1144. ACM, 2016.<br />
<br />
[13]Karen Simonyan, Andrea Vedaldi, and Andrew Zisserman. Deep inside convolutional networks: Vi- sualising image classification models and saliency maps. arXiv preprint arXiv:1312.6034, 2013.<br />
<br />
[14] Kush R Varshney and Homa Alemzadeh. On the safety of machine learning: Cyber-physical sys- tems, decision sciences, and data products. arXiv preprint arXiv:1610.01256, 2016.<br />
<br />
[15] Jason Yosinski, Jeff Clune, Anh Nguyen, Thomas Fuchs, and Hod Lipson. Understanding neural networks through deep visualization. arXiv preprint arXiv:1506.06579, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=DETECTING_STATISTICAL_INTERACTIONS_FROM_NEURAL_NETWORK_WEIGHTS&diff=42074DETECTING STATISTICAL INTERACTIONS FROM NEURAL NETWORK WEIGHTS2018-11-30T16:24:16Z<p>X46peng: /* Interaction */</p>
<hr />
<div>=Introduction=<br />
<br />
It has been commonly believed that one major advantage of neural networks is their capability of modelling complex statistical interactions between features for automatic feature learning. Statistical interactions capture important information on where features often have joint effects with other features on predicting an outcome. The discovery of interactions is especially useful for scientific discoveries and hypothesis validation. For example, physicists may be interested in understanding what joint factors provide evidence for new elementary particles; doctors may want to know what interactions are accounted for in risk prediction models, to compare against known interactions from existing medical literature.<br />
<br />
With the growth in the computational power available Neural Networks have been able to solve many of the complex tasks in a wide variety of fields. This is mainly due to their ability to model complex and non-linear interactions. Neural networks have traditionally been treated as “black box” models, preventing their adoption in many application domains, such as those where explainability is desirable. It has been noted that complex machine learning models can learn unintended patterns from data, raising significant risks to stakeholders [14]. Therefore, in applications where machine learning models are intended for making critical decisions, such as healthcare or finance, it is paramount to understand how they make predictions [9]. Within several areas, like eg: computation social science, interpretability is of utmost importance. Since we do not understand how a neural network comes to its decision, practitioners in these areas tend to prefer simpler models like linear regression, decision trees, etc. which are much more interpretable. In this paper, we are going to present one way of implementing interpretability in a neural network.<br />
<br />
Existing approaches to interpreting neural networks can be summarized into two types. One type is direct interpretation, which focuses on 1) explaining individual feature importance, for example by computing input gradients [13] and decomposing predictions [8], 2) developing attention-based models, which illustrate where neural networks focus during inference [11], and 3) providing model-specific visualizations, such as feature map and gate activation visualizations [15]. The other type is indirect interpretation, for example post-hoc interpretations of feature importance [12] and knowledge distillation to simpler interpretable models [10].<br />
<br />
In this paper, the authors propose Neural Interaction Detection (NID), which can detect any order or form of statistical interaction captured by the feedforward neural network by examining its weight matrix.<br />
<br />
Note that in this paper, we only consider one specific types of neural network, feedforward neural network. Based on the methodology discussed here, the authors suggest that we can build an interpretation method for other types of networks also.<br />
<br />
=Related Work=<br />
<br />
1. Interaction Detection approaches: <br />
* Conduct individual tests for all features' combination such as ANOVA and Additive Groves.<br />
* Define all interaction forms of interest, then later finds the important ones.<br />
- The paper's goal is to detect interactions without compromising the functional forms. Our method accomplishes higher-order interaction detection, which has the benefit of avoiding a high false positive or false discovery rate.<br />
<br />
2. Interpretability: A lot of work has also been done in this particular area and it can be divided it the following broad categories:<br />
* Feature Importance through Decomposition: Methods like Input Gradient(Sundararajan et al., 2017) learns the importance of features through a gradient-based approach similar to backpropagation. Works like Li et al(2017), Murdoch(2017) and Murdoch(2018) study interpretability of LSTMs by looking at phrase and word level importance scores. Bach et al. 2015 and Shrikumar et al. 2016 (DeepLift) study pixel importance in CNNs.<br />
* Studying Visualizations in Models - Karpathy et al. (2015) worked with character generating LSTMs and tried to study activation and firing in certain hidden units for meaningful attributes. (Yosinski et al., 2015 studies feature map visualizations. <br />
* Attention-Based Models: Bahdanau et al. (2014) - These are a different class of models which use attention modules(different architectures) to help focus the neural network to decide the parts of the input that it should look more closely or give more importance to. Looking at the results of these type of model an indirect sense of interpretability can be gauged.<br />
<br />
The approach in this paper is to extract non-additive interactions between variables from the neural network weights.<br />
<br />
=Notations=<br />
Before we dive in to methodology, we are going to define a few notations here. Most of them will be trivial.<br />
<br />
1. Vector: Vectors are defined with bold-lowercases, '''v, w'''<br />
<br />
2. Matrix: Matrice are defined with blod-uppercases, '''V, W'''<br />
<br />
3. Interger Set: For some interger p <math>\in</math> Z, we define [p] := {1,2,3,...,p}<br />
<br />
=Interaction=<br />
First of all, in order to explain the model, we need to be able to explain the interactions and their effects to output. Therefore, we define 'interacion' between variables as below. <br />
<br />
[[File:def_interaction.PNG|900px|center]]<br />
<br />
From the definition above, for a function like, <math>x_1x_2 + sin(x_3 + x_4 + x_5)</math>, we have <math>{[x_1, x_2]}</math> and <math>{[x_3, x_4, x_5]}</math> interactions. And we say that the latter interaction to be 3-way interaction.<br />
<br />
Note that from the definition above, we can naturally deduce that d-way interaction can exist if and only if all of its (d-1) interactions exist. For example, 3-way interaction above shows that we have 2-way interactions <math>{[3,4], [4,5]}</math> and <math>{[3,5]}</math>.<br />
<br />
One thing that we need to keep in mind is that for models like neural network, most of interactions are happening within hidden layers. This means that we needa proper way of measuring interaction strength.<br />
<br />
The key observation is that for any kinds of interaction, at a some hidden unit of some hidden layer, two interacting features the ancestors. In graph-theoretical language, interaction map can be viewed as an associated directed graph and for any interaction <math>\Gamma \in [p]</math>, there exists at least one vertix that has all of features of <math>\Gamma</math> as ancestors. The statement can be rigorized as the following:<br />
<br />
<br />
[[File:prop2.PNG|900px|center]]<br />
<br />
Now, the above mathematical statement gurantees us to measure interaction strengths at ANY hidden layers. For example, if we want to study about interactions at some specific hidden layer, now we now that there exists corresponding vertices between the hidden layer and output layer. Therefore all we need to do is now to find approprite measure which can summarize the information between those two layers.<br />
<br />
Before doing so, let's think about a single-layered neural network. For any one hidden unit, we can have possibly, <math>2^{||W_i,:||}</math>, number of interactions. This means that our search space might be too huge for multi-layered networks. Therefore, we need a some descent way of approximate out search space. Moreover, the authors realized a fast interaction detection by limiting the search complexity of the task by only quantifying interactions created at the first hidden layer.<br />
[[File:network1.PNG|500px|center]]<br />
<br />
==Measuring influence in hidden layers==<br />
As we discussed above, in order to consider interaction between units in any layers, we need to think about their out-going paths. However, we soon encountered the fact that for some fully-connected multi-layer neural network, the search space might be too huge to compare. Therefore, we use information about out-going paths gredient upper bond. To represent the influence of out-going paths at <math>l</math>-hidden layer, we define cumulative impact of weights between output layer and <math>l+1</math>. We define aggregated weights as, <br />
<br />
[[File:def3.PNG|900px|center]]<br />
<br />
<br />
Note that <math>z^{(l)} \in R^{(p_l)}</math> where <math>p_l</math> is the number of hidden units in <math>l</math>-layer.<br />
Moreover, this is the lipschitz constant of gredients. Gredient has been an import variable of measuring influence of features, especially when we consider that input layer's derivative computes the direction normal to decision boundaries.<br />
<br />
==Quantifying influence==<br />
For some <math>i</math> hidden unit at the first hidden layer, which is the closet layer to the input layer, we define the influence strength of some interaction as, <br />
<br />
[[File:measure1.PNG|900px|center]]<br />
<br />
The function <math>\mu</math> will be defined later. Essentially, the formula shows that the strength of influence is defined as the product of the aggregated weight on the first hidden layer and some measure of influence between the first hidden layer and the input layer. <br />
<br />
For the function, <math>\mu</math>, any positive-real valued functions such as max, min and average can be candidates. The effects of those candidates will be tested later.<br />
<br />
Now based on the specifications above, the author suggested the algorithm for searching influential interactions between input layer units as follows:<br />
<br />
It was pointed out that restricting to the first hidden layer might miss some important feature interactions, however, the author state that it is not straightforward how to incorporate the idea of hidden units at intermediate layers to get better interaction detection performance. The figure below illustrates an interaction within a fully connected feedforward neural network, where the box contains later layers in the network.<br />
<br />
[[File:algorithm1.PNG|850px|center]]<br />
<br />
=Cut-off Model=<br />
Now using the greedy algorithm defined above, we can rank the interactions by their strength. However, in order to access true interactions, we are building the cut-off model which is a generalized additive model (GAM) as below,<br />
<br />
<center><math><br />
c_K('''x''') = \sum_{i=1}^{p}g_i(x_i) + \sum_{i=1}^{K}{g_i}^\prime(x_\chi)<br />
</math></center><br />
<br />
From the above model, each <math>g</math> and <math>g^*</math> are Feed-Forward neural network. We are keep adding interactions until the performance reaches plateaus.<br />
<br />
=Experiment=<br />
For the experiment, the authors have compared three neural network model with traditional statistical interaction detecting algorithms. For the nueral network models, first model will be MLP, second model will be MLP-M, which is MLP with additional univariate network at the output. The last one is the cut-off model defined above, which is denoted by MLP-cutoff. In the experiments that the authors performed, all the networks which modelled feature interactions consisted of four hidden layers containing 140, 100, 60, and 20 units respectively. Whereas, all the individual univariate networks contained three hidden layers with each layer containing 10 units. All of these networks used ReLu activation and backpropagation for training. The MLP-M model is graphically represented below.<br />
<br />
[[File:output11.PNG|300px|center]]<br />
<br />
For the experiment, the authors study our interaction detection framework on both simulated and real-world experiments. For simulated experiments, the authors are going to test on 10 synthetic functions as shown in table I.<br />
<br />
[[File:synthetic.PNG|900px|center]]<br />
<br />
The authors use four real-world datasets, of which two are regression datasets, and the other two are binary classification datasets. The datasets are a mixture of common prediction tasks in the cal housing<br />
and bike sharing datasets, a scientific discovery task in the higgs boson dataset, and an example of very-high order interaction detection in the letter dataset.<br />
<br />
And the authors also reported the results of comparisons between the models. As you can see, neural network based models are performing better on average. Compare to the traditional methods like ANOVA, MLP and MLP-M method shows 20% increases in performance.<br />
<br />
[[File:performance_mlpm.PNG|900px|center]]<br />
<br />
<br />
[[File:performance2_mlpm.PNG|900px|center]]<br />
<br />
The above result shows that MLP-M almost perfectly capture the most influential pair-wise interactions.<br />
<br />
=Limitations=<br />
Even though for the above synthetic experiment MLP methods showed superior performances, the method still have some limitations. For example, fir the function like, <math>x_1x_2 + x_2x_3 + x_1x_3</math>, neural network fails to distinguish between interlinked interactions to single higher order interaction. Moreoever, correlation between features deteriorates the ability of the network to distinguish interactions. However, correlation issues are presented most of interaction detection algorithms. <br />
<br />
Because this method relies on the neural network fitting the data well, there are some additional concerns. Notably, if the NN is unable to make an appropriate fit (under/overfitting), the resulting interactions will be flawed. This can occur if the datasets that are too small or too noisy, which often occurs in practical settings. <br />
<br />
=Conclusion=<br />
Here we presented the method of detecting interactions using MLP. Compared to other state-of-the-art methods like Additive Groves (AG), the performances are competitive yet computational powers required is far less. Therefore, it is safe to claim that the method will be extremly useful for practitioners with (comparably) less computational powers. Moreover, the NIP algorithm successfully reduced the computation sizes. After all, the most important aspect of this algorithm is that now users of nueral networks can impose interpretability in the model usage, which will change the level of usability to another level for most of practitioners outside of those working in machine learning and deep learning areas.<br />
<br />
For future work, the authors want to detect feature interactions by using the common units in the intermediate hidden layers of feedforward networks, and also want to use such interaction detection to interpret weights in other deep neural networks. Also, it was pointed out that the neural network weights heavily depend on L-1 regularized neural network training, but a group lasso penalty may work better.<br />
<br />
=Critique=<br />
1. Authors need to do large-scale experiments, instead of just conducting experiments on some synthetic dataset with small feature dimensionality, to make their claim stronger.<br />
<br />
2. Although the method proposed in this paper is interesting, the paper would benefit from providing some more explanations to support its idea and fill the possible gaps in its experimental evaluation. In some parts there are repetitive explanations that could be replaced by other essential clarifications.<br />
<br />
3. Greedy algorithm is implemented by nothing is mentioned about the speed of this algorithm which is definitely not fast. So, this has the potential to be a weak point of the study.<br />
<br />
=Reference=<br />
<br />
[1] Jacob Bien, Jonathan Taylor, and Robert Tibshirani. A lasso for hierarchical interactions. Annals of statistics, 41(3):1111, 2013. <br />
<br />
[2] G David Garson. Interpreting neural-network connection weights. AI Expert, 6(4):46–51, 1991.<br />
<br />
[3] Yotam Hechtlinger. Interpretation of prediction models using the input gradient. arXiv preprint arXiv:1611.07634, 2016.<br />
<br />
[4] Shiyu Liang and R Srikant. Why deep neural networks for function approximation? 2016. <br />
<br />
[5] David Rolnick and Max Tegmark. The power of deeper networks for expressing natural functions. International Conference on Learning Representations, 2018. <br />
<br />
[6] Daria Sorokina, Rich Caruana, and Mirek Riedewald. Additive groves of regression trees. Machine Learning: ECML 2007, pp. 323–334, 2007.<br />
<br />
[7] Simon Wood. Generalized additive models: an introduction with R. CRC press, 2006<br />
<br />
[8] Sebastian Bach, Alexander Binder, Gre ́goire Montavon, Frederick Klauschen, Klaus-Robert Mu ̈ller, and Wojciech Samek. On pixel-wise explanations for non-linear classifier decisions by layer-wise relevance propagation. PloS one, 10(7):e0130140, 2015.<br />
<br />
[9] Rich Caruana, Yin Lou, Johannes Gehrke, Paul Koch, Marc Sturm, and Noemie Elhadad. Intel- ligible models for healthcare: Predicting pneumonia risk and hospital 30-day readmission. In Proceedings of the 21th ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, pp. 1721–1730. ACM, 2015.<br />
<br />
[10] Zhengping Che, Sanjay Purushotham, Robinder Khemani, and Yan Liu. Interpretable deep models for icu outcome prediction. In AMIA Annual Symposium Proceedings, volume 2016, pp. 371. American Medical Informatics Association, 2016.<br />
<br />
[11] Laurent Itti, Christof Koch, and Ernst Niebur. A model of saliency-based visual attention for rapid scene analysis. IEEE Transactions on pattern analysis and machine intelligence, 20(11):1254– 1259, 1998.<br />
<br />
[12] Marco Tulio Ribeiro, Sameer Singh, and Carlos Guestrin. Why should i trust you?: Explaining the predictions of any classifier. In Proceedings of the 22nd ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, pp. 1135–1144. ACM, 2016.<br />
<br />
[13]Karen Simonyan, Andrea Vedaldi, and Andrew Zisserman. Deep inside convolutional networks: Vi- sualising image classification models and saliency maps. arXiv preprint arXiv:1312.6034, 2013.<br />
<br />
[14] Kush R Varshney and Homa Alemzadeh. On the safety of machine learning: Cyber-physical sys- tems, decision sciences, and data products. arXiv preprint arXiv:1610.01256, 2016.<br />
<br />
[15] Jason Yosinski, Jeff Clune, Anh Nguyen, Thomas Fuchs, and Hod Lipson. Understanding neural networks through deep visualization. arXiv preprint arXiv:1506.06579, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Fix_your_classifier:_the_marginal_value_of_training_the_last_weight_layer&diff=42070Fix your classifier: the marginal value of training the last weight layer2018-11-30T16:19:11Z<p>X46peng: /* Critique */</p>
<hr />
<div><br />
The code for the proposed model is available at https://github.com/eladhoffer/fix_your_classifier.<br />
<br />
=Introduction=<br />
<br />
Deep neural networks have become widely used for machine learning, achieving state-of-the-art results on many tasks. One of the most common tasks they are used for is classification. For example, convolutional neural networks (CNNs) are used to classify images to a semantic category. Typically, a learned affine transformation is placed at the end of such models, yielding a per-class value used for classification. This classifier can have a vast number of parameters, which grows linearly with the number of possible classes, thus requiring increasingly more computational resources.<br />
<br />
=Brief Overview=<br />
<br />
In order to alleviate the aforementioned problem, the authors propose that the final layer of the classifier be fixed (upto a global scale constant). They argue that with little or no loss of accuracy for most classification tasks, the method provides significant memory and computational benefits. In addition, they show that by initializing the classifier with a Hadamard matrix the inference could be made faster as well.<br />
<br />
=Previous Work=<br />
<br />
Training NN models and using them for inference requires large amounts of memory and computational resources; thus, extensive amount of research has been done lately to reduce the size of networks which are as follows:<br />
<br />
* Weight sharing and specification (Han et al., 2015)<br />
<br />
* Mixed precision to reduce the size of the neural networks by half (Micikevicius et al., 2017)<br />
<br />
* Low-rank approximations to speed up CNN (Tai et al., 2015)<br />
<br />
* Quantization of weights, activations and gradients to further reduce computation during training (Hubara et al., 2016b; Li et al., 2016 and Zhou et al., 2016)<br />
<br />
Some of the past works have also put forward the fact that predefined (Park & Sandberg, 1991) and random (Huang et al., 2006) projections can be used together with a learned affine transformation to achieve competitive results on many of the classification tasks. However, the authors' proposal in the current paper is quite reversed.<br />
<br />
=Background=<br />
<br />
A Convolutional Neural Network (CNN) is comprised of one or more convolutional layers (often with a subsampling step) and then followed by one or more fully connected layers as in a standard multilayer neural network. The architecture of a CNN is designed to take advantage of the 2D structure of an input image (or other 2D input such as a speech signal). This is achieved with local connections and tied weights followed by some form of pooling which results in translation invariant features. Another benefit of CNNs is that they are easier to train and have many fewer parameters than fully connected networks with the same number of hidden units. <br />
<br />
A CNN consists of a number of convolutional and subsampling layers optionally followed by fully connected layers. The input to a convolutional layer is a <math>m \times m \times r</math> image where m is the height and width of the image and <math>r</math> is the number of channels, e.g. an RGB image has <math>r=3</math>. The convolutional layer will have <math>k</math> filters (or kernels) of size <math>n \times n \times q</math> where <math>n</math> is smaller than the dimension of the image and <math>q</math> can either be the same as the number of channels <math>r</math> or smaller and may vary for each kernel. The size of the filters gives rise to the locally connected structure which are each convolved with the image to produce <math>k</math> feature maps of size <math>m−n+1</math>. Each map is then subsampled typically with mean or max pooling over <math>p \times p</math> contiguous regions where <math>p</math> ranges between 2 for small images (e.g. MNIST) and is usually not more than 5 for larger inputs. Either before or after the subsampling layer an additive bias and sigmoidal nonlinearity is applied to each feature map. <br />
<br />
CNNs are commonly used to solve a variety of spatial and temporal tasks. Earlier architectures of CNNs (LeCun et al., 1998; Krizhevsky et al., 2012) used a set of fully-connected layers at later stage of the network, presumably to allow classification based on global features of an image.<br />
<br />
<br />
<br />
== Shortcomings of the Final Classification Layer and its Solution ==<br />
<br />
Zeiler & Fergus, 2014 showed that despite the enormous number of trainable parameters these layers add to the model, they are known to have a rather marginal impact on the final performance of the network.<br />
<br />
It has been shown previously that these layers could be easily compressed and reduced after a model was trained by simple means such as matrix decomposition and sparsification (Han et al., 2015). Modern architecture choices are characterized with the removal of most of the fully connected layers (Lin et al., 2013; Szegedy et al., 2015; He et al., 2016), that lead to better generalization and overall accuracy, together with a huge decrease in the number of trainable parameters. Additionally, numerous works showed that CNNs can be trained in a metric learning regime (Bromley et al., 1994; Schroff et al., 2015; Hoffer & Ailon, 2015), where no explicit classification layer was introduced and the objective regarded only distance measures between intermediate representations. Hardt & Ma (2017) suggested an all-convolutional network variant, where they kept the original initialization of the classification layer fixed with no negative impact on performance on the CIFAR-10 dataset.<br />
<br />
=Proposed Method=<br />
<br />
The aforementioned works provide evidence that fully-connected layers are in fact redundant and play a small role in learning and generalization. In this work, the authors have suggested that parameters used for the final classification transform are completely redundant, and can be replaced with a predetermined linear transform. This holds for even in large-scale models and classification tasks, such as recent architectures trained on the ImageNet benchmark (Deng et al., 2009).<br />
<br />
==Using a Fixed Classifier==<br />
<br />
Suppose the final representation obtained by the network (the last hidden layer) is represented as <math>x = F(z;\theta)</math> where <math>F</math> is assumed to be a deep neural network with input z and parameters θ, e.g., a convolutional network, trained by backpropagation.<br />
<br />
In common NN models, this representation is followed by an additional affine transformation, <math>y = W^T x + b</math> ,where <math>W</math> and <math>b</math> are also trained by back-propagation.<br />
<br />
For input <math>x</math> of <math>N</math> length, and <math>C</math> different possible outputs, <math>W</math> is required to be a matrix of <math>N ×<br />
C</math>. Training is done using cross-entropy loss, by feeding the network outputs through a softmax activation<br />
<br />
<math><br />
v_i = \frac{e^{y_i}}{\sum_{j}^{C}{e^{y_j}}}, i &isin; </math> { <math> {1, . . . , C} </math> }<br />
<br />
and reducing the expected negative log likelihood with respect to ground-truth target <math> t &isin; </math> { <math> {1, . . . , C} </math> },<br />
by minimizing the loss function:<br />
<br />
<math><br />
L(x, t) = −\text{log}\ {v_t} = −{w_t}·{x} − b_t + \text{log} ({\sum_{j}^{C}e^{w_j . x + b_j}})<br />
</math><br />
<br />
where <math>w_i</math> is the <math>i</math>-th column of <math>W</math>.<br />
<br />
==Choosing the Projection Matrix==<br />
<br />
To evaluate the conjecture regarding the importance of the final classification transformation, the trainable parameter matrix <math>W</math> is replaced with a fixed orthonormal projection <math> Q &isin; R^{N×C} </math>, such that <math> &forall; i &ne; j : q_i · q_j = 0 </math> and <math> || q_i ||_{2} = 1 </math>, where <math>q_i</math> is the <math>i</math>th column of <math>Q</math>. This is ensured by a simple random sampling and singular-value decomposition<br />
<br />
As the rows of classifier weight matrix are fixed with an equally valued <math>L_{2}</math> norm, we find it beneficial<br />
to also restrict the representation of <math>x</math> by normalizing it to reside on the <math>n</math>-dimensional sphere:<br />
<br />
<center><math><br />
\hat{x} = \frac{x}{||x||_{2}}<br />
</math></center><br />
<br />
This allows faster training and convergence, as the network does not need to account for changes in the scale of its weights. However, it has now an issue that <math>q_i · \hat{x} </math> is bounded between −1 and 1. This causes convergence issues, as the softmax function is scale sensitive, and the network is affected by the inability to re-scale its input. This issue is amended with a fixed scale <math>T</math> applied to softmax inputs <math>f(y) = softmax(\frac{1}{T}y)</math>, also known as the ''softmax temperature''. However, this introduces an additional hyper-parameter which may differ between networks and datasets. So, the authors propose to introduce a single scalar parameter <math>\alpha</math> to learn the softmax scale, effectively functioning as an inverse of the softmax temperature <math>\frac{1}{T}</math>. The normalized weights and an additional scale coefficient are also used, specially using a single scale for all entries in the weight matrix. The additional vector of bias parameters <math>b &isin; \mathbb{R}^{C}</math> is kept the same and the model is trained using the traditional negative-log-likelihood criterion. Explicitly, the classifier output is now:<br />
<br />
<center><br />
<math><br />
v_i=\frac{e^{\alpha q_i &middot; \hat{x} + b_i}}{\sum_{j}^{C} e^{\alpha q_j &middot; \hat{x} + b_j}}, i &isin; </math> { <math> {1,...,C} </math>}<br />
</center><br />
<br />
and the loss to be minimized is:<br />
<br />
<center><math><br />
L(x, t) = -\alpha q_t &middot; \frac{x}{||x||_{2}} + b_t + \text{log} (\sum_{i=1}^{C} \text{exp}((\alpha q_i &middot; \frac{x}{||x||_{2}} + b_i)))<br />
</math></center><br />
<br />
where <math>x</math> is the final representation obtained by the network for a specific sample, and <math> t &isin; </math> { <math> {1, . . . , C} </math> } is the ground-truth label for that sample. The behaviour of the parameter <math> \alpha </math> over time, which is logarithmic in nature and has the same behavior exhibited by the norm of a learned classifier, is shown in<br />
[[Media: figure1_log_behave.png| Figure 1]].<br />
<br />
<center>[[File:figure1_log_behave.png]]</center><br />
<br />
When <math> -1 \le q_i · \hat{x} \le 1 </math>, a possible cosine angle loss is <br />
<br />
<center>[[File:caloss.png]]</center><br />
<br />
But its final validation accuracy has slight decrease, compared to original models.<br />
<br />
==Using a Hadmard Matrix==<br />
<br />
To recall, Hadmard matrix (Hedayat et al., 1978) <math> H </math> is an <math> n × n </math> matrix, where all of its entries are either +1 or −1.<br />
Furthermore, <math> H </math> is orthogonal, such that <math> HH^{T} = nI_n </math> where <math>I_n</math> is the identity matrix. Instead of using the entire Hadmard matrix <math>H</math>, a truncated version, <math> \hat{H} &isin; </math> {<math> {-1, 1}</math>}<math>^{C \times N}</math> where all <math>C</math> rows are orthogonal as the final classification layer is such that:<br />
<br />
<center><math><br />
y = \hat{H} \hat{x} + b<br />
</math></center><br />
<br />
This usage allows two main benefits:<br />
* A deterministic, low-memory and easily generated matrix that can be used for classification.<br />
* Removal of the need to perform a full matrix-matrix multiplication - as multiplying by a Hadamard matrix can be done by simple sign manipulation and addition.<br />
<br />
Here, <math>n</math> must be a multiple of 4, but it can be easily truncated to fit normally defined networks. Also, as the classifier weights are fixed to need only 1-bit precision, it is now possible to focus our attention on the features preceding it.<br />
<br />
=Experimental Results=<br />
<br />
The authors have evaluated their proposed model on the following datasets:<br />
<br />
==CIFAR-10/100==<br />
<br />
===About the Dataset===<br />
<br />
CIFAR-10 is an image classification benchmark dataset containing 50,000 training images and 10,000 test images. The images are in color and contain 32×32 pixels. There are 10 possible classes of various animals and vehicles. CIFAR-100 holds the same number of images of same size, but contains 100 different classes.<br />
<br />
===Training Details===<br />
<br />
The authors trained a residual network ( He et al., 2016) on the CIFAR-10 dataset. The network depth was 56 and the same hyper-parameters as in the original work were used. A comparison of the two variants, i.e., the learned classifier and the proposed classifier with a fixed transformation is shown in [[Media: figure1_resnet_cifar10.png | Figure 2]].<br />
<br />
<center>[[File: figure1_resnet_cifar10.png]]</center><br />
<br />
These results demonstrate that although the training error is considerably lower for the network with learned classifier, both models achieve the same classification accuracy on the validation set. The authors' conjecture is that with the new fixed parameterization, the network can no longer increase the norm of a given sample’s representation - thus learning its label requires more effort. As this may happen for specific seen samples - it affects only training error.<br />
<br />
The authors also compared using a fixed scale variable <math>\alpha </math> at different values vs. the learned parameter. Results for <math> \alpha = </math> {0.1, 1, 10} are depicted in [[Media: figure3_alpha_resnet_cifar.png| Figure 3]] for both training and validation error and as can be seen, similar validation accuracy can be obtained using a fixed scale value (in this case <math>\alpha </math>= 1 or 10 will suffice) at the expense of another hyper-parameter to seek. In all the further experiments the scaling parameter <math> \alpha </math> was regularized with the same weight decay coefficient used on original classifier. Although learning the scale is not necessary, but it will help convergence during training.<br />
<br />
<center>[[File: figure3_alpha_resnet_cifar.png]]</center><br />
<br />
The authors then train the model on CIFAR-100 dataset. They used the DenseNet-BC model from Huang et al. (2017) with depth of 100 layers and k = 12. The higher number of classes caused the number of parameters to grow and encompassed about 4% of the whole model. However, validation accuracy for the fixed-classifier model remained equally good as the original model, and the same training curve was observed as earlier.<br />
<br />
==IMAGENET==<br />
<br />
===About the Dataset===<br />
<br />
The Imagenet dataset introduced by Deng et al. (2009) spans over 1000 visual classes, and over 1.2 million samples. This is supposedly a more challenging dataset to work on as compared to CIFAR-10/100.<br />
<br />
===Experiment Details===<br />
<br />
The authors evaluated their fixed classifier method on Imagenet using Resnet50 by He et al. (2016) and Densenet169 model (Huang et al., 2017) as described in the original work. Using a fixed classifier removed approximately 2-million parameters were from the model, accounting for about 8% and 12 % of the model parameters respectively. The experiments revealed similar trends as observed on CIFAR-10.<br />
<br />
For a more stricter evaluation, the authors also trained a Shufflenet architecture (Zhang et al., 2017b), which was designed to be used in low memory and limited computing platforms and has parameters making up the majority of the model. They were able to reduce the parameters to 0.86 million as compared to 0.96 million parameters in the final layer of the original model. Again, the proposed modification in the original model gave similar convergence results on validation accuracy. Interestingly, this method allowed Imagenet training in an under-specified regime, where there are<br />
more training samples than number of parameters. This is an unconventional regime for modern deep networks, which are usually over-specified to have many more parameters than training samples (Zhang et al., 2017a).<br />
<br />
The overall results of the fixed-classifier are summarized in [[Media: table1_fixed_results.png | Table 1]].<br />
<br />
<center>[[File: table1_fixed_results.png]]</center><br />
<br />
==Language Modelling==<br />
<br />
Recent works have empirically found that using the same weights for both word embedding and classifier can yield equal or better results than using a separate pair of weights. So the authors experimented with fix-classifiers on language modelling as it also requires classification of all possible tokens available in the task vocabulary. They trained a recurrent model with 2-layers of LSTM (Hochreiter & Schmidhuber, 1997) and embedding + hidden size of 512 on the WikiText2 dataset (Merity et al., 2016), using same settings as in Merity et al. (2017). WikiText2 dataset contains about 33K different words, so the number of parameters expected in the embedding and classifier layer was about 34-million. This number is about 89% of the total number of parameters used for the whole model which is 38-million. However, using a random orthogonal transform yielded poor results compared to learned embedding. This was suspected to be due to semantic relationships captured in the embedding layer of language models, which is not the case in image classification task. The intuition was further confirmed by the much better results when pre-trained embeddings using word2vec algorithm by Mikolov et al. (2013) or PMI factorization as suggested by Levy & Goldberg (2014), were used.<br />
<br />
<center>[[File: language.png]]</center><br />
<br />
=Discussion=<br />
<br />
==Implications and Use Cases==<br />
<br />
With the increasing number of classes in the benchmark datasets, computational demands for the final classifier will increase as well. In order to understand the problem better, the authors observe the work by Sun et al. (2017), which introduced JFT-300M - an internal Google dataset with over 18K different classes. Using a Resnet50 (He et al., 2016), with a 2048 sized representation led to a model with over 36M parameters meaning that over 60% of the model parameters resided in the final classification layer. Sun et al. (2017) also describe the difficulty in distributing so many parameters over the training servers involving a non-trivial overhead during synchronization of the model for update. The authors claim that the fixed-classifier would help considerably in this kind of scenario - where using a fixed classifier removes the need to do any gradient synchronization for the final layer. Furthermore, introduction of Hadamard matrix removes the need to save the transformation altogether, thereby, making it more efficient and allowing considerable memory and computational savings.<br />
<br />
==Possible Caveats==<br />
<br />
The good performance of fixed-classifiers relies on the ability of the preceding layers to learn separable representations. This could be affected when when the ratio between learned features and number of classes is small – that is, when <math> C > N</math>. However, they tested their method in such cases and their model performed well and provided good results.<br />
Another factor that can affect the performance of their model using a fixed classifier is when the classes are highly correlated. In that case, the fixed classifier actually cannot support correlated classes and thus, the network could have some difficulty to learn. For a language model, word classes tend to have highly correlated instances, which also lead to difficult learning process.<br />
<br />
Also, this proposed approach will only eliminate the computation of the classifier weights, so when the classes are fewer, the computation saving effect will not be readily apparent.<br />
<br />
==Future Work==<br />
<br />
<br />
The use of fixed classifiers might be further simplified in Binarized Neural Networks (Hubara et al., 2016a), where the activations and weights are restricted to ±1 during propagations. In that case the norm of the last hidden layer would be constant for all samples (equal to the square root of the hidden layer width). The constant could then be absorbed into the scale constant <math>\alpha</math>, and there is no need in a per-sample normalization.<br />
<br />
Additionally, more efficient ways to learn a word embedding should also be explored where similar redundancy in classifier weights may suggest simpler forms of token representations - such as low-rank or sparse versions.<br />
<br />
A related paper was published that claims that fixing most of the parameters of the neural network achieves comparable results with learning all of them [A. Rosenfeld and J. K. Tsotsos]<br />
<br />
=Conclusion=<br />
<br />
In this work, the authors argue that the final classification layer in deep neural networks is redundant and suggest removing the parameters from the classification layer. The empirical results from experiments on the CIFAR and IMAGENET datasets suggest that such a change lead to little or almost no decline in the performance of the architecture. Furthermore, using a Hadmard matrix as classifier might lead to some computational benefits when properly implemented, and save memory otherwise spent on large amount of transformation coefficients.<br />
<br />
Another possible scope of research that could be pointed out for future could be to find new efficient methods to create pre-defined word embeddings, which require huge amount of parameters that can possibly be avoided when learning a new task. Therefore, more emphasis should be given to the representations learned by the non-linear parts of the neural networks - upto the final classifier, as it seems highly redundant.<br />
<br />
=Critique=<br />
<br />
The paper proposes an interesting idea that has a potential use case when designing memory-efficient neural networks. The experiments shown in the paper are quite rigorous and provide support to the authors' claim. However, it would have been more helpful if the authors had described a bit more about efficient implementation of the Hadamard matrix and how to scale this method for larger datasets (cases with <math> C >N</math>).<br />
<br />
Moreover, one of the main intuitions of the paper has introduced to be computational cost but it has left out to compare a fixed and learned classifier based on the computational cost and then investigate whether it worth the drop in performance or not considering the fact that not always the output can be degraded because of need for speed! At least a discussion on this issue is expected.<br />
<br />
On the other hand, the computational cost and performance change after fixation of classifier could be related to dataset and the nature and complexity of it. Mostly, having 1000 classes makes the classification more crucial than 2 classes. An evaluation on this topic is also needed.<br />
<br />
Another interesting experiment to do would be to look this technique interacts with distillation, when used in the teacher or student network or both. For instance, Does fixing the features make it more difficult to place dog than on boat when classifying a cat? Do networks with fixed classifier weights make worse teachers for distillation?<br />
<br />
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<br />
A. Rosenfeld and J. K. Tsotsos, “Intriguing properties of randomly weighted networks: Generalizing while learning next to nothing,” arXiv preprint arXiv:1802.00844, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=learn_what_not_to_learn&diff=42065learn what not to learn2018-11-30T16:12:17Z<p>X46peng: /* Related Work */</p>
<hr />
<div>=Introduction=<br />
<br />
In reinforcement learning, it is often difficult for an agent to learn when the action space is large, especially the difficulties from function approximation and exploration. In some cases many actions are irrelevant and it is sometimes easier for the algorithm to learn which action not to take. The paper proposes a new reinforcement learning approach for dealing with large action spaces based on action elimination by restricting the available actions in each state to a subset of the most likely ones. There is a core assumption being made in the proposed method that it is easier to predict which actions in each state are invalid or inferior and use that information for control. More specifically, it proposes a system that learns the approximation of a Q-function and concurrently learns to eliminate actions. The method utilizes an external elimination signal which incorporates domain-specific prior knowledge. For example, in parser-based text games, the parser gives feedback regarding irrelevant actions after the action is played (e.g., Player: "Climb the tree." Parser: "There are no trees to climb"). Then a machine learning model can be trained to generalize to unseen states. <br />
<br />
The paper focuses on tasks where both states and the actions are natural language. It introduces a novel deep reinforcement learning approach which has a Deep Q-Network (DQN) and an Action Elimination Network (AEN), both using the Convolutional Neural Networks (CNN) for Natural Language Processing (NLP) tasks. The AEN is trained to predict invalid actions, supervised by the elimination signal from the environment. The proposed method uses the final layer activations of AEN to build a linear contextual bandit model which allows the elimination of sub-optimal actions with high probability. '''Note that the core assumption is that it is easy to predict which actions are invalid or inferior in each state and leverage that information for control.'''<br />
<br />
The text-based game called "Zork", which lets players to interact with a virtual world through a text based interface, is tested by using the elimination framework. <br />
In this game, the player explores an environment using imagination of the text he/she reads. For more info, you can watch this video: [https://www.youtube.com/watch?v=xzUagi41Wo0 Zork].<br />
<br />
The AEN algorithm has achieved faster learning rate than the baseline agents through eliminating irrelevant actions.<br />
<br />
Below shows an example for the Zork interface:<br />
<br />
[[File:lnottol_fig1.png|500px|center]]<br />
<br />
All states and actions are given in natural language. Input for the game contains more than a thousand possible actions in each state since player can type anything.<br />
<br />
=Related Work=<br />
<br />
Text-Based Games(TBG): The state of the environment in TBG is described by simple language. The player interacts with the environment with text command which respects a pre-defined grammar. A popular example is Zork which has been tested in the paper. TBG is a good research intersection of RL and NLP, it requires language understanding, long-term memory, planning, exploration, affordability extraction and common sense. It also often introduce stochastic dynamics to increase randomness.<br />
<br />
Representations for TBG: Good word representation is necessary in order to learn control policies from high-dimensional complex data such as text. Previous work on TBG used pre-trained embeddings directly for control, other works combined pre-trained embedding with neural networks.For example, He<br />
et al. (2015) proposed to consider an input as Bag Of Words features for a neural network, learned separate<br />
embeddings for states and actions, and then computed the Q function from autocorrelations between<br />
these embeddings.<br />
<br />
DRL with linear function approximation: DRL methods such as the DQN have achieved state-of-the-art results in a variety of challenging, high-dimensional domains. This is mainly because neural networks can learn rich domain representations for value function and policy. On the other hand, linear representation batch reinforcement learning methods are more stable and accurate, while feature engineering is necessary.<br />
<br />
RL in Large Action Spaces: Prior work concentrated on factorizing the action space into binary subspace(Pazis and Parr, 2011; Dulac-Arnold et al., 2012; Lagoudakis and Parr, 2003), other works proposed to embed the discrete actions into a continuous space, then choose the nearest discrete action according to the optimal actions in the continuous space(Dulac-Arnold et al., 2015; Van Hasselt and Wiering, 2009). He et. al. (2015)extended DQN to unbounded(natural language) action spaces.<br />
Learning to eliminate actions was first mentioned by (Even-Dar, Mannor, and Mansour, 2003). They proposed to learn confidence intervals around the value function in each state. Lipton et al.(2016a) proposed to learn a classifier that detects hazardous state and then use it to shape the reward. Fulda et al.(2017) presented a method for affordability extraction via inner products of pre-trained word embedding.<br />
<br />
=Action Elimination=<br />
<br />
The approach in the paper builds on the standard Reinforcement Learning formulation. At each time step <math>t</math>, the agent observes state <math display="inline">s_t </math> and chooses a discrete action <math display="inline">a_t\in\{1,...,|A|\} </math>. Then, after action execution, the agent obtains a reward <math display="inline">r_t(s_t,a_t) </math> and observes next state <math display="inline">s_{t+1} </math> according to a transition kernel <math>P(s_{t+1}|s_t,a_t)</math>. The goal of the algorithm is to learn a policy <math display="inline">\pi(a|s) </math> which maximizes the expected future discounted cumulative return <math display="inline">V^\pi(s)=E^\pi[\sum_{t=0}^{\infty}\gamma^tr(s_t,a_t)|s_0=s]</math>, where <math> 0< \gamma <1 </math>. The Q-function is <math display="inline">Q^\pi(s,a)=E^\pi[\sum_{t=0}^{\infty}\gamma^tr(s_t,a_t)|s_0=s,a_0=a]</math>, and it can be optimized by Q-learning algorithm.<br />
<br />
After executing an action, the agent observes a binary elimination signal <math>e(s, a)</math> to determine which actions not to take. It equals 1 if action <math>a</math> may be eliminated in state <math>s</math> (and 0 otherwise). The signal helps mitigating the problem of large discrete action spaces. We start with the following definitions:<br />
<br />
'''Definition 1:''' <br />
<br />
Valid state-action pairs with respect to an elimination signal are state action pairs which the elimination process should not eliminate. <br />
<br />
The set of valid state-action pairs contains all of the state-action pairs that are a part of some optimal policy, i.e., only strictly suboptimal state-actions can be invalid.<br />
<br />
'''Definition 2:'''<br />
<br />
Admissible state-action pairs with respect to an elimination algorithm are state action pairs which the elimination algorithm does not eliminate.<br />
<br />
'''Definition 3:'''<br />
<br />
Action Elimination Q-learning is a Q-learning algorithm which updates only admissible state-action pairs and chooses the best action in the next state from its admissible actions. We allow the base Q-learning algorithm to be any algorithm that converges to <math display="inline">Q^*</math> with probability 1 after observing each state-action infinitely often.<br />
<br />
==Advantages of Action Elimination==<br />
<br />
The main advantages of action elimination is that it allows the agent to overcome some of the main difficulties in large action spaces which are Function Approximation and Sample Complexity. <br />
<br />
Function approximation: Errors in the Q-function estimates may cause the learning algorithm to converge to a suboptimal policy, this phenomenon becomes more noticeable when the action space is large. Action elimination mitigates this effect by taking the max operator only on valid actions, thus, reducing potential overestimation errors. Besides, by ignoring the invalid actions, the function approximation can also learn a simpler mapping (i.e., only the Q-values of the valid state-action pairs) leading to faster convergence and better solution.<br />
<br />
Sample complexity: The sample complexity measures the number of steps during learning, in which the policy is not <math display="inline">\epsilon</math>-optimal. Assume that there are <math>A'</math> actions that should be eliminated and are <math>\epsilon</math>-optimal, i.e. their value is at least <math>V^*(s)-\epsilon</math>. The invalid action often returns no reward and doesn't change the state, (Lattimore and Hutter, 2012)resulting in an action gap of <math display="inline">\epsilon=(1-\gamma)V^*(s)</math>, and this translates to <math display="inline">V^*(s)^{-2}(1-\gamma)^{-5}log(1/\delta)</math> wasted samples for learning each invalid state-action pair. Practically, elimination algorithm can eliminate these invalid actions and therefore speed up the learning process approximately by <math display="inline">A/A'</math>.<br />
<br />
Because it is difficult to embed the elimination signal into the MDP, the authors use contextual multi-armed bandits to decouple the elimination signal from the MDP, which can correctly eliminate actions when applying standard Q learning into learning process.<br />
<br />
==Action elimination with contextual bandits==<br />
<br />
Contextual bandit problem is a famous probability problem, and is a natural extension from the multi-arm bandit problem.<br />
<br />
Let <math display="inline">x(s_t)\in R^d </math> be the feature representation of <math display="inline">s_t </math>. We assume that under this representation there exists a set of parameters <math display="inline">\theta_a^*\in \mathbb{R}^d </math> such that the elimination signal in state <math display="inline">s_t </math> is <math display="inline">e_t(s_t,a) = \theta_a^{*T}x(s_t)+\eta_t </math>, where <math display="inline"> \Vert\theta_a^*\Vert_2\leq S</math>. <math display="inline">\eta_t</math> is an R-subgaussian random variable with zero mean that models additive noise to the elimination signal. When there is no noise in the elimination signal, R=0. Otherwise, <math display="inline">R\leq 1</math> since the elimination signal is bounded in [0,1]. Assume the elimination signal satisfies: <math display="inline">0\leq E[e_t(s_t,a)]\leq l </math> for any valid action and <math display="inline"> u\leq E[e_t(s_t, a)]\leq 1</math> for any invalid action. And <math display="inline"> l\leq u</math>. Denote by <math display="inline">X_{t,a}</math> as the matrix whose rows are the observed state representation vectors in which action a was chosen, up to time t. <math display="inline">E_{t,a}</math> as the vector whose elements are the observed state representation elimination signals in which action a was chosen, up to time t. Denote the solution to the regularized linear regression <math display="inline">\Vert X_{t,a}\theta_{t,a}-E_{t,a}\Vert_2^2+\lambda\Vert \theta_{t,a}\Vert_2^2 </math> (for some <math display="inline">\lambda>0</math>) by <math display="inline">\hat{\theta}_{t,a}=\bar{V}_{t,a}^{-1}X_{t,a}^TE_{t,a} </math>, where <math display="inline">\bar{V}_{t,a}=\lambda I + X_{t,a}^TX_{t,a}</math>.<br />
<br />
<br />
According to Theorem 2 in (Abbasi-Yadkori, Pal, and Szepesvari, 2011), <math display="inline">|\hat{\theta}_{t,a}^{T}x(s_t)-\theta_a^{*T}x(s_t)|\leq\sqrt{\beta_t(\delta)x(s_t)^T\bar{V}_{t,a}^{-1}x(s_t)}\ \forall t>0</math>, where <math display="inline">\sqrt{\beta_t(\delta)}=R\sqrt{2\ \text{log}(\text{det}(\bar{V}_{t,a})^{1/2}\text{det}(\lambda I)^{-1/2}/\delta)}+\lambda^{1/2}S</math>, with probability of at least <math display="inline">1-\delta</math>. If <math display="inline">\forall s\ ,\Vert x(s)\Vert_2 \leq L</math>, then <math display="inline">\beta_t</math> can be bounded by <math display="inline">\sqrt{\beta_t(\delta)} \leq R \sqrt{d\ \text{log}(1+tL^2/\lambda/\delta)}+\lambda^{1/2}S</math>. Next, define <math display="inline">\tilde{\delta}=\delta/k</math> and bound this probability for all the actions. i.e., <math display="inline">\forall a,t>0</math><br />
<br />
<math display="inline">Pr(|\hat{\theta}_{t-1,a}^{T}x(s_t)-\theta_{t-1, a}^{*T}x(s_t)|\leq\sqrt{\beta_t(\tilde\delta)x(s_t)^T\bar{V}_{t - 1,a}^{-1}x(s_t)}) \leq 1-\delta</math><br />
<br />
Recall that <math display="inline">E[e_t(s,a)]=\theta_a^{*T}x(s_t)\leq l</math> if a is a valid action. Then we can eliminate action a at state <math display="inline">s_t</math> if it satisfies:<br />
<br />
<math display="inline">\hat{\theta}_{t-1,a}^{T}x(s_t)-\sqrt{\beta_{t-1}(\tilde\delta)x(s_t)^T\bar{V}_{t-1,a}^{-1}x(s_t)})>l</math><br />
<br />
with probability <math display="inline">1-\delta</math> that we never eliminate any valid action. Note that <math display="inline">l, u</math> are not known. In practice, choosing <math display="inline">l</math> to be 0.5 should suffice.<br />
<br />
==Concurrent Learning==<br />
In fact, Q-learning and contextual bandit algorithms can learn simultaneously, resulting in the convergence of both algorithms, i.e., finding an optimal policy and a minimal valid action space. <br />
<br />
If the elimination is done based on the concentration bounds of the linear contextual bandits, it can be ensured that Action Elimination Q-learning converges, as shown in Proposition 1.<br />
<br />
'''Proposition 1:'''<br />
<br />
Assume that all state action pairs (s,a) are visited infinitely often, unless eliminated according to <math display="inline">\hat{\theta}_{t-1,a}^Tx(s)-\sqrt{\beta_{t-1}(\tilde{\delta})x(s)^T\bar{V}_{t-1,a}^{-1}x(s))}>l</math>. Then, with a probability of at least <math display="inline">1-\delta</math>, action elimination Q-learning converges to the optimal Q-function for any valid state-action pairs. In addition, actions which should be eliminated are visited at most <math display="inline">T_{s,a}(t)\leq 4\beta_t/(u-l)^2<br />
+1</math> times.<br />
<br />
Notice that when there is no noise in the elimination signal(R=0), we correctly eliminate actions with probability 1. so invalid actions will be sampled a finite number of times.<br />
<br />
=Method=<br />
<br />
The assumption that <math display="inline">e_t(s_t,a)=\theta_a^{*T}x(s_t)+\eta_t </math> generally does not hold when using raw features like word2vec. So the paper proposes to use the neural network's last layer as feature representation of states. A practical challenge here is that the features must be fixed over time when used by the contextual bandit. So batch-updates framework(Levine et al., 2017;Riquelme, Tucker, and Snoek, 2018) is used, where a new contextual bandit model is learned for every few steps that uses the last layer activation of the AEN as features.<br />
<br />
==Architecture of action elimination framework==<br />
<br />
[[File:lnottol_fig1b.png|300px|center]]<br />
<br />
After taking action <math display="inline">a_t</math>, the agent observes <math display="inline">(r_t,s_{t+1},e_t)</math>. The agent use it to learn two function approximation deep neural networks: A DQN and an AEN. AEN provides an admissible actions set <math display="inline">A'</math> to the DQN, which uses this set to decide how to act and learn. The architecture for both the AEN and DQN is an NLP CNN(100 convolutional filters for AEN and 500 for DQN, with three different 1D kernels of length (1,2,3)), based on(Kim, 2014). The state is represented as a sequence of words, composed of the game descriptor and the player's inventory. These are truncated or zero padded to a length of 50 descriptor + 15 inventory words and each word is embedded into continuous vectors using word2vec in <math display="inline">R^{300}</math>. The features of the last four states are then concatenated together such that the final state representations s are in <math display="inline">R^{78000}</math>. The AEN is trained to minimize the MSE loss, using the elimination signal as a label. The code, the Zork domain, and the implementation of the elimination signal can be found [https://github.com/TomZahavy/CB_AE_DQN here.]<br />
<br />
==Psuedocode of the Algorithm==<br />
<br />
[[File:lnottol_fig2.png|750px|center]]<br />
<br />
AE-DQN trains two networks: a DQN denoted by Q and an AEN denoted by E. The algorithm creates a linear contextual bandit model from it every L iterations with procedure AENUpdate(). This procedure uses the activations of the last hidden layer of E as features, which are then used to create a contextual linear bandit model.AENUpdate() then solved this model and plugin it into the target AEN. The contextual linear bandit model <math display="inline">(E^-,V)</math> is then used to eliminate actions via the ACT() and Target() functions. ACT() follows an <math display="inline">\epsilon</math>-greedy mechanism on the admissible actions set. For exploitation, it selects the action with highest Q-value by taking an argmax on Q-values among <math display="inline">A'</math>. For exploration, it selects an action uniformly from <math display="inline">A'</math>. The targets() procedure is estimating the value function by taking max over Q-values only among admissible actions, hence, reducing function approximation errors.<br />
<br />
=Experiments=<br />
==Grid Domain==<br />
The authors start by evaluating our algorithm on a small grid world domain with 9 rooms, where they ca analyze the effect of the action elimination (visualization can be found in the appendix). In this domain, the agent starts at the center of the grid and needs to navigate to its upper-left corner. On every step, the agent suffers a penalty of (−1), with a terminal reward of 0. Prior to the game, the states are randomly divided into K categories. The environment has 4K navigation actions, 4 for each category, each with a probability to move in a random direction. If the chosen action belongs to the same category as the state, the action is performed correctly in probability pTc = 0.75. Otherwise, it will be performed correctly in probability pFc = 0.5. If the action does not fit the state category, the elimination signal equals 1, and if the action and state belong to the same category, then e = 0. The optimal policy will only use the navigation actions from the same type as the state, and all of the other actions are strictly suboptimal. A basic comparison between vanilla Q-learning without action elimination (green) and a tabular version of the action elimination Q-learning (blue) can be found in the figure below. In all of the figures, the results are compared to the case with one category (red), i.e., only 4 basic navigation actions, which forms an upper bound on performance with multiple categories. In Figure (a),(c), the episode length is T = 150, and in Figure (b) it is T = 300, to allow sufficient exploration for the vanilla Q-Learning. It is clear from the simulations that the action elimination dramatically improves the results in large action spaces. Also note that the gain from action elimination increases with the grid size since the elimination allows the agent to reach the goal earlier.<br />
<br />
<br />
[[File:griddomain.png|1200px|thumb|center|Performance of agents in grid world]]<br />
==Zork domain==<br />
<br />
The world of Zork presents a rich environment with a large state and action space. <br />
Zork players describe their actions using natural language instructions. For example, "open the mailbox". Then their actions were processed by a sophisticated natural language parser. Based on the results, the game presents the outcome of the action. The goal of Zork is to collect the Twenty Treasures of Zork and install them in the trophy case. Points that are generated from the game's scoring system are given to the agent as the reward. For example, the player gets the points when solving the puzzles. Placing all treasures in the trophy will get 350 points. The elimination signal is given in two forms, "wrong parse" flag, and text feedback "you cannot take that". These two signals are grouped together into a single binary signal which then provided to the algorithm. <br />
<br />
Experiments begin with the two subdomains of Zork domains: Egg Quest and the Troll Quest. For these subdomains, an additional reward signal is provided to guide the agent towards solving specific tasks and make the results more visible. A reward of -1 is applied at every time step to encourage the agent to favor short paths. Each trajectory terminates is upon completing the quest or after T steps are taken. The discounted factor for training is <math display="inline">\gamma=0.8</math> and <math display="inline">\gamma=1</math> during evaluation. Also <math display="inline">\beta=0.5, l=0.6</math> in all experiments. <br />
<br />
===Egg Quest===<br />
<br />
The goal for this quest is to find and open the jewel-encrusted egg hidden on a tree in the forest. An egg-splorer goes on an adventure to find a mystical ancient relic with his furry companion. You can have a look at the game at [https://scratch.mit.edu/projects/212838126/ EggQuest]<br />
<br />
The agent will get 100 points upon completing this task. For action space, there are 9 fixed actions for navigation, and a second subset which consisting <math display="inline">N_{Take}</math> actions for taking possible objects in the game. <math display="inline">N_{Take}=200 (set A_1), N_{Take}=300 (set A_2)</math> has been tested separately.<br />
AE-DQN (blue) and a vanilla DQN agent (green) has been tested in this quest.<br />
<br />
[[File:AEF_zork_comparison.png|1200px|thumb|center|Performance of agents in the egg quest.]]<br />
<br />
Figure a) corresponds to the set <math display="inline">A_1</math>, with T=100, b) corresponds to the set <math display="inline">A_2</math>, with T=100, and c) corresponds to the set <math display="inline">A_2</math>, with T=200. Both agents has performed well on sets a and c. However the AE-DQN agent has learned much faster than the DQN on set b, which implies that action elimination is more robust to hyperparameter optimization when the action space is large. One important observation to note is that the three figures have different scales for the cumulative reward. While the AE-DQN outperformed the standard DQN in figure b, both models performed significantly better with the hyperparameter configuration in figure c.<br />
<br />
===Troll Quest===<br />
<br />
The goal of this quest is to find the troll. To do it the agent need to find the way to the house, use a lantern to expose the hidden entrance to the underworld. It will get 100 points upon achieving the goal. This quest is a larger problem than Egg Quest. The action set <math display="inline">A_1</math> is 200 take actions and 15 necessary actions, 215 in total.<br />
<br />
[[File:AEF_troll_comparison.png|400px|thumb|center|Results in the Troll Quest.]]<br />
<br />
The red line above is an "optimal elimination" baseline which consists of only 35 actions(15 essential, and 20 relevant take actions). We can see that AE-DQN still outperforms DQN and its improvement over DQN is more significant in the Troll Quest than the Egg quest. Also, it achieves compatible performance to the "optimal elimination" baseline.<br />
<br />
===Open Zork===<br />
<br />
Lastly, the "Open Zork" domain has been tested which only the environment reward has been used. 1M steps has been trained. Each trajectory terminates after T=200 steps. Two action sets have been used:<math display="inline">A_3</math>, the "Minimal Zork" action set, which is the minimal set of actions (131) that is required to solve the game. <math display="inline">A_4</math>, the "Open Zork" action set (1227) which composed of {Verb, Object} tuples for all the verbs and objects in the game.<br />
<br />
[[]]<br />
<br />
[[File:AEF_open_zork_comparison.png|600px|thumb|center|Results in "Open Zork".]]<br />
<br />
<br />
The above Figure shows the learning curve for both AE-DQN and DQN. We can see that AE-DQN (blue) still outperform the DQN (blue) in terms of speed and cumulative reward.<br />
<br />
=Conclusion=<br />
In this paper, the authors proposed a Deep Reinforcement Learning model for sub-optimal actions while performing Q-learning. Moreover, they showed that by eliminating actions, using linear contextual bandits with theoretical guarantees of convergence, the size of the action space is reduced, exploration is more effective, and learning is improved when tested on Zork, a text-based game.<br />
<br />
For future work the authors aim to investigate more sophisticated architectures and tackle learning shared representations for elimination and control which may boost performance on both tasks.<br />
<br />
They also hope to to investigate other mechanisms for action elimination, such as eliminating actions that result from low Q-values as in Even-Dar, Mannor, and Mansour, 2003.<br />
<br />
The authors also hope to generate elimination signals in real-world domains and achieve the purpose of eliminating the signal implicitly.<br />
<br />
=Critique=<br />
The paper is not a significant algorithmic contribution and it merely adds an extra layer of complexity to the very famous DQN algorithm. All the experimental domains considered in the paper are discrete action problems that have so many actions that it could have been easily extended to a continuous action problem. In continuous action space there are several policy gradient based RL algorithms that have provided stronger performances. The authors should have ideally compared their methods to such algorithms like PPO or DRPO.<br />
<br />
Even with the critique above, the paper presents mathematical/theoretical justifications of the methodology. Moreover, since the methodology is built on the standard RL framework, this means that other variant RL algorithms can apply the idea to decrease the complexity and increase the performance. Moreover, the there are some rooms for applying technical variations for the algorithm.<br />
<br />
Also, since we are utilizing the system's response to irrelevant actions, an intuitive approach to eliminate such irrelevant actions is to add a huge negative reward for such actions, which will be much easier than the approach suggested by this paper. However, the in experiments, the author only compares AE-DQN to traditional DQN, not traditional DQN with negative rewards assigned to irrelevant actions.<br />
<br />
After all, the name that the authors have chosen is a good and attractive choice and matches our brain's structure which in so many real-world scenarios detects what not to learn.<br />
<br />
=Reference=<br />
1. Chu, W.; Li, L.; Reyzin, L.; and Schapire, R. 2011. Contextual bandits with linear payoff functions. In Proceedings of the Fourteenth International Conference on Artiﬁcial Intelligence and Statistics.<br />
<br />
2. Côté,M.-A.;Kádár,Á.;Yuan,X.;Kybartas,B.;Barnes,T.;Fine,E.;Moore,J.;Hausknecht,M.;Asri, L. E.; Adada, M.; et al. 2018. Textworld: A learning environment for text-based games. arXiv.<br />
<br />
3. Dulac-Arnold, G.; Evans, R.; van Hasselt, H.; Sunehag, P.; Lillicrap, T.; Hunt, J.; Mann, T.; Weber, T.; Degris, T.; and Coppin, B. 2015. Deep reinforcement learning in large discrete action spaces. arXiv.<br />
<br />
4. He, J.; Chen, J.; He, X.; Gao, J.; Li, L.; Deng, L.; and Ostendorf, M. 2015. Deep reinforcement learning with an unbounded action space. CoRR abs/1511.04636.<br />
<br />
5. Kim, Y. 2014. Convolutional neural networks for sentence classiﬁcation. [https://arxiv.org/abs/1408.5882 arXiv preprint].<br />
<br />
6. VanHasselt,H.,andWiering,M.A. 2009. Usingcontinuousactionspacestosolvediscreteproblems. In Neural Networks, 2009. IJCNN 2009. International Joint Conference on, 1149–1156. IEEE.<br />
<br />
7. Watkins, C. J., and Dayan, P. 1992. Q-learning. Machine learning 8(3-4):279–292.<br />
<br />
8. Su, P.-H.; Gasic, M.; Mrksic, N.; Rojas-Barahona, L.; Ultes, S.; Vandyke, D.; Wen, T.-H.; and Young, S. 2016. Continuously learning neural dialogue management. arXiv preprint.<br />
<br />
9. Wu, Y.; Schuster, M.; Chen, Z.; Le, Q. V.; Norouzi, M.; Macherey, W.; Krikun, M.; Cao, Y.; Gao, Q.; Macherey, K.; et al. 2016. Google’s neural machine translation system: Bridging the gap between human and machine translation. arXiv preprint.<br />
<br />
10. Yuan, X.; Côté, M.-A.; Sordoni, A.; Laroche, R.; Combes, R. T. d.; Hausknecht, M.; and Trischler, A. 2018. Counting to explore and generalize in text-based games. arXiv preprint arXiv:1806.1152<br />
<br />
11. Zahavy, T.; Haroush, M.; Merlis, N.; Mankowitz, D. J.; 2018. Learn What Not to Learn: Action Elimination with Deep Reinforcement Learning. arXiv:1809.02121v1</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Wasserstein_Auto-encoders&diff=41801Wasserstein Auto-encoders2018-11-29T05:25:48Z<p>X46peng: /* Critique */</p>
<hr />
<div>The first version of this work was published in 2017 and this version (which is the third revision) is presented in ICLR 2018. Source code for the first version is available [https://github.com/tolstikhin/wae here]<br />
<br />
=Introduction=<br />
Early successes in the field of representation learning were based on supervised approaches, which used large labeled datasets to achieve impressive results. On the other hand, popular unsupervised generative modeling methods mainly consisted of probabilistic approaches focusing on low dimensional data. In recent years, there have been models proposed which try to combine these two approaches. One such popular method is called variational auto-encoders (VAEs). VAEs are theoretically elegant but have a major drawback of generating blurry sample images when used for modeling natural images. In comparison, generative adversarial networks (GANs) produce much sharper sample images but have their own list of problems which include a lack of encoder, harder to train, and the "mode collapse" problem. Mode collapse problem refers to the inability of the model to capture all the variability in the true data distribution. Currently, there has been a lot of activities around finding and evaluating numerous GANs architectures and combining VAEs and GANs, but a model which combines the best of both GANs and VAEs is yet to be discovered.<br />
<br />
The work done in this paper builds upon the theoretical work done in Bousquet et al.[2017] [4]. The authors tackle generative modeling using optimal transport (OT). The OT cost is defined as the measure of distance between probability distributions.<br />
<br />
To be more specific on the OT:<br />
<br />
Given a function <math>c : X × Y → R</math>, they seek a minimizer of <math> C(µ, ν) := \underset{π ∈ Π(µ, ν)}{inf} \int_{X×Y}{c(x, y)dπ(x, y)}</math><br />
<br />
The measures <math>π ∈ Π(µ, ν)</math> are called transport plans or transference plans. The measures <math>π ∈ Π(µ, ν)</math> achieving the infimum are called optimal transport plans. The classical interpretation of this problem is the problem of minimizing the total cost <math>C(µ, ν)</math> of transporting the mass distribution <math>µ</math> to the mass distribution <math>ν</math>, where the cost of transporting one unit of mass at the point <math>x ∈ X</math> to one unit of mass at the point <math>y ∈ Y</math> is given by the cost function <math>c(x, y)</math>.<br />
<br />
One of the features of OT cost which is beneficial is that it provides much weaker topology when compared to other costs, including f-divergences which are associated with the original GAN algorithms. <br />
This particular feature is crucial in applications where the data is usually supported on low dimensional manifolds in the input space. This result in a problem with the stronger notions of distances such as f-divergences as they often max out and provide no useful gradients for training. In comparison, the OT cost has been claimed to behave much more nicely [5, 8]. Despite the preceding claim, the implementation, which is similar to GANs, still requires the addition of a constraint or a regularization term into the objective function.<br />
<br />
==Original Contributions==<br />
Let <math>P_X</math> be the true but unknown data distribution, <math>P_G</math> be the latent variable model specified by the prior distribution <math>P_Z</math> of latent codes <math>Z \in \mathcal{Z}</math> and the generative model <math>P_G(X|Z)</math> of the data points <math>X \in \mathcal{X}</math> given <math>Z</math>. The goal in this paper is to minimize <math>OT\ W_c(P_X, P_G)</math>.<br />
<br />
The main contributions are given below:<br />
<br />
* A new class of auto-encoders called Wasserstein Auto-Encoders (WAE). WAEs minimize the optimal transport <math>W_c(P_X, P_G)</math> for any cost function <math>c</math>. As is the case with VAEs, WAE objective function is also made up of two terms: the c-reconstruction cost and a regularizer term <math>\mathcal{D}_Z(P_Z, Q_Z)</math> which penalizes the discrepancy between two distributions in <math>\mathcal{Z}: P_Z\ and\ Q_Z</math>. <math>Q_Z</math> is a distribution of encoded points, i.e. <math>Q_Z := \mathbb{E}_{P_X}[Q(Z|X)]</math>. Note that when <math>c</math> is the squared cost and the regularizer term is the GAN objective, WAE is equivalent to the adversarial auto-encoders described in [2].<br />
<br />
* Experimental results of using WAE on MNIST and CelebA datasets with squared cost <math>c(x, y) = ||x - y||_2^2</math>. The results of these experiments show that WAEs have the good features of VAEs such as stable training, encoder-decoder architecture, and a nice latent manifold structure while simultaneously improving the quality of the generated samples.<br />
<br />
* Two different regularizers. One based on GANs and adversarial training in the latent space <math>\mathcal{Z}</math>. The other one is based on something called "Maximum Mean Discrepancy" which known to have high performance when matching high dimensional standard normal distributions. The second regularizer also makes the problem fully adversary-free min-min optimization problem.<br />
<br />
* The final contribution is the mathematical analysis used to derive the WAE objective function. In particular, the mathematical analysis shows that in the case of generative models, the primal form of <math>W_c(P_X, P_G)</math> is equivalent to a problem which deals with the optimization of a probabilistic encoder <math>Q(Z|X)</math><br />
<br />
=Proposed Method=<br />
The method proposed by the authors uses a novel auto-encoder architecture to minimize the optimal transport cost <math>W_c(P_X, P_G)</math>. In the optimization problem that follows, the decoder tries to accurately reconstruct the data points as measured by the cost function <math>c</math>. The encoder tries to achieve the following two conflicting goals at the same time: (1) try to match the distribution of the encoded data points <math>Q_Z := \mathbb{E}_{P_X}[Q(Z|X)]</math> to the prior distribution <math>P_Z</math> as measured by the divergence <math>\mathcal{D}_Z(P_Z, Q_Z)</math> and, (2) make sure that the latent space vectors encoded contain enough information so that the reconstruction of the data points are of high quality. The figure below illustrates this:<br />
<br />
[[File:ka2khan_figure_1.png|800px|thumb|center|Figure 1]]<br />
<br />
Figure 1: Both VAE and WAE have objectives which are composed of two terms. The two terms are the reconstruction cost and the regularizer term which penalizes the divergence between <math>P_Z</math> and <math>Q_Z</math>. VAE forces <math>Q(Z|X = x)</math> to match <math>P_Z</math> for the the different training examples drawn from <math>P_X</math>. As shown in the figure above, every red ball representing <math>Q_z</math> is forced to match <math>P_Z</math> depicted as whitish triangles. This causes intersection among red balls and results in reconstruction problems. On the other hand, WAE coerces the mixture <math>Q_Z := \int{Q(Z|X)\ dP_X}</math> to match <math>P_Z</math> as shown in the figure above. This provides a better chance of the encoded latent codes to have more distance between them. As a consequence of this, higher reconstruction quality is achieved.<br />
<br />
==Preliminaries and Notations==<br />
Authors use calligraphic letters to denote sets (for example, <math>\mathcal{X}</math>), capital letters for random variables (for example, <math>X</math>), and lower case letters for the values (for example, <math>x</math>). Probability distributions are are also denoted with capital letters (for example, <math>P(X)</math>) and the corresponding densities are denoted with lowercase letter (for example, <math>p(x)</math>).<br />
<br />
Several measure of difference between probability distributions are also used by the authors. These include f-divergences given by <math>D_f(p_X||p_G) := \int{f(\frac{p_X(x)}{p_G(x)})p_G(x)}dx\ \text{where}\ f:(0, \infty) &rarr; \mathcal{R}</math> is any convex function satisfying <math>f(1) = 0</math>. Other divergences used include KL divergence (<math>D_{KL}</math>) and Jensen-Shannon (<math>D_{JS}</math>) divergences.<br />
<br />
==Optimal Transport and its Dual Formations==<br />
<br />
A rich class of measure of distances between probability distributions is motivated by the optimal transport problem. One such formulation of the optimal transport problem is the Kantovorich's formulation given by:<br />
<br />
<math><br />
W_c(P_X, P_G) := \underset{\Gamma \in \mathcal{P}(X \sim P_X ,Y \sim P_G)}{inf} \mathbb{E}_{(X,Y) \sim \Gamma}[c(X,Y)],<br />
\text{where} \ c(x, y): \mathcal{X} \times \mathcal{X} &rarr; \mathcal{R_{+}}<br />
</math><br />
<br />
is any measurable cost function and <math>\mathcal{P}(X \sim P_X, Y \sim P_G)</math> is a set of all joint distributions of (X, Y) with marginals <math>P_X\ \text{and}\ P_G</math> respectively.<br />
<br />
A particularly interesting case is when <math>(\mathcal{X}, d)</math> is metric space and <math>c(x, y) = d^p(x, y)\ \text{for}\ p &ge; 1</math>. In this case <math>W_p</math>, the <math>p-th</math> root of <math>W_c</math>, is called the p-Wasserstein distance.<br />
<br />
When <math>c(x, y) = d(x, y)</math> the following Kantorovich-Rubinstein duality holds:<br />
<br />
<math>W_1(P_X, P_G) = \underset{f \in \mathcal{F}_L}{sup} \mathbb{E}_{X \sim P_x}[f(X)] = \mathbb{E}_{Y \sim P_G}[f(Y)]</math><br />
where <math>\mathcal{F}_L</math> is the class of all bounded 1-Lipschitz functions on <math>(\mathcal{X}, d)</math>.<br />
<br />
==Application to Generative Models: Wasserstein auto-encoders==<br />
The intuition behind modern generative models like VAEs and GANs is that they try to minimize specific distance measures between the data distribution <math>P_X</math> and the model <math>P_G</math>. Unfortunately, with the current knowledge and tools, it is usually really hard or even impossible to calculate most of the standard discrepancy measures especially when <math>P_X</math> is not known and <math>P_G</math> is parametrized by deep neural networks. Having said that, there are certain tricks available which can be employed to get around that difficulty.<br />
<br />
For KL-divergence <math>D_{KL}(P_X, P_G)</math> minimization, or equivalently the marginal log-likelihood <math>E_{P_X}[log_{P_G}(X)]</math> maximization, one can use the famous variational lower bound which provides a theoretically grounded framework. This has been used quite successfully by the VAEs. In the general case of minimizing f-divergence <math>D_f(P_X, P_G)</math>, using its dual formulation along with f-GANs and adversarial training is viable. Finally, OT cost <math>W_c(P_X, P_G)</math> can be minimized by using the Kantorovich-Rubinstein duality expressed as an adversarial objective. The Wasserstein-GAN implement this idea.<br />
<br />
In this paper, the authors focus on the latent variable models <math>P_G</math> given by a two step procedure. First, a code <math>Z</math> is sampled from a fixed distribution <math>P_Z</math> on a latent space <math>\mathcal{Z}</math>. Second step is to map <math>Z</math> to the image <math>X \in \mathcal{X} = \mathcal{R}^d</math> with a (possibly random) transformation. This gives us a density of the form<br />
<br />
<math><br />
p_G(x) := \int\limits_{\mathcal{Z}}{p_G(x|z)p_z(z)}dz,\ \forall x \in \mathcal{X}, <br />
</math><br />
<br />
provided all the probablities involved are properly defined. In order to keep things simple, the authors focus on non-random decoders, i.e., the generative models <math>P_G(X|Z)</math> deterministically map <math>Z</math> to <math>X = G(Z)</math> using a fixed map <math>G: \mathcal{Z} &rarr; \mathcal{X}</math>. Similar results hold for the random decoders as shown by the authors in the appendix B.1.<br />
<br />
Working under the model defined in the preceding paragraph, the authors find that OT cost takes a much simpler form as the transportation plan factors through the map <math>G:</math> instead of finding a coupling <math>\Gamma</math> between two random variables in the <math>\mathcal{X}</math> space, one given by the distribution <math>P_X</math> and the other by the the distribution <math>P_G</math>, it is enough to find a conditional distribution <math>Q(Z|X)</math> such that its <math>Z</math> marginal, <math>Q_Z)Z) := \mathbb{E}_{X \sim P_X}[Q(Z|X)]</math> is the same as the prior distribution <math>P_Z</math>. This is formalized by the theorem given below. The theorem given below was proven in [4] by the authors.<br />
<br />
'''Theorem 1.''' For <math>P_G</math> defined as above with deterministic <math>P_G(X|Z)</math> and any function <math>G:\mathcal{Z} &rarr; \mathcal{X}</math><br />
<br />
<math><br />
\underset{\Gamma \in \mathcal{P}(X \sim P_X ,Y \sim P_G)}{inf} \mathbb{E}_{(X,Y) \sim \Gamma}[c(X,Y)] = \underset{Q: Q_Z = P_Z}{inf} \mathbb{E}_{P_X} \mathbb{E}_{Q(Z|X)}[c(X, G(Z))]<br />
</math><br />
<br />
where <math>Q_Z</math> is the marginal distribution of <math>Z</math> when <math>X \sim P_X</math> and <math>Z \sim Q(Z|X)</math>.<br />
<br />
According to the authors, the result above allows optimization over random encoders <math>Q(Z|X)</math> instead of optimizing overall couplings of <math>X</math> and <math>Y</math>. Both problems are still constrained. To find a numerical solution, the authors relax the constraints on <math>Q_Z</math> by adding a regularizer term to the objective. This gives them the WAE objective:<br />
<br />
<math><br />
D_{WAE}(P_X, P_G) := \underset{Q(Z|X) \in \mathcal{Q}}{inf} \mathbb{E}_{P_X} \mathbb{E}_{Q(Z|X)}[c(X, G(Z))] + \lambda \cdot \mathcal{D}_Z(Q_Z, P_Z)<br />
</math><br />
<br />
where <math>\mathcal{Q}</math> is any nonparametric set of probabilistic encoders, <math>\mathcal{D}_Z</math> is an arbitrary measure of distance between <math>Q_Z</math> and <math>P_Z</math>, and <math>\lambda &gt; 0</math> is a hyperparameter. As is the case with the VAEs, the<br />
authors propose using deep neural networks to parameterize both encoders <math>Q</math> and decoders <math>G</math>. Note that, unlike VAEs, WAE allows for non-random encoders deterministically mapping their inputs to their latent codes.<br />
<br />
The authors propose two different regularizers <math>\mathcal{D}_Z(Q_Z, P_Z)</math><br />
<br />
===GAN-based <math>\mathcal{D}_z</math>===<br />
One of the option is to use <math>\mathcal{D}_Z(Q_Z, P_Z) = \mathcal{D}_{JS}(Q_Z, P_Z)</math> along with adversarial training for estimation. In particular, the discriminator (adversary) is used in the latent space <math>\mathcal{Z}</math> to classify "true" points sampled for <math>P_X</math> and "fake" ones samples from <math>Q_Z</math>. This leads to the WAE-GAN as described in Algorithm 1 listed below. Even though WAE-GAN still uses max-min optimization, one positive feature is that it moves the adversary from the input (pixel) space <math>\mathcal{X}</math> to the latent space <math>\mathcal{Z}</math>. Additionally, the true latent space distribution <math>P_Z</math> might have a nice shape with a single mode (for a Gaussian prior), making the task of matching much easier as opposed to matching an unknown, complex, and possibly multi-modal distributions which is usually the case in GANs. This leads to the second penalty.<br />
<br />
===MMD-based <math>\mathcal{D}_z</math>===<br />
For a positive-definite reproducing kernel <math>k: \mathcal{Z} \times \mathcal{Z} &rarr; \mathcal{R}</math>, the maximum mean discrepancy (MMD) is defined as<br />
<br />
<math><br />
MMD_k(P_Z, Q_Z) = \left \Vert \int \limits_{\mathcal{Z}} {k(z, \cdot)dP_Z(z)} - \int \limits_{\mathcal{Z}} {k(z, \cdot)dQ_Z(z)} \right \|_{\mathcal{H}_k}<br />
</math>,<br />
<br />
where <math>\mathcal{H}_k</math> is the RKHS (reproducing kernel Hilbert space) of real-valued functions mappings <math>\mathcal{Z}</math> to <math>\mathcal{R}</math>. If <math>k</math> is characteristi then <math>MMD_k</math> defines a metric and can be used as a distance measure. The authors propose to use <math>\mathcal{D}_Z(P_Z, Q_Z) = MMD_k(P_Z, Q_Z)</math>. MMD also have an unbiased U-statistic estimator which can be used alongwith stochastic gradient descent (SGD) methods. This gives us WAE-MMD as described in the Algorithm 2 listed below. Note that MMD is known to perform well when matching high dimensional standard normal distributions, so it is expected that this penalty will work well when the prior <math>P_Z</math> is Gaussian.<br />
<br />
[[File:ka2khan_figure_2.png|800px|thumb|center|Algorithms- WAE-GAN on left and WAE-MMD on right]]<br />
<br />
=Related Work=<br />
==Literature on auto-encoders==<br />
Classical unregularized auto-encoders have an objective function which only tries to minimize the reconstruction cost. This results in distinct data points being encoded into distinct zones distributed chaotically across the latent space <math>\mathcal{Z}</math>. The latent space <math>\mathcal{Z}</math> in this scenario contains huge "holes" for which the decoder <math>P_G(X|Z)</math> has never been trained. In general, the encoder trained this way do not provide terribly useful representations and sampling from the latent space <math>\mathcal{Z}</math> becomes a difficult task [12].<br />
<br />
VAEs [1] minimize the KL-divergence <math>D_{KL}(P_X, P_G)</math> which consists of the reconstruction cost and the regularizer <math>\mathbb{E}_{P_X}[D_{KL}(Q(|X), P_Z)]</math>. The regularizer penalizes the difference in the encoded training images and the prior <math>P_Z</math>. But this penalty still does not guarantee that the overall encoded distribution matches the prior distribution as WAE does. In addition, VAEs require a non-degenerate (i.e. non-deterministic) Gaussian encoders along with random decoders. Another paper [11] later, proposed a method which allows the use of non-Gaussian encoders with VAEs. In the meanwhile, WAE minimizes <math>W_{c}(P_X, P_G)</math> and allows probabilistic and deterministic encoder and decoder pairs.<br />
<br />
When parameters are appropriately defined, WAE is able to generalize AAE in two ways: it can use any cost function in the input space and use any discrepancy measure <math>D_Z</math> in latent space <math>Z</math> other than the adversarial one.<br />
<br />
There has been work done on regularized auto-encoders called InfoVAE [14], which has objective similar to [4] but using different motivations and arguments.<br />
<br />
WAEs explicitly define the cost function <math>c(x,y)</math>, whereas VAEs rely on an implicitly through a negative log likelihood term. It theoretically can induce any arbitrary cost function, but in practice can require an estimation of the normalizing constant that can be different for values of <math>z</math>.<br />
<br />
==Literature on OT==<br />
[15] provides methods for computing OT cost for large-scale data using SGD and sampling. The WGAN [5] proposes a generative model which minimizes 1-Wasserstein distance <math>W_1(P_X, P_G)</math>. The WGAN algorithm does not provide an encoder and cannot be easily applied to any arbitrary cost <math>W_C</math>. The model proposed in [5] uses the dual form, in contrast, the model proposed in this paper uses the primal form. The primal form allows the use of any arbitrary cost function <math>c</math> and naturally, comes with an encoder. <br />
<br />
In order to compute <math>W_c(P_X, P_G)</math> or <math>W_1(P_X, P_G)</math>, the model needs to handle various non-trivial constraints, various methods has be proposed in the literature ([5], [2], [8], [16], [15], [17], [18]) to avoid this difficulty .<br />
<br />
==Literature on GANs==<br />
A lot of the GAN variations which have been proposed in the literature come without an encoder. Examples include WGAN and f-GAN. These models are deficient in cases where a reconstruction of latent space is needed to use the learned manifold.<br />
<br />
There have been numerous models proposed in the literature which try to combine the adversarial training of GANs with auto-encoder architectures. Some examples are [19], [20], [21], and [22]. There has also been work done in which reproducing kernels have been used in the context of GANS ([23], [24]).<br />
<br />
=Experiments=<br />
Experiments were used to empirically evaluate the proposed WAE model. <br />
<br />
'''Experimental setup'''<br />
<br />
For experimental setup, authors used <math> \small P_Z</math> and squared cost function <math> \small c(x,y)</math> for data points.<br />
Deterministic encoder-decoder pairs were used.The authors conducted experiments using the following two real-world datasets: (1) MNIST [27] made up of 70k images, and (2) CelebA [28] consisting of approximately 203k images. For test reconstruction and interpolations a pair of of held out images, <math>(x,y)</math> from the test set are Auto-encoded (separately), to produce <math>(z_x, z_y)</math> in the latent space<br />
<br />
The main evaluation criteria were to see if the WAE model can simultaneously achieve: <br />
<br />
<ol><br />
<li>accurate reconstruction of the data points</li><br />
<li>resonable geometry of the latent manifold</li><br />
<li>generation of high quality random samples</li><br />
</ol><br />
<br />
For the model to generalize well (1) and (2) should be met on both the training and test data set.<br />
<br />
The proposed model achieve reasonably good results as highlighted in the figures given below:<br />
<br />
[[File:ka2khan_figure_3.png|800px|thumb|center|Using CelebA dataset]]<br />
<br />
[[File:ka2khan_figure_4.png|800px|thumb|center|Using CelebA dataset, FID (Fréchet Inception Distance<br />
[32]): smaller is better, sharpness: larger is better]]<br />
<br />
=Conclusion=<br />
The authors proposed a new class of algorithms for building a generative model called Wasserstein Autoencoders based on optimal transport cost. They related the newly proposed model to the existing probabilistic modeling techniques. They empirically evaluated the proposed models using two real-world datasets. They compared the results obtained using their proposed model with the results obtained using VAEs on the same dataset to show that the proposed models generate sample images of higher quality in addition to being easier to train and having good reconstruction quality of the data points.<br />
<br />
The authors claim that in future work, they will further explore the criteria for matching the encoding distribution <math>Q_Z</math> to the prior distribution <math>P_Z</math>, evaluate whether it is feasible to adversarially train the cost function <math>c</math>in the input space <math>\mathcal{X}</math>, and a theoretical analysis of the dual-formations for WAE-GAN and WAE-MMD.<br />
<br />
=Future Work=<br />
Following the work of this paper, another generative model was introduced by [34] that is based on the concept of optimal transport. Optimal transport is basically the distances between probability distributions by transporting one of the distributions to the other (and hence the name of optimal transport). Then, a new simple model called "Sliced-Wasserstein Autoencoders" (SWAE) is presented, which is easily implemented, and provides the capabilities of Wasserstein Autoencoders.<br />
<br />
([https://openreview.net/forum?id=HkL7n1-0b]) The results from MNIST and CelebA datasets look convincing, though could include additional evaluation to compare the adversarial loss with the straightforward MMD metric and potentially discuss their pros and cons. In some sense, given the challenges in evaluating and comparing closely related auto-encoder solutions, the authors could design demonstrative experiments for cases where Wassersterin distance helps and maybe its potential limitations.<br />
<br />
<br />
<br />
=Critique=<br />
<br />
Although this paper presented some empirical tests to explain its method in an appropriate way, it would be better to provide some clearer notations including the details of architectures in their experiments. Furthermore, they could benefit from performing some comparisons between the results of their work and other similar works. As pointed out by a reviewer, the closest work to this paper is the adversarial variational bayes framework by Mescheder et.al. which also attempts at unifying VAEs and GANs. Although the authors describe the conceptual differences and advantages over that approach, it will be beneficial to actually include some comparisons in the results section.<br />
<br />
=References=<br />
[1] D. P. Kingma and M. Welling. Auto-encoding variational Bayes. In ICLR, 2014.<br />
<br />
[2] A. Makhzani, J. Shlens, N. Jaitly, and I. Goodfellow. Adversarial autoencoders. In ICLR, 2016.<br />
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[3] Ian Goodfellow, Jean Pouget-Abadie, Mehdi Mirza, Bing Xu, David Warde-Farley, Sherjil Ozair, Aaron Courville, and Yoshua Bengio. Generative adversarial nets. In NIPS, pages 2672–2680, 2014.<br />
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[4] O. Bousquet, S. Gelly, I. Tolstikhin, C. J. Simon-Gabriel, and B. Schölkopf. From optimal transport to generative modeling: the VEGAN cookbook, 2017.<br />
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[5] M. Arjovsky, S. Chintala, and L. Bottou. Wasserstein GAN, 2017.<br />
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[6] C. Villani. Topics in Optimal Transportation. AMS Graduate Studies in Mathematics, 2003.<br />
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[7] Sebastian Nowozin, Botond Cseke, and Ryota Tomioka. f-GAN: Training generative neural samplers using variational divergence minimization. In NIPS, 2016.<br />
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[8] I. Gulrajani, F. Ahmed, M. Arjovsky, V. Domoulin, and A. Courville. Improved training of wasserstein GANs, 2017.<br />
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[9] A. Gretton, K. M. Borgwardt, M. J. Rasch, B. Schölkopf, and A. J. Smola. A kernel two-sample test. Journal of Machine Learning Research, 13:723–773, 2012.<br />
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[10] F. Liese and K.-J. Miescke. Statistical Decision Theory. Springer, 2008.<br />
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[11] L. Mescheder, S. Nowozin, and A. Geiger. Adversarial variational bayes: Unifying variational autoencoders and generative adversarial networks, 2017.<br />
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[12] Y. Bengio, A. Courville, and P. Vincent. Representation learning: A review and new perspectives. Pattern Analysis and Machine Intelligence, 35, 2013.<br />
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[13] M. D. Hoffman and M. Johnson. Elbo surgery: yet another way to carve up the variational evidence lower bound. In NIPS Workshop on Advances in Approximate Bayesian Inference, 2016.<br />
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[14] S. Zhao, J. Song, and S. Ermon. InfoVAE: Information maximizing variational autoencoders, 2017.<br />
<br />
[15] A. Genevay, M. Cuturi, G. Peyré, and F. R. Bach. Stochastic optimization for large-scale optimal transport. In Advances in Neural Information Processing Systems, pages 3432–3440, 2016. <br />
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[16] M. Cuturi. Sinkhorn distances: Lightspeed computation of optimal transport. In Advances in Neural Information Processing Systems, pages 2292–2300, 2013.<br />
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[17] Lenaic Chizat, Gabriel Peyré, Bernhard Schmitzer, and François-Xavier Vialard. Unbalanced optimal transport: geometry and kantorovich formulation. arXiv preprint arXiv:1508.05216, 2015.<br />
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[18] Matthias Liero, Alexander Mielke, and Giuseppe Savaré. Optimal entropy-transport problems and a new hellinger-kantorovich distance between positive measures. arXiv preprint arXiv:1508.07941, 2015.<br />
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[19] J. Zhao, M. Mathieu, and Y. LeCun. Energy-based generative adversarial network. In ICLR, 2017.<br />
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[20] V. Dumoulin, I. Belghazi, B. Poole, A. Lamb, M. Arjovsky, O. Mastropietro, and A. Courville. Adversarially learned inference. In ICLR, 2017.<br />
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[21] D. Ulyanov, A. Vedaldi, and V. Lempitsky. It takes (only) two: Adversarial generator-encoder networks, 2017.<br />
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[22] D. Berthelot, T. Schumm, and L. Metz. Began: Boundary equilibrium generative adversarial networks, 2017.<br />
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[23] Y. Li, K. Swersky, and R. Zemel. Generative moment matching networks. In ICML, 2015. <br />
<br />
[24] G. K. Dziugaite, D. M. Roy, and Z. Ghahramani. Training generative neural networks via maximum mean discrepancy optimization. In UAI, 2015.<br />
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[25] R. Reddi, A. Ramdas, A. Singh, B. Poczos, and L. Wasserman. On the high-dimensional power of a linear-time two sample test under mean-shift alternatives. In AISTATS, 2015.<br />
<br />
[26] C. L. Li, W. C. Chang, Y. Cheng, Y. Yang, and B. Poczos. Mmd gan: Towards deeper understanding of moment matching network, 2017.<br />
<br />
[27] Y. LeCun, L. Bottou, Y. Bengio, and P. Haffner. Gradient-based learning applied to document recognition. In Proceedings of the IEEE, volume 86(11), pages 2278–2324, 1998.<br />
<br />
[28] Ziwei Liu, Ping Luo, Xiaogang Wang, and Xiaoou Tang. Deep learning face attributes in the wild. In Proceedings of International Conference on Computer Vision (ICCV), 2015.<br />
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[29] D. P. Kingma and J. Lei. Adam: A method for stochastic optimization, 2014.<br />
<br />
[30] A. Radford, L. Metz, and S. Chintala. Unsupervised representation learning with deep convolutional generative adversarial networks. In ICLR, 2016.<br />
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[31] S. Ioffe and C. Szegedy. Batch normalization: Accelerating deep network training by reducing internal covariate shift, 2015.<br />
<br />
[32] Martin Heusel, Hubert Ramsauer, Thomas Unterthiner, Bernhard Nessler, Günter Klambauer, and Sepp Hochreiter. GANs trained by a two time-scale update rule converge to a nash equilibrium. arXiv preprint arXiv:1706.08500, 2017.<br />
<br />
[33] B. Poole, A. Alemi, J. Sohl-Dickstein, and A. Angelova. Improved generator objectives for GANs, 2016.<br />
<br />
[34] S. Kolouri, C. E. Martin, and G. K. Rohde. Sliced-wasserstein autoencoder: An embarrassingly simple generative model. arXiv preprint arXiv:1804.01947, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=CapsuleNets&diff=41800CapsuleNets2018-11-29T05:13:29Z<p>X46peng: /* Future Work */</p>
<hr />
<div>The paper "Dynamic Routing Between Capsules" was written by three researchers at Google Brain: Sara Sabour, Nicholas Frosst, and Geoffrey E. Hinton. This paper was published and presented at the 31st Conference on Neural Information Processing Systems (NIPS 2017) in Long Beach, California. The same three researchers recently published a highly related paper "Matrix Capsules with EM Routing" for ICLR 2018.<br />
<br />
=Motivation=<br />
<br />
Ever since AlexNet eclipsed the performance of competing architectures in the 2012 ImageNet challenge, convolutional neural networks have maintained their dominance in computer vision applications. Despite the recent successes and innovations brought about by convolutional neural networks, some assumptions made in these networks are perhaps unwarranted and deficient. Using a novel neural network architecture, the authors create CapsuleNets, a network that they claim is able to learn image representations in a more robust, human-like manner. With only a 3 layer capsule network, they achieved near state-of-the-art results on MNIST.<br />
==Adversarial Examples==<br />
<br />
First discussed by Christian Szegedy et. al. in late 2013, adversarial examples have been heavily discussed by the deep learning community as a potential security threat to AI learning. Adversarial examples are defined as inputs that an attacker creates intentionally fool a machine learning model. An example of an adversarial example is shown below: <br />
<br />
[[File:adversarial_img_1.png |center]]<br />
To the human eye, the image appears to be a panda both before and after noise is injected into the image, whereas the trained ConvNet model discerns the noisy image as a Gibbon with almost 100% certainty. The fact that the network is unable to classify the above image as a panda after the epsilon perturbation leads to many potential security risks in AI dependent systems such as self-driving vehicles. Although various methods have been suggested to combat adversarial examples, robust defences are hard to construct due to the inherent difficulties in constructing theoretical models for the adversarial example crafting process. However, beyond the fact that these examples may serve as a security threat, it emphasizes that these convolutional neural networks do not learn image classification/object detection patterns the same way that a human would. Rather than identifying the core features of a panda such as: its eyes, mouth, nose, and the gradient changes in its black/white fur, the convolutional neural network seems to be learning image representations in a completely different manner. Deep learning researchers often attempt to model neural networks after human learning, and it is clear that further steps must be taken to robustify ConvNets against targeted noise perturbations.<br />
<br />
==Drawbacks of CNNs==<br />
Hinton claims that the key fault with traditional CNNs lies within the pooling function. Although pooling builds translational invariance into the network, it fails to preserve spatial relationships between objects. When we pool, we effectively reduce a kxk kernel of convolved cells into a scalar input. This results in a desired local invariance without inhibiting the network's ability to detect features, but causes valuable spatial information to be lost.<br />
<br />
In the example below, the network is able to detect the similar features (eyes, mouth, nose, etc) within both images, but fails to recognize that one image is a human face, while the other is a Picasso-esque due to the CNN's inability to encode spatial relationships after multiple pooling layers.<br />
<br />
<br />
[[File:Equivariance Face.png |center]]<br />
<br />
Conversely, we hope that a CNN can recognize that both of the following pictures contain a kitten. Unfortunately, when we feed the two images into a ResNet50 architecture, only the first image is correctly classified, while the second image is predicted to be a guinea pig.<br />
<br />
<br />
[[File:kitten.jpeg |center]]<br />
<br />
<br />
[[File:kitten-rotated-180.jpg |center]]<br />
<br />
For a more in depth discussion on the problems with ConvNets, please listen to Geoffrey Hinton's talk "What is wrong with convolutional neural nets?" given at MIT during the Brain & Cognitive Sciences - Fall Colloquium Series (December 4, 2014).<br />
<br />
==Intuition for Capsules==<br />
Human vision ignores irrelevant details by using a carefully determined sequence of fixation points to ensure that only a tiny fraction of the optic array is ever processed at the highest resolution. Hinton argues that our brains reason visual information by deconstructing it into a hierarchical representation which we then match to familiar patterns and relationships from memory. The key difference between this understanding and the functionality of CNNs is that recognition of an object should not depend on the angle from which it is viewed. <br />
<br />
To enforce rotational and translational equivariance, Capsule Networks store and preserve hierarchical pose relationships between objects. The core idea behind capsule theory is the explicit numerical representations of relative relationships between different objects within an image. Building these relationships into the Capsule Networks model, the network is able to recognize newly seen objects as a rotated view of a previously seen object. For example, the below image shows the Statue of Liberty under five different angles. If a person had only seen the Statue of Liberty from one angle, they would be able to ascertain that all five pictures below contain the same object (just from a different angle).<br />
<br />
[[File:Rotational Invariance.jpeg |center]]<br />
<br />
Building on this idea of hierarchical representation of spatial relationships between key entities within an image, the authors introduce Capsule Networks. Unlike traditional CNNs, Capsule Networks are better equipped to classify correctly under rotational invariance. Furthermore, the authors managed to achieve state of the art results on MNIST using a fraction of the training samples that alternative state of the art networks require.<br />
<br />
<br />
=Background, Notation, and Definitions=<br />
<br />
==What is a Capsule==<br />
"Each capsule learns to recognize an implicitly defined visual entity over a limited domain of viewing conditions and deformations and it outputs both the probability that the entity is present within its limited domain and a set of “instantiation parameters” that may include the precise pose, lighting and deformation of the visual entity relative to an implicitly defined canonical version of that entity. When the capsule is working properly, the probability of the visual entity being present is locally invariant — it does not change as the entity moves over the manifold of possible appearances within the limited domain covered by the capsule. The instantiation parameters, however, are “equivariant” — as the viewing conditions change and the entity moves over the appearance manifold, the instantiation parameters change by a corresponding amount because they are representing the intrinsic coordinates of the entity on the appearance manifold."<br />
<br />
In essence, capsules store object properties in a vector form; probability of detection is encoded as the vector's length, while spatial properties are encoded as the individual vector components. Thus, when a feature is present but the image captures it under a different angle, the probability of detection remains unchanged.<br />
<br />
A brief overview/understanding of capsules can be found in other papers from the author. To quote from [https://openreview.net/pdf?id=HJWLfGWRb this paper]:<br />
<br />
<blockquote><br />
A capsule network consists of several layers of capsules. The set of capsules in layer L is denoted<br />
as <math>\Omega_L</math>. Each capsule has a 4x4 pose matrix, <math>M</math>, and an activation probability, <math>a</math>. These are like the<br />
activities in a standard neural net: they depend on the current input and are not stored. In between<br />
each capsule i in layer L and each capsule j in layer L + 1 is a 4x4 trainable transformation matrix,<br />
<math>W_{ij}</math> . These <math>W_{ij}</math>'s (and two learned biases per capsule) are the only stored parameters and they<br />
are learned discriminatively. The pose matrix of capsule i is transformed by <math>W_{ij}</math> to cast a vote<br />
<math>V_{ij} = M_iW_{ij}</math> for the pose matrix of capsule j. The poses and activations of all the capsules in layer<br />
L + 1 are calculated by using a non-linear routing procedure which gets as input <math>V_{ij}</math> and <math>a_i</math> for all<br />
<math>i \in \Omega_L, j \in \Omega_{L+1}</math><br />
</blockquote><br />
<math></math><br />
<br />
==Notation==<br />
<br />
We want the length of the output vector of a capsule to represent the probability that the entity represented by the capsule is present in the current input. The paper performs a non-linear squashing operation to ensure that vector length falls between 0 and 1, with shorter vectors (less likely to exist entities) being shrunk towards 0. <br />
<br />
\begin{align} \mathbf{v}_j &= \frac{||\mathbf{s}_j||^2}{1+ ||\mathbf{s}_j||^2} \frac{\mathbf{s}_j}{||\mathbf{s}_j||} \end{align}<br />
<br />
where <math>\mathbf{v}_j</math> is the vector output of capsule <math>j</math> and <math>s_j</math> is its total input.<br />
<br />
For all but the first layer of capsules, the total input to a capsule <math>s_j</math> is a weighted sum over all “prediction vectors” <math>\hat{\mathbf{u}}_{j|i}</math> from the capsules in the layer below and is produced by multiplying the output <math>\mathbf{u}i</math> of a capsule in the layer below by a weight matrix <math>\mathbf{W}ij</math><br />
<br />
\begin{align}<br />
\mathbf{s}_j = \sum_i c_{ij}\hat{\mathbf{u}}_{j|i}, \hat{\mathbf{u}}_{j|i}= \mathbf{W}_{ij}\mathbf{u}_i<br />
\end{align}<br />
where the <math>c_{ij}</math> are coupling coefficients that are determined by the iterative dynamic routing process.<br />
<br />
The coupling coefficients between capsule <math>i</math> and all the capsules in the layer above sum to 1 and are determined by a “routing softmax” whose initial logits <math>b_{ij}</math> are the log prior probabilities that capsule <math>i</math> should be coupled to capsule <math>j</math>.<br />
<br />
\begin{align}<br />
c_{ij} = \frac{\exp(b_{ij})}{\sum_k \exp(b_{ik})}<br />
\end{align}<br />
<br />
=Network Training and Dynamic Routing=<br />
<br />
==Understanding Capsules==<br />
The notation can get somewhat confusing, so I will provide intuition behind the computational steps within a capsule. The following image is taken from naturomic's talk on Capsule Networks.<br />
<br />
[[File:CapsuleNets.jpeg|center|800px]]<br />
<br />
The above image illustrates the key mathematical operations happening within a capsule (and compares them to the structure of a neuron). Although the operations are rather straightforward, it's crucial to note that the capsule computes an affine transformation onto each input vector. The length of the input vectors <math>\mathbf{u}_{i}</math> represent the probability of entity <math>i</math> existing in a lower level. This vector is then reoriented with an affine transform using <math>\mathbf{W}_{ij}</math> matrices that encode spatial relationships between entity <math>\mathbf{u}_{i}</math> and other lower level features.<br />
<br />
We illustrate the intuition behind vector-to-vector matrix multiplication within capsules using the following example: if vectors <math>\mathbf{u}_{1}</math>, <math>\mathbf{u}_{2}</math>, and <math>\mathbf{u}_{3}</math> represent detection of eyes, nose, and mouth respectively, then after multiplication with trained weight matrices <math>\mathbf{W}_{ij}</math> (where j denotes existence of a face), we should get a general idea of the general location of the higher level feature (face), similar to the image below.<br />
<br />
[[File:Predictions.jpeg |center]]<br />
<br />
==Dynamic Routing==<br />
A capsule <math>i</math> in a lower-level layer needs to decide how to send its output vector to higher-level capsules <math>j</math>. This decision is made with probability proportional to <math>c_{ij}</math>. If there are <math>K</math> capsules in the level that capsule <math>i</math> routes to, then we know the following properties about <math>c_{ij}</math>: <math>\sum_{j=1}^M c_{ij} = 1, c_{ij} \geq 0</math><br />
<br />
In essence, the <math>\{c_{ij}\}_{j=1}^M</math> denotes a discrete probability distribution with respect to capsule <math>i</math>'s output location. Lower level capsules decide which higher level capsules to send vectors into by adjusting the corresponding routing weights <math>\{c_{ij}\}_{j=1}^M</math>. After a few iterations in training, numerous vectors will have already been sent to all higher level capsules. Based on the similarity between the current vector being routed and all vectors already sent into the higher level capsules, we decide which capsule to send the current vector into.<br />
[[File:Dynamic Routing.png|center|900px]]<br />
<br />
In the image above, we notice that a cluster of points similar to the current vector has already been routed into capsule K, while most points in capsule J are high dissimilar. It thus makes more sense to route the current observation into capsule K; we adjust the corresponding weight upwards during training.<br />
<br />
These weights are determined through the dynamic routing procedure:<br />
[[File:Routing Algo.png|900px]]<br />
<br />
<br />
Although dynamic routing is not the only manner in which we can encode relationships between capsules, the premise of the paper is to demonstrate the capabilities of capsules under a simple implementation. Since the paper's release in 2017, numerous alternative routing implementations have been released including an EM matrix routing algorithm by the same authors (ICLR 2018).<br />
<br />
=Architecture=<br />
The capsule network architecture given by the authors has 11.36 million trainable parameters. The paper itself is not very detailed on exact implementation of each architectural layer, and hence it leaves some degree of ambiguity on coding various aspects of the original network. The capsule network has 6 overall layers, with the first three layers denoting components of the encoder, and the last 3 denoting components of the decoder.<br />
<br />
==Loss Function==<br />
[[File:Loss Function.png|900px]]<br />
<br />
The cost function looks very complicated, but can be broken down into intuitive components. Before diving into the equation, remember that the length of the vector denotes the probability of object existence. The left side of the equation denotes loss when the network classifies an observation correctly; the term becomes zero when classification is incorrect. To compute loss when the network correctly classifies the label, we subtract the vector norm from a fixed quantity <math>m^+ := 0.9</math>. On the other hand, when the network classifies a label incorrectly, we penalize the loss based on the network's confidence in the incorrect label; we compute the loss by subtracting <math>m^- := 0.1</math> from the vector norm.<br />
<br />
A graphical representation of loss function values under varying vector norms is given below.<br />
[[File:Loss function chart.png|900px]]<br />
<br />
==Encoder Layers==<br />
All experiments within this paper were conducted on the MNIST dataset, and thus the architecture is built to classify the corresponding dataset. For more complex datasets, the experiments were less promising. <br />
<br />
[[File:Architecture.png|center|900px]]<br />
<br />
The encoder layer takes in a 28x28 MNIST image, and learns a 16 dimensional representation of instantiation parameters.<br />
<br />
'''Layer 1: Convolution''': <br />
This layer is a standard convolution layer. Using kernels with size 9x9x1, a stride of 1, and a ReLU activation function, we detect the 2D features within the network.<br />
<br />
'''Layer 2: PrimaryCaps''': <br />
We represent the low level features detected during convolution as 32 primary capsules. Each capsule applies eight convolutional kernels with stride 2 to the output of the convolution layer, and feeds the corresponding transformed tensors into the DigiCaps layer.<br />
<br />
'''Layer 3: DigiCaps''': <br />
This layer contains 10 digit capsules, one for each digit. As explained in the dynamic routing procedure, each input vector from the PrimaryCaps layer has its own corresponding weight matrix <math>W_{ij}</math>. Using the routing coefficients <math>c_{ij}</math> and temporary coefficients <math>b_{ij}</math>, we train the DigiCaps layer to output a ten 16 dimensional vectors. The length of the <math>i^{th}</math> vector in this layer corresponds to the probability of detection of digit <math>i</math>.<br />
<br />
==Decoder Layers==<br />
The decoder layer aims to train the capsules to extract meaningful features for image detection/classification. During training, it takes the 16 layer instantiation vector of the correct (not predicted) DigiCaps layer, and attempts to recreate the 28x28 MNIST image as best as possible. Setting the loss function as reconstruction error (Euclidean distance between reconstructed image and original image), we tune the capsules to encode features that are meaningful within the actual image.<br />
<br />
[[File:Decoder.png|center|900px]]<br />
<br />
The layer consists of three fully connected layers, and transforms a 16x1 vector from the encoder layer into a 28x28 image.<br />
<br />
In addition to the digicaps loss function, we add reconstruction error as a form of regularization. We minimize the Euclidean distance between the outputs of the logistic units and the pixel intensities of the original and reconstructed images. We scale down this reconstruction loss by 0.0005 so that it does not dominate the margin loss during training. As illustrated below, reconstructions from the 16D output of the CapsNet are robust while keeping only important details.<br />
<br />
[[File:Reconstruction.png|center|900px]]<br />
<br />
=MNIST Experimental Results=<br />
<br />
==Accuracy==<br />
The paper tests on the MNIST dataset with 60K training examples, and 10K testing. Wan et al. [2013] achieves 0.21% test error with ensembling and augmenting the data with rotation and scaling. They achieve 0.39% without them. As shown in Table 1, the authors manage to achieve 0.25% test error with only a 3 layer network; the previous state of the art only beat this number with very deep networks. This example shows the importance of routing and reconstruction regularizer, which boosts the performance. On the other hand, while the accuracies are very high, the number of parameters is much smaller compared to the baseline model.<br />
<br />
[[File:Accuracies.png|center|900px]]<br />
<br />
==What Capsules Represent for MNIST==<br />
The following figure shows the digit representation under capsules. Each row shows the reconstruction when one of the 16 dimensions in the DigitCaps representation is tweaked by intervals of 0.05 in the range [−0.25, 0.25]. By tweaking the values, we notice how the reconstruction changes, and thus get a sense for what each dimension is representing. The authors found that some dimensions represent global properties of the digits, while other represent localized properties. <br />
[[File:CapsuleReps.png|center|900px]]<br />
<br />
One example the authors provide is: different dimensions are used for the length of the ascender of a 6 and the size of the loop. The variations include stroke thickness, skew and width, as well as digit-specific variations. The authors are able to show dimension representations using a decoder network by feeding a perturbed vector.<br />
<br />
==Robustness of CapsNet==<br />
The authors conclude that DigitCaps capsules learn more robust representations for each digit class than traditional CNNs. The trained CapsNet becomes moderately robust to small affine transformations in the test data.<br />
<br />
To compare the robustness of CapsNet to affine transformations against traditional CNNs, both models (CapsNet and a traditional CNN with MaxPooling and DropOut) were trained on a padded and translated MNIST training set, in which each example is an MNIST digit placed randomly on a black background of 40 × 40 pixels. The networks were then tested on the [http://www.cs.toronto.edu/~tijmen/affNIST/ affNIST] dataset (MNIST digits with random affine transformation). An under-trained CapsNet which achieved 99.23% accuracy on the MNIST test set achieved a corresponding 79% accuracy on the affnist test set. A traditional CNN achieved similar accuracy (99.22%) on the mnist test set, but only 66% on the affnist test set.<br />
<br />
=MultiMNIST & Other Experiments=<br />
<br />
==MultiMNIST==<br />
To evaluate the performance of the model on highly overlapping digits, the authors generate a 'MultiMNIST' dataset. In MultiMNIST, images are two overlaid MNIST digits of the same set(train or test) but different classes. The results indicate a classification error rate of 5%. Additionally, CapsNet can be used to segment the image into the two digits that compose it. Moreover, the model is able to deal with the overlaps and reconstruct digits correctly since each digit capsule can learn the style from the votes of PrimaryCapsules layer (Figure 5).<br />
<br />
There are some additional steps to generating the MultiMNIST dataset.<br />
<br />
1. Both images are shifted by up to 4 pixels in each direction resulting in a 36 × 36 image. Bounding boxes of digits in MNIST overlap by approximately 80%, so this is used to make both digits identifiable (since there is no RGB difference learnable by the network to separate the digits)<br />
<br />
2. The label becomes a vector of two numbers, representing the original digit and the randomly generated (and overlaid) digit.<br />
<br />
<br />
<br />
[[File:CapsuleNets MultiMNIST.PNG|600px|thumb|center|Figure 5: Sample reconstructions of a CapsNet with 3 routing iterations on MultiMNIST test dataset.<br />
The two reconstructed digits are overlayed in green and red as the lower image. The upper image<br />
shows the input image. L:(l1; l2) represents the label for the two digits in the image and R:(r1; r2)<br />
represents the two digits used for reconstruction. The two right most columns show two examples<br />
with wrong classification reconstructed from the label and from the prediction (P). In the (2; 8)<br />
example the model confuses 8 with a 7 and in (4; 9) it confuses 9 with 0. The other columns have<br />
correct classifications and show that the model accounts for all the pixels while being able to assign<br />
one pixel to two digits in extremely difficult scenarios (column 1 − 4). Note that in dataset generation<br />
the pixel values are clipped at 1. The two columns with the (*) mark show reconstructions from a<br />
digit that is neither the label nor the prediction. These columns suggests that the model is not just<br />
finding the best fit for all the digits in the image including the ones that do not exist. Therefore in case<br />
of (5; 0) it cannot reconstruct a 7 because it knows that there is a 5 and 0 that fit best and account for<br />
all the pixels. Also, in case of (8; 1) the loop of 8 has not triggered 0 because it is already accounted<br />
for by 8. Therefore it will not assign one pixel to two digits if one of them does not have any other<br />
support.]]<br />
<br />
==Other datasets==<br />
The authors also tested the proposed capsule model on CIFAR10 dataset and achieved an error rate of 10.6%. The model tested was an ensemble of 7 models. Each of the model in the ensemble had the same architecture as the model used for MNIST (apart from 3 additional channels and 64 different types of primary capsules being used). These 7 models were trained on 24x24 patches of the training images for 3 iterations. During experimentation, the authors also found out that adding an additional none-of-the-above category helped improved the overall performance. The error rate achieved is comparable to the error rate achieved by a standard CNN model. According to the authors, one of the reason for low performance is the fact that background in CIFAR-10 images are too varied for it to be adequately modeled by reasonably sized capsule net.<br />
<br />
The proposed model was also evaluated using a small subset of SVHN dataset. The network trained was much smaller and trained using only 73257 training images. The network still managed to achieve an error rate of 4.3% on the test set.<br />
<br />
=Critique=<br />
Although the network performs incredibly favourably in the author's experiments, it has a long way to go on more complex datasets. On CIFAR 10, the network achieved subpar results, and the experimental results seem to be worse when the problem becomes more complex. This is anticipated, since these networks are still in their early stage; later innovations might come in the upcoming decades/years.<br />
<br />
Hinton talks about CapsuleNets revolutionizing areas such as self-driving, but such groundbreaking innovations are far away from CIFAR10, and even further from MNIST. Only time can tell if CapsNets will live up to their hype.<br />
<br />
Capsules inherently segment images, and learn a lower dimensional embedding in a new manner, which makes them likely to perform well on segmentation and computer vision tasks once further research is done. <br />
<br />
Additionally these networks are more interpretable than CNNs, and have strong theoretical reasoning for why they could work. Naturally, it would be hard for a new architecture to beat the heavily researched/modified CNNs.<br />
<br />
* ([https://openreview.net/forum?id=HJWLfGWRb]) it's not fully clear how effective it can be performed / how scalable it is. Evaluation is performed on a small dataset for shape recognition. The approach will need to be tested on larger, more challenging datasets.<br />
<br />
=Future Work=<br />
The same authors [N. F. Geoffrey E Hinton, Sara Sabour] presented another paper "MATRIX CAPSULES WITH EM ROUTING" in ICLR 2018, which achieved better results than the work presented in this paper. They presented a new multi-layered capsule network architecture, implemented an EM routing procedure, and introduced "Coordinate Addition". This new type reduced number of errors by 45%, and performed better than standard CNN on white box adversarial attacks. Capsule architectures are gaining interest because of their ability to achieve equivariance of parts, and employ a new form of pooling called "routing" (as opposed to max pooling) which groups parts that make similar predictions of the whole to which they belong, rather than relying on spatial co-locality.<br />
Moreover, we may try to change the curvature and sensitivities to various factors by introducing new form of loss function. It may improve the performance of the model for more complicated data set which is one of the model's drawback.<br />
<br />
=References=<br />
#N. F. Geoffrey E Hinton, Sara Sabour. Matrix capsules with em routing. In International Conference on Learning Representations, 2018.<br />
#S. Sabour, N. Frosst, and G. E. Hinton, “Dynamic routing between capsules,” arXiv preprint arXiv:1710.09829v2, 2017<br />
# Hinton, G. E., Krizhevsky, A. and Wang, S. D. (2011), Transforming Auto-encoders <br />
#Geoffrey Hinton's talk: What is wrong with convolutional neural nets? - Talk given at MIT. Brain & Cognitive Sciences - Fall Colloquium Series. [https://www.youtube.com/watch?v=rTawFwUvnLE ]<br />
#Understanding Hinton’s Capsule Networks - Max Pechyonkin's series [https://medium.com/ai%C2%B3-theory-practice-business/understanding-hintons-capsule-networks-part-i-intuition-b4b559d1159b]</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=CapsuleNets&diff=41799CapsuleNets2018-11-29T05:12:13Z<p>X46peng: /* Future Work */</p>
<hr />
<div>The paper "Dynamic Routing Between Capsules" was written by three researchers at Google Brain: Sara Sabour, Nicholas Frosst, and Geoffrey E. Hinton. This paper was published and presented at the 31st Conference on Neural Information Processing Systems (NIPS 2017) in Long Beach, California. The same three researchers recently published a highly related paper "Matrix Capsules with EM Routing" for ICLR 2018.<br />
<br />
=Motivation=<br />
<br />
Ever since AlexNet eclipsed the performance of competing architectures in the 2012 ImageNet challenge, convolutional neural networks have maintained their dominance in computer vision applications. Despite the recent successes and innovations brought about by convolutional neural networks, some assumptions made in these networks are perhaps unwarranted and deficient. Using a novel neural network architecture, the authors create CapsuleNets, a network that they claim is able to learn image representations in a more robust, human-like manner. With only a 3 layer capsule network, they achieved near state-of-the-art results on MNIST.<br />
==Adversarial Examples==<br />
<br />
First discussed by Christian Szegedy et. al. in late 2013, adversarial examples have been heavily discussed by the deep learning community as a potential security threat to AI learning. Adversarial examples are defined as inputs that an attacker creates intentionally fool a machine learning model. An example of an adversarial example is shown below: <br />
<br />
[[File:adversarial_img_1.png |center]]<br />
To the human eye, the image appears to be a panda both before and after noise is injected into the image, whereas the trained ConvNet model discerns the noisy image as a Gibbon with almost 100% certainty. The fact that the network is unable to classify the above image as a panda after the epsilon perturbation leads to many potential security risks in AI dependent systems such as self-driving vehicles. Although various methods have been suggested to combat adversarial examples, robust defences are hard to construct due to the inherent difficulties in constructing theoretical models for the adversarial example crafting process. However, beyond the fact that these examples may serve as a security threat, it emphasizes that these convolutional neural networks do not learn image classification/object detection patterns the same way that a human would. Rather than identifying the core features of a panda such as: its eyes, mouth, nose, and the gradient changes in its black/white fur, the convolutional neural network seems to be learning image representations in a completely different manner. Deep learning researchers often attempt to model neural networks after human learning, and it is clear that further steps must be taken to robustify ConvNets against targeted noise perturbations.<br />
<br />
==Drawbacks of CNNs==<br />
Hinton claims that the key fault with traditional CNNs lies within the pooling function. Although pooling builds translational invariance into the network, it fails to preserve spatial relationships between objects. When we pool, we effectively reduce a kxk kernel of convolved cells into a scalar input. This results in a desired local invariance without inhibiting the network's ability to detect features, but causes valuable spatial information to be lost.<br />
<br />
In the example below, the network is able to detect the similar features (eyes, mouth, nose, etc) within both images, but fails to recognize that one image is a human face, while the other is a Picasso-esque due to the CNN's inability to encode spatial relationships after multiple pooling layers.<br />
<br />
<br />
[[File:Equivariance Face.png |center]]<br />
<br />
Conversely, we hope that a CNN can recognize that both of the following pictures contain a kitten. Unfortunately, when we feed the two images into a ResNet50 architecture, only the first image is correctly classified, while the second image is predicted to be a guinea pig.<br />
<br />
<br />
[[File:kitten.jpeg |center]]<br />
<br />
<br />
[[File:kitten-rotated-180.jpg |center]]<br />
<br />
For a more in depth discussion on the problems with ConvNets, please listen to Geoffrey Hinton's talk "What is wrong with convolutional neural nets?" given at MIT during the Brain & Cognitive Sciences - Fall Colloquium Series (December 4, 2014).<br />
<br />
==Intuition for Capsules==<br />
Human vision ignores irrelevant details by using a carefully determined sequence of fixation points to ensure that only a tiny fraction of the optic array is ever processed at the highest resolution. Hinton argues that our brains reason visual information by deconstructing it into a hierarchical representation which we then match to familiar patterns and relationships from memory. The key difference between this understanding and the functionality of CNNs is that recognition of an object should not depend on the angle from which it is viewed. <br />
<br />
To enforce rotational and translational equivariance, Capsule Networks store and preserve hierarchical pose relationships between objects. The core idea behind capsule theory is the explicit numerical representations of relative relationships between different objects within an image. Building these relationships into the Capsule Networks model, the network is able to recognize newly seen objects as a rotated view of a previously seen object. For example, the below image shows the Statue of Liberty under five different angles. If a person had only seen the Statue of Liberty from one angle, they would be able to ascertain that all five pictures below contain the same object (just from a different angle).<br />
<br />
[[File:Rotational Invariance.jpeg |center]]<br />
<br />
Building on this idea of hierarchical representation of spatial relationships between key entities within an image, the authors introduce Capsule Networks. Unlike traditional CNNs, Capsule Networks are better equipped to classify correctly under rotational invariance. Furthermore, the authors managed to achieve state of the art results on MNIST using a fraction of the training samples that alternative state of the art networks require.<br />
<br />
<br />
=Background, Notation, and Definitions=<br />
<br />
==What is a Capsule==<br />
"Each capsule learns to recognize an implicitly defined visual entity over a limited domain of viewing conditions and deformations and it outputs both the probability that the entity is present within its limited domain and a set of “instantiation parameters” that may include the precise pose, lighting and deformation of the visual entity relative to an implicitly defined canonical version of that entity. When the capsule is working properly, the probability of the visual entity being present is locally invariant — it does not change as the entity moves over the manifold of possible appearances within the limited domain covered by the capsule. The instantiation parameters, however, are “equivariant” — as the viewing conditions change and the entity moves over the appearance manifold, the instantiation parameters change by a corresponding amount because they are representing the intrinsic coordinates of the entity on the appearance manifold."<br />
<br />
In essence, capsules store object properties in a vector form; probability of detection is encoded as the vector's length, while spatial properties are encoded as the individual vector components. Thus, when a feature is present but the image captures it under a different angle, the probability of detection remains unchanged.<br />
<br />
A brief overview/understanding of capsules can be found in other papers from the author. To quote from [https://openreview.net/pdf?id=HJWLfGWRb this paper]:<br />
<br />
<blockquote><br />
A capsule network consists of several layers of capsules. The set of capsules in layer L is denoted<br />
as <math>\Omega_L</math>. Each capsule has a 4x4 pose matrix, <math>M</math>, and an activation probability, <math>a</math>. These are like the<br />
activities in a standard neural net: they depend on the current input and are not stored. In between<br />
each capsule i in layer L and each capsule j in layer L + 1 is a 4x4 trainable transformation matrix,<br />
<math>W_{ij}</math> . These <math>W_{ij}</math>'s (and two learned biases per capsule) are the only stored parameters and they<br />
are learned discriminatively. The pose matrix of capsule i is transformed by <math>W_{ij}</math> to cast a vote<br />
<math>V_{ij} = M_iW_{ij}</math> for the pose matrix of capsule j. The poses and activations of all the capsules in layer<br />
L + 1 are calculated by using a non-linear routing procedure which gets as input <math>V_{ij}</math> and <math>a_i</math> for all<br />
<math>i \in \Omega_L, j \in \Omega_{L+1}</math><br />
</blockquote><br />
<math></math><br />
<br />
==Notation==<br />
<br />
We want the length of the output vector of a capsule to represent the probability that the entity represented by the capsule is present in the current input. The paper performs a non-linear squashing operation to ensure that vector length falls between 0 and 1, with shorter vectors (less likely to exist entities) being shrunk towards 0. <br />
<br />
\begin{align} \mathbf{v}_j &= \frac{||\mathbf{s}_j||^2}{1+ ||\mathbf{s}_j||^2} \frac{\mathbf{s}_j}{||\mathbf{s}_j||} \end{align}<br />
<br />
where <math>\mathbf{v}_j</math> is the vector output of capsule <math>j</math> and <math>s_j</math> is its total input.<br />
<br />
For all but the first layer of capsules, the total input to a capsule <math>s_j</math> is a weighted sum over all “prediction vectors” <math>\hat{\mathbf{u}}_{j|i}</math> from the capsules in the layer below and is produced by multiplying the output <math>\mathbf{u}i</math> of a capsule in the layer below by a weight matrix <math>\mathbf{W}ij</math><br />
<br />
\begin{align}<br />
\mathbf{s}_j = \sum_i c_{ij}\hat{\mathbf{u}}_{j|i}, \hat{\mathbf{u}}_{j|i}= \mathbf{W}_{ij}\mathbf{u}_i<br />
\end{align}<br />
where the <math>c_{ij}</math> are coupling coefficients that are determined by the iterative dynamic routing process.<br />
<br />
The coupling coefficients between capsule <math>i</math> and all the capsules in the layer above sum to 1 and are determined by a “routing softmax” whose initial logits <math>b_{ij}</math> are the log prior probabilities that capsule <math>i</math> should be coupled to capsule <math>j</math>.<br />
<br />
\begin{align}<br />
c_{ij} = \frac{\exp(b_{ij})}{\sum_k \exp(b_{ik})}<br />
\end{align}<br />
<br />
=Network Training and Dynamic Routing=<br />
<br />
==Understanding Capsules==<br />
The notation can get somewhat confusing, so I will provide intuition behind the computational steps within a capsule. The following image is taken from naturomic's talk on Capsule Networks.<br />
<br />
[[File:CapsuleNets.jpeg|center|800px]]<br />
<br />
The above image illustrates the key mathematical operations happening within a capsule (and compares them to the structure of a neuron). Although the operations are rather straightforward, it's crucial to note that the capsule computes an affine transformation onto each input vector. The length of the input vectors <math>\mathbf{u}_{i}</math> represent the probability of entity <math>i</math> existing in a lower level. This vector is then reoriented with an affine transform using <math>\mathbf{W}_{ij}</math> matrices that encode spatial relationships between entity <math>\mathbf{u}_{i}</math> and other lower level features.<br />
<br />
We illustrate the intuition behind vector-to-vector matrix multiplication within capsules using the following example: if vectors <math>\mathbf{u}_{1}</math>, <math>\mathbf{u}_{2}</math>, and <math>\mathbf{u}_{3}</math> represent detection of eyes, nose, and mouth respectively, then after multiplication with trained weight matrices <math>\mathbf{W}_{ij}</math> (where j denotes existence of a face), we should get a general idea of the general location of the higher level feature (face), similar to the image below.<br />
<br />
[[File:Predictions.jpeg |center]]<br />
<br />
==Dynamic Routing==<br />
A capsule <math>i</math> in a lower-level layer needs to decide how to send its output vector to higher-level capsules <math>j</math>. This decision is made with probability proportional to <math>c_{ij}</math>. If there are <math>K</math> capsules in the level that capsule <math>i</math> routes to, then we know the following properties about <math>c_{ij}</math>: <math>\sum_{j=1}^M c_{ij} = 1, c_{ij} \geq 0</math><br />
<br />
In essence, the <math>\{c_{ij}\}_{j=1}^M</math> denotes a discrete probability distribution with respect to capsule <math>i</math>'s output location. Lower level capsules decide which higher level capsules to send vectors into by adjusting the corresponding routing weights <math>\{c_{ij}\}_{j=1}^M</math>. After a few iterations in training, numerous vectors will have already been sent to all higher level capsules. Based on the similarity between the current vector being routed and all vectors already sent into the higher level capsules, we decide which capsule to send the current vector into.<br />
[[File:Dynamic Routing.png|center|900px]]<br />
<br />
In the image above, we notice that a cluster of points similar to the current vector has already been routed into capsule K, while most points in capsule J are high dissimilar. It thus makes more sense to route the current observation into capsule K; we adjust the corresponding weight upwards during training.<br />
<br />
These weights are determined through the dynamic routing procedure:<br />
[[File:Routing Algo.png|900px]]<br />
<br />
<br />
Although dynamic routing is not the only manner in which we can encode relationships between capsules, the premise of the paper is to demonstrate the capabilities of capsules under a simple implementation. Since the paper's release in 2017, numerous alternative routing implementations have been released including an EM matrix routing algorithm by the same authors (ICLR 2018).<br />
<br />
=Architecture=<br />
The capsule network architecture given by the authors has 11.36 million trainable parameters. The paper itself is not very detailed on exact implementation of each architectural layer, and hence it leaves some degree of ambiguity on coding various aspects of the original network. The capsule network has 6 overall layers, with the first three layers denoting components of the encoder, and the last 3 denoting components of the decoder.<br />
<br />
==Loss Function==<br />
[[File:Loss Function.png|900px]]<br />
<br />
The cost function looks very complicated, but can be broken down into intuitive components. Before diving into the equation, remember that the length of the vector denotes the probability of object existence. The left side of the equation denotes loss when the network classifies an observation correctly; the term becomes zero when classification is incorrect. To compute loss when the network correctly classifies the label, we subtract the vector norm from a fixed quantity <math>m^+ := 0.9</math>. On the other hand, when the network classifies a label incorrectly, we penalize the loss based on the network's confidence in the incorrect label; we compute the loss by subtracting <math>m^- := 0.1</math> from the vector norm.<br />
<br />
A graphical representation of loss function values under varying vector norms is given below.<br />
[[File:Loss function chart.png|900px]]<br />
<br />
==Encoder Layers==<br />
All experiments within this paper were conducted on the MNIST dataset, and thus the architecture is built to classify the corresponding dataset. For more complex datasets, the experiments were less promising. <br />
<br />
[[File:Architecture.png|center|900px]]<br />
<br />
The encoder layer takes in a 28x28 MNIST image, and learns a 16 dimensional representation of instantiation parameters.<br />
<br />
'''Layer 1: Convolution''': <br />
This layer is a standard convolution layer. Using kernels with size 9x9x1, a stride of 1, and a ReLU activation function, we detect the 2D features within the network.<br />
<br />
'''Layer 2: PrimaryCaps''': <br />
We represent the low level features detected during convolution as 32 primary capsules. Each capsule applies eight convolutional kernels with stride 2 to the output of the convolution layer, and feeds the corresponding transformed tensors into the DigiCaps layer.<br />
<br />
'''Layer 3: DigiCaps''': <br />
This layer contains 10 digit capsules, one for each digit. As explained in the dynamic routing procedure, each input vector from the PrimaryCaps layer has its own corresponding weight matrix <math>W_{ij}</math>. Using the routing coefficients <math>c_{ij}</math> and temporary coefficients <math>b_{ij}</math>, we train the DigiCaps layer to output a ten 16 dimensional vectors. The length of the <math>i^{th}</math> vector in this layer corresponds to the probability of detection of digit <math>i</math>.<br />
<br />
==Decoder Layers==<br />
The decoder layer aims to train the capsules to extract meaningful features for image detection/classification. During training, it takes the 16 layer instantiation vector of the correct (not predicted) DigiCaps layer, and attempts to recreate the 28x28 MNIST image as best as possible. Setting the loss function as reconstruction error (Euclidean distance between reconstructed image and original image), we tune the capsules to encode features that are meaningful within the actual image.<br />
<br />
[[File:Decoder.png|center|900px]]<br />
<br />
The layer consists of three fully connected layers, and transforms a 16x1 vector from the encoder layer into a 28x28 image.<br />
<br />
In addition to the digicaps loss function, we add reconstruction error as a form of regularization. We minimize the Euclidean distance between the outputs of the logistic units and the pixel intensities of the original and reconstructed images. We scale down this reconstruction loss by 0.0005 so that it does not dominate the margin loss during training. As illustrated below, reconstructions from the 16D output of the CapsNet are robust while keeping only important details.<br />
<br />
[[File:Reconstruction.png|center|900px]]<br />
<br />
=MNIST Experimental Results=<br />
<br />
==Accuracy==<br />
The paper tests on the MNIST dataset with 60K training examples, and 10K testing. Wan et al. [2013] achieves 0.21% test error with ensembling and augmenting the data with rotation and scaling. They achieve 0.39% without them. As shown in Table 1, the authors manage to achieve 0.25% test error with only a 3 layer network; the previous state of the art only beat this number with very deep networks. This example shows the importance of routing and reconstruction regularizer, which boosts the performance. On the other hand, while the accuracies are very high, the number of parameters is much smaller compared to the baseline model.<br />
<br />
[[File:Accuracies.png|center|900px]]<br />
<br />
==What Capsules Represent for MNIST==<br />
The following figure shows the digit representation under capsules. Each row shows the reconstruction when one of the 16 dimensions in the DigitCaps representation is tweaked by intervals of 0.05 in the range [−0.25, 0.25]. By tweaking the values, we notice how the reconstruction changes, and thus get a sense for what each dimension is representing. The authors found that some dimensions represent global properties of the digits, while other represent localized properties. <br />
[[File:CapsuleReps.png|center|900px]]<br />
<br />
One example the authors provide is: different dimensions are used for the length of the ascender of a 6 and the size of the loop. The variations include stroke thickness, skew and width, as well as digit-specific variations. The authors are able to show dimension representations using a decoder network by feeding a perturbed vector.<br />
<br />
==Robustness of CapsNet==<br />
The authors conclude that DigitCaps capsules learn more robust representations for each digit class than traditional CNNs. The trained CapsNet becomes moderately robust to small affine transformations in the test data.<br />
<br />
To compare the robustness of CapsNet to affine transformations against traditional CNNs, both models (CapsNet and a traditional CNN with MaxPooling and DropOut) were trained on a padded and translated MNIST training set, in which each example is an MNIST digit placed randomly on a black background of 40 × 40 pixels. The networks were then tested on the [http://www.cs.toronto.edu/~tijmen/affNIST/ affNIST] dataset (MNIST digits with random affine transformation). An under-trained CapsNet which achieved 99.23% accuracy on the MNIST test set achieved a corresponding 79% accuracy on the affnist test set. A traditional CNN achieved similar accuracy (99.22%) on the mnist test set, but only 66% on the affnist test set.<br />
<br />
=MultiMNIST & Other Experiments=<br />
<br />
==MultiMNIST==<br />
To evaluate the performance of the model on highly overlapping digits, the authors generate a 'MultiMNIST' dataset. In MultiMNIST, images are two overlaid MNIST digits of the same set(train or test) but different classes. The results indicate a classification error rate of 5%. Additionally, CapsNet can be used to segment the image into the two digits that compose it. Moreover, the model is able to deal with the overlaps and reconstruct digits correctly since each digit capsule can learn the style from the votes of PrimaryCapsules layer (Figure 5).<br />
<br />
There are some additional steps to generating the MultiMNIST dataset.<br />
<br />
1. Both images are shifted by up to 4 pixels in each direction resulting in a 36 × 36 image. Bounding boxes of digits in MNIST overlap by approximately 80%, so this is used to make both digits identifiable (since there is no RGB difference learnable by the network to separate the digits)<br />
<br />
2. The label becomes a vector of two numbers, representing the original digit and the randomly generated (and overlaid) digit.<br />
<br />
<br />
<br />
[[File:CapsuleNets MultiMNIST.PNG|600px|thumb|center|Figure 5: Sample reconstructions of a CapsNet with 3 routing iterations on MultiMNIST test dataset.<br />
The two reconstructed digits are overlayed in green and red as the lower image. The upper image<br />
shows the input image. L:(l1; l2) represents the label for the two digits in the image and R:(r1; r2)<br />
represents the two digits used for reconstruction. The two right most columns show two examples<br />
with wrong classification reconstructed from the label and from the prediction (P). In the (2; 8)<br />
example the model confuses 8 with a 7 and in (4; 9) it confuses 9 with 0. The other columns have<br />
correct classifications and show that the model accounts for all the pixels while being able to assign<br />
one pixel to two digits in extremely difficult scenarios (column 1 − 4). Note that in dataset generation<br />
the pixel values are clipped at 1. The two columns with the (*) mark show reconstructions from a<br />
digit that is neither the label nor the prediction. These columns suggests that the model is not just<br />
finding the best fit for all the digits in the image including the ones that do not exist. Therefore in case<br />
of (5; 0) it cannot reconstruct a 7 because it knows that there is a 5 and 0 that fit best and account for<br />
all the pixels. Also, in case of (8; 1) the loop of 8 has not triggered 0 because it is already accounted<br />
for by 8. Therefore it will not assign one pixel to two digits if one of them does not have any other<br />
support.]]<br />
<br />
==Other datasets==<br />
The authors also tested the proposed capsule model on CIFAR10 dataset and achieved an error rate of 10.6%. The model tested was an ensemble of 7 models. Each of the model in the ensemble had the same architecture as the model used for MNIST (apart from 3 additional channels and 64 different types of primary capsules being used). These 7 models were trained on 24x24 patches of the training images for 3 iterations. During experimentation, the authors also found out that adding an additional none-of-the-above category helped improved the overall performance. The error rate achieved is comparable to the error rate achieved by a standard CNN model. According to the authors, one of the reason for low performance is the fact that background in CIFAR-10 images are too varied for it to be adequately modeled by reasonably sized capsule net.<br />
<br />
The proposed model was also evaluated using a small subset of SVHN dataset. The network trained was much smaller and trained using only 73257 training images. The network still managed to achieve an error rate of 4.3% on the test set.<br />
<br />
=Critique=<br />
Although the network performs incredibly favourably in the author's experiments, it has a long way to go on more complex datasets. On CIFAR 10, the network achieved subpar results, and the experimental results seem to be worse when the problem becomes more complex. This is anticipated, since these networks are still in their early stage; later innovations might come in the upcoming decades/years.<br />
<br />
Hinton talks about CapsuleNets revolutionizing areas such as self-driving, but such groundbreaking innovations are far away from CIFAR10, and even further from MNIST. Only time can tell if CapsNets will live up to their hype.<br />
<br />
Capsules inherently segment images, and learn a lower dimensional embedding in a new manner, which makes them likely to perform well on segmentation and computer vision tasks once further research is done. <br />
<br />
Additionally these networks are more interpretable than CNNs, and have strong theoretical reasoning for why they could work. Naturally, it would be hard for a new architecture to beat the heavily researched/modified CNNs.<br />
<br />
* ([https://openreview.net/forum?id=HJWLfGWRb]) it's not fully clear how effective it can be performed / how scalable it is. Evaluation is performed on a small dataset for shape recognition. The approach will need to be tested on larger, more challenging datasets.<br />
<br />
=Future Work=<br />
The same authors [N. F. Geoffrey E Hinton, Sara Sabour] presented another paper "MATRIX CAPSULES WITH EM ROUTING" in ICLR 2018, which achieved better results than the work presented in this paper. They presented a new multi-layered capsule network architecture, implemented an EM routing procedure, and introduced "Coordinate Addition". This new type reduced number of errors by 45%, and performed better than standard CNN on white box adversarial attacks. <br />
Moreover, we may try to change the curvature and sensitivities to various factors by introducing new form of loss function. It may improve the performance of the model for more complicated data set which is one of the model's drawback.<br />
<br />
=References=<br />
#N. F. Geoffrey E Hinton, Sara Sabour. Matrix capsules with em routing. In International Conference on Learning Representations, 2018.<br />
#S. Sabour, N. Frosst, and G. E. Hinton, “Dynamic routing between capsules,” arXiv preprint arXiv:1710.09829v2, 2017<br />
# Hinton, G. E., Krizhevsky, A. and Wang, S. D. (2011), Transforming Auto-encoders <br />
#Geoffrey Hinton's talk: What is wrong with convolutional neural nets? - Talk given at MIT. Brain & Cognitive Sciences - Fall Colloquium Series. [https://www.youtube.com/watch?v=rTawFwUvnLE ]<br />
#Understanding Hinton’s Capsule Networks - Max Pechyonkin's series [https://medium.com/ai%C2%B3-theory-practice-business/understanding-hintons-capsule-networks-part-i-intuition-b4b559d1159b]</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946F18/Autoregressive_Convolutional_Neural_Networks_for_Asynchronous_Time_Series&diff=41798stat946F18/Autoregressive Convolutional Neural Networks for Asynchronous Time Series2018-11-29T05:05:03Z<p>X46peng: /* Loss function */</p>
<hr />
<div>This page is a summary of the paper "[http://proceedings.mlr.press/v80/binkowski18a/binkowski18a.pdf Autoregressive Convolutional Neural Networks for Asynchronous Time Series]" by Mikołaj Binkowski, Gautier Marti, Philippe Donnat. It was published at ICML in 2018. The code for this paper is provided [https://github.com/mbinkowski/nntimeseries here].<br />
<br />
=Introduction=<br />
In this paper, the authors propose a deep convolutional network architecture called Significance-Offset Convolutional Neural Network for regression of multivariate asynchronous time series. The model is inspired by standard autoregressive(AR) models and gating systems used in recurrent neural networks. The model is evaluated on various time series data including:<br />
# Hedge fund proprietary dataset of over 2 million quotes for a credit derivative index, <br />
# An artificially generated noisy auto-regressive series, <br />
# A UCI household electricity consumption dataset. <br />
<br />
This paper focuses on time series with multi-variate and noisy signals, especially financial data. Financial time series is challenging to predict due to their low signal-to-noise ratio and heavy-tailed distributions. For example, the same signal (e.g. price of a stock) is obtained from different sources (e.g. financial news, an investment bank, financial analyst etc.) asynchronously. Each source may have a different bias or noise. (Figure 1) The investment bank with more clients can update their information more precisely than the investment bank with fewer clients, then the significance of each past observations may depend on other factors that change in time. Therefore, the traditional econometric models such as AR, VAR, VARMA[1] might not be sufficient. However, their relatively good performance could allow us to combine such linear econometric models with deep neural networks that can learn highly nonlinear relationships. This model is inspired by the gating mechanism which is successful in RNNs and Highway Networks.<br />
<br />
The time series forecasting problem can be expressed as a conditional probability distribution below,<br />
<div style="text-align: center;"><math>p(X_{t+d}|X_t,X_{t-1},...) = f(X_t,X_{t-1},...)</math></div><br />
Thus, we focus on modeling the predictors of future values of time series given their past values. <br />
The predictability of financial dataset still remains an open problem and is discussed in various publications [2].<br />
<br />
[[File:Junyi1.png | 500px|thumb|center|Figure 1: Quotes from four different market participants (sources) for the same credit default swaps (CDS) throughout one day. Each trader displays from time to time the prices for which he offers to buy (bid) and sell (ask) the underlying CDS. The filled area marks the difference between the best sell and buy offers (spread) at each time.]]<br />
<br />
The paper also provides empirical evidence that their model which combines linear models with deep learning models could perform better than just DL models like CNN, LSTMs and Phased LSTMs.<br />
<br />
=Related Work=<br />
===Time series forecasting===<br />
From recent proceedings in main machine learning venues i.e. ICML, NIPS, AISTATS, UAI, we can notice that time series are often forecast using Gaussian processes[3,4], especially for irregularly sampled time series[5]. Though still largely independent, combined models have started to appear, for example, the Gaussian Copula Process Volatility model[6]. For this paper, the authors use coupling AR models and neural networks to achieve such combined models.<br />
<br />
Although deep neural networks have been applied into many fields and produced satisfactory results, there still is little literature on deep learning for time series forecasting. More recently, the papers include Sirignano (2016)[7] that used 4-layer perceptrons in modeling price change distributions in Limit Order Books, and Borovykh et al. (2017)[8] who applied more recent WaveNet architecture to several short univariate and bivariate time-series (including financial ones). Heaton et al. (2016)[9] claimed to use autoencoders with a single hidden layer to compress multivariate financial data. Neil et al. (2016)[10] presented augmentation of LSTM architecture suitable for asynchronous series, which stimulates learning dependencies of different frequencies through time gate. <br />
<br />
In this paper, the authors examine the capabilities of several architectures (CNN, residual network, multi-layer LSTM, and phase LSTM) on AR-like artificial asynchronous and noisy time series, household electricity consumption dataset, and on real financial data from the credit default swap market with some inefficiencies.<br />
<br />
====AR Model====<br />
<br />
An autoregressive (AR) model describes the next value in a time-series as a combination of previous values, scaling factors, a bias, and noise [https://onlinecourses.science.psu.edu/stat501/node/358/ (source)]. For a p-th order (relating the current state to the p last states), the equation of the model is:<br />
<br />
<math> X_t = c + \sum_{i=1}^p \varphi_i X_{t-i}+ \varepsilon_t \,</math> [https://en.wikipedia.org/wiki/Autoregressive_model#Definition (equation source)]<br />
<br />
With parameters/coefficients <math>\varphi_i</math>, constant <math>c</math>, and noise <math>\varepsilon_t</math> This can be extended to vector form to create the VAR model mentioned in the paper.<br />
<br />
===Gating and weighting mechanisms===<br />
Gating mechanisms for neural networks has ability to overcome the problem of vanishing gradient, and can be expressed as <math display="inline">f(x)=c(x) \otimes \sigma(x)</math>, where <math>f</math> is the output function, <math>c</math> is a "candidate output" (a nonlinear function of <math>x</math>), <math>\otimes</math> is an element-wise matrix product, and <math>\sigma : \mathbb{R} \rightarrow [0,1] </math> is a sigmoid nonlinearity that controls the amount of output passed to the next layer. Different composition of functions of the same type as described above have proven to be an essential ingredient in popular recurrent architecture such as LSTM and GRU[11].<br />
<br />
The main purpose of the proposed gating system is to weight the outputs of the intermediate layers within neural networks, and is most closely related to softmax gating used in MuFuRu(Multi-Function Recurrent Unit)[12], i.e.<br />
<math display="inline"> f(x) = \sum_{l=1}^L p^l(x) \otimes f^l(x)\text{,}\ p(x)=\text{softmax}(\widehat{p}(x)), </math>, where <math>(f^l)_{l=1}^L </math>are candidate outputs (composition operators in MuFuRu), <math>(\widehat{p}^l)_{l=1}^L </math>are linear functions of inputs. <br />
<br />
This idea is also successfully used in attention networks[13] such as image captioning and machine translation. In this paper, the proposed method is similar as the separate inputs (time series steps in this case) are weighted in accordance with learned functions of these inputs. The difference is that the functions are being modeled using multi-layer CNNs. Another difference is that the proposed method is not using recurrent layers, which enables the network to remember parts of the sentence/image already translated/described.<br />
<br />
=Motivation=<br />
There are mainly five motivations that are stated in the paper by the authors:<br />
#The forecasting problem in this paper has been done almost independently by econometrics and machine learning communities. Unlike in machine learning, research in econometrics is more likely to explain variables rather than improving out-of-sample prediction power. These models tend to 'over-fit' on financial time series, their parameters are unstable and have poor performance on out-of-sample prediction.<br />
#It is difficult for the learning algorithms to deal with time series data where the observations have been made irregularly. Although Gaussian processes provide a useful theoretical framework that is able to handle asynchronous data, they are not suitable for financial datasets, which often follow heavy-tailed distribution .<br />
#Predictions of autoregressive time series may involve highly nonlinear functions if sampled irregularly. For AR time series with higher order and have more past observations, the expectation of it <math display="inline">\mathbb{E}[X(t)|{X(t-m), m=1,...,M}]</math> may involve more complicated functions that in general may not allow closed-form expression.<br />
#In practice, the dimensions of multivariate time series are often observed separately and asynchronously, such series at fixed frequency may lead to lose information or enlarge the dataset, which is shown in Figure 2(a). Therefore, the core of the proposed architecture SOCNN represents separate dimensions as a single one with dimension and duration indicators as additional features(Figure 2(b)).<br />
#Given a series of pairs of consecutive input values and corresponding durations, <math display="inline"> x_n = (X(t_n),t_n-t_{n-1}) </math>. One may expect that LSTM may memorize the input values in each step and weight them at the output according to the duration, but this approach may lead to an imbalance between the needs for memory and for linearity. The weights that are assigned to the memorized observations potentially require several layers of nonlinearity to be computed properly, while past observations might just need to be memorized as they are.<br />
<br />
[[File:Junyi2.png | 550px|thumb|center|Figure 2: (a) Fixed sampling frequency and its drawbacks; keep- ing all available information leads to much more datapoints. (b) Proposed data representation for the asynchronous series. Consecutive observations are stored together as a single value series, regardless of which series they belong to; this information, however, is stored in indicator features, alongside durations between observations.]]<br />
<br />
=Model Architecture=<br />
Suppose there exists a multivariate time series <math display="inline">(x_n)_{n=0}^{\infty} \subset \mathbb{R}^d </math>, we want to predict the conditional future values of a subset of elements of <math>x_n</math><br />
<div style="text-align: center;"><math>y_n = \mathbb{E} [x_n^I | \{x_{n-m}, m=1,2,...\}], </math></div><br />
where <math> I=\{i_1,i_2,...i_{d_I}\} \subset \{1,2,...,d\} </math> is a subset of features of <math>x_n</math>.<br />
<br />
Let <math> \textbf{x}_n^{-M} = (x_{n-m})_{m=1}^M </math>. <br />
<br />
The estimator of <math>y_n</math> can be expressed as:<br />
<div style="text-align: center;"><math>\hat{y}_n = \sum_{m=1}^M [F(\textbf{x}_n^{-M}) \otimes \sigma(S(\textbf{x}_n^{-M}))].,_m ,</math></div><br />
The estimate is the summation of the columns of the matrix in bracket. Here<br />
#<math>F,S : \mathbb{R}^{d \times M} \rightarrow \mathbb{R}^{d_I \times M}</math> are neural networks. <br />
#* <math>S</math> is a fully convolutional network which is composed of convolutional layers only. <br />
#* <math display="inline">F(\textbf{x}_n^{-M}) = W \otimes [\text{off}(x_{n-m}) + x_{n-m}^I)]_{m=1}^M </math> <br />
#** <math> W \in \mathbb{R}^{d_I \times M}</math> <br />
#** <math> \text{off}: \mathbb{R}^d \rightarrow \mathbb{R}^{d_I} </math> is a multilayer perceptron.<br />
<br />
#<math>\sigma</math> is a normalized activation function independent at each row, i.e. <math display="inline"> \sigma ((a_1^T, ..., a_{d_I}^T)^T)=(\sigma(a_1)^T,..., \sigma(a_{d_I})^T)^T </math><br />
#* for any <math>a_{i} \in \mathbb{R}^{M}</math><br />
#* and <math>\sigma </math> is defined such that <math>\sigma(a)^{T} \mathbf{1}_{M}=1</math> for any <math>a \in \mathbb{R}^M</math>.<br />
# <math>\otimes</math> is element-wise matrix multiplication (also known as Hadamard matrix multiplication).<br />
#<math>A.,_m</math> denotes the m-th column of a matrix A.<br />
<br />
Since <math>\sum_{m=1}^M W.,_m=W\cdot(1,1,...,1)^T</math> and <math>\sum_{m=1}^M S.,_m=S\cdot(1,1,...,1)^T</math>, we can express <math>\hat{y}_n</math> as:<br />
<div style="text-align: center;"><math>\hat{y}_n = \sum_{m=1}^M W.,_m \otimes (off(x_{n-m}) + x_{n-m}^I) \otimes \sigma(S.,_m(\textbf{x}_n^{-M}))</math></div><br />
This is the proposed network, Significance-Offset Convolutional Neural Network, <math>\text{off}</math> and <math>S</math> in the equation are corresponding to Offset and Significance in the name respectively.<br />
Figure 3 shows the scheme of network.<br />
<br />
[[File:Junyi3.png | 600px|thumb|center|Figure 3: A scheme of the proposed SOCNN architecture. The network preserves the time-dimension up to the top layer, while the number of features per timestep (filters) in the hidden layers is custom. The last convolutional layer, however, has the number of filters equal to dimension of the output. The Weighting frame shows how outputs from offset and significance networks are combined in accordance with Eq. of <math>\hat{y}_n</math>.]]<br />
<br />
The form of <math>\hat{y}_n</math> ensures the separation of the temporal dependence (obtained in weights <math>W_m</math>). <math>S</math>, which represents the local significance of observations, is determined by its filters which capture local dependencies and are independent of the relative position in time, and the predictors <math>\text{off}(x_{n-m})</math> are completely independent of position in time. An adjusted single regressor for the target variable is provided by each past observation through the offset network. Since in asynchronous sampling procedure, consecutive values of x come from different signals and might be heterogeneous, therefore adjustment of offset network is important. In addition, significance network provides data-dependent weight for each regressor and sums them up in an autoregressive manner.<br />
<br />
===Relation to asynchronous data===<br />
One common problem of time series is that durations are varying between consecutive observations, the paper states two ways to solve this problem<br />
#Data preprocessing: aligning the observations at some fixed frequency e.g. duplicating and interpolating observations as shown in Figure 2(a). However, as mentioned in the figure, this approach will tend to loss of information and enlarge the size of the dataset and model complexity.<br />
#Add additional features: Treating the duration or time of the observations as additional features, it is the core of SOCNN, which is shown in Figure 2(b).<br />
<br />
===Loss function===<br />
The L2 error is a natural loss function for the estimators of expected value: <math>L^2(y,y')=||y-y'||^2</math><br />
<br />
The output of the offset network is series of separate predictors of changes between corresponding observations <math>x_{n-m}^I</math> and the target value<math>y_n</math>, this is the reason why we use auxiliary loss function, which equals to mean squared error of such intermediate predictions:<br />
<div style="text-align: center;"><math>L^{aux}(\textbf{x}_n^{-M}, y_n)=\frac{1}{M} \sum_{m=1}^M ||off(x_{n-m}) + x_{n-m}^I -y_n||^2 </math></div><br />
The total loss for the sample <math> \textbf{x}_n^{-M},y_n) </math> is then given by:<br />
<div style="text-align: center;"><math>L^{tot}(\textbf{x}_n^{-M}, y_n)=L^2(\widehat{y}_n, y_n)+\alpha L^{aux}(\textbf{x}_n^{-M}, y_n)</math></div><br />
where <math>\widehat{y}_n</math> was mentioned before, <math>\alpha \geq 0</math> is a constant.<br />
<br />
=Experiments=<br />
The paper evaluated SOCNN architecture on three datasets: artificially generated datasets, [https://archive.ics.uci.edu/ml/datasets/Individual+household+electric+power+consumption household electric power consumption dataset], and the financial dataset of bid/ask quotes sent by several market participants active in the credit derivatives market. Comparing its performance with simple CNN, single and multiplayer LSTM and 25-layer ResNet. Apart from the evaluation of the SOCNN architecture the paper also discusses the impact of network components such as: such as auxiliary<br />
loss and the depth of the offset sub-network. The code and datasets are available [https://github.com/mbinkowski/nntimeseries here]<br />
<br />
==Datasets==<br />
Artificial data: They generated 4 artificial series, <math> X_{K \times N}</math>, where <math>K \in \{16,64\} </math>. Therefore there is a synchronous and an asynchronous series for each K value.<br />
<br />
Electricity data: This UCI dataset contains 7 different features excluding date and time. The features include global active power, global reactive power, voltage, global intensity, sub-metering 1, sub-metering 2 and sub-metering 3, recorded every minute for 47 months. The data has been altered so that one observation contains only one value of 7 features, while durations between consecutive observations are ranged from 1 to 7 minutes. The goal is to predict all 7 features for the next time step.<br />
<br />
Non-anonymous quotes: The dataset contains 2.1 million quotes from 28 different sources from different market participants such as analysts, banks etc. Each quote is characterized by 31 features: the offered price, 28 indicators of the quoting source, the direction indicator (the quote refers to either a buy or a sell offer) and duration from the previous quote. For each source and direction, we want to predict the next quoted price from this given source and direction considering the last 60 quotes.<br />
<br />
==Training details==<br />
They applied grid search on some hyperparameters in order to get the significance of its components. The hyperparameters include the offset sub-network's depth and the auxiliary weight <math>\alpha</math>. For offset sub-network's depth, they use 1, 10,1 for artificial, electricity and quotes dataset respectively; and they compared the values of <math>\alpha</math> in {0,0.1,0.01}.<br />
<br />
They chose LeakyReLU as activation function for all networks:<br />
<div style="text-align: center;"><math>\sigma^{LeakyReLU}(x) = x</math> if <math>x\geq 0</math>, and <math>0.1x</math> otherwise </div><br />
They use the same number of layers, same stride and similar kernel size structure in CNN. In each trained CNN, they applied max pooling with the pool size of 2 every 2 convolutional layers.<br />
<br />
Table 1 presents the configuration of network hyperparameters used in comparison<br />
<br />
[[File:Junyi4.png | 400px|center|]]<br />
<br />
===Network Training===<br />
The training and validation data were sampled randomly from the first 80% of timesteps in each series, with ratio of 3 to 1. The remaining 20% of data was used as a test set.<br />
<br />
All models were trained using Adam optimizer because the authors found that its rate of convergence was much faster than standard Stochastic Gradient Descent in early tests.<br />
<br />
They used a batch size of 128 for artificial and electricity data, and 256 for quotes dataset, and applied batch normalization between each convolution and the following activation. <br />
<br />
At the beginning of each epoch, the training samples were randomly sampled. To prevent overfitting, they applied dropout and early stopping.<br />
<br />
Weights were initialized using the normalized uniform procedure proposed by Glorot & Bengio (2010).[14]<br />
<br />
The authors carried out the experiments on Tensorflow and Keras and used different GPU to optimize the model for different datasets.<br />
<br />
==Results==<br />
Table 2 shows all results performed from all datasets.<br />
[[File:Junyi5.png | 600px|center|]]<br />
We can see that SOCNN outperforms in all asynchronous artificial, electricity and quotes datasets. For synchronous data, LSTM might be slightly better, but SOCNN almost has the same results with LSTM. Phased LSTM and ResNet have performed really bad on artificial asynchronous dataset and quotes dataset respectively. Notice that having more than one layer of offset network would have negative impact on results. Also, the higher weights of auxiliary loss(<math>\alpha</math>considerably improved the test error on asynchronous dataset, see Table 3. However, for other datasets, its impact was negligible.<br />
[[File:Junyi6.png | 400px|center|]]<br />
In general, SOCNN has significantly lower variance of the test and validation errors, especially in the early stage of the training process and for quotes dataset. This effect can be seen in the learning curves for Asynchronous 64 artificial dataset presented in Figure 5.<br />
[[File:Junyi7.png | 500px|thumb|center|Figure 5: Learning curves with different auxiliary weights for SOCNN model trained on Asynchronous 64 dataset. The solid lines indicate the test error while the dashed lines indicate the training error.]]<br />
<br />
Finally, we want to test the robustness of the proposed model SOCNN, adding noise terms to asynchronous 16 dataset and check how these networks perform. The result is shown in Figure 6.<br />
[[File:Junyi8.png | 600px|thumb|center|Figure 6: Experiment comparing robustness of the considered networks for Asynchronous 16 dataset. The plots show how the error would change if an additional noise term was added to the input series. The dotted curves show the total significance and average absolute offset (not to scale) outputs for the noisy observations. Interestingly, the significance of the noisy observations increases with the magnitude of noise; i.e. noisy observations are far from being discarded by SOCNN.]]<br />
From Figure 6, the purple line and green line seems staying at the same position in training and testing process. SOCNN and single-layer LSTM are most robust compared to other networks, and least prone to overfitting.<br />
<br />
=Conclusion and Discussion=<br />
In this paper, the authors have proposed a new architecture called Significance-Offset Convolutional Neural Network, which combines AR-like weighting mechanism and convolutional neural network. This new architecture is designed for high-noise asynchronous time series and achieves outperformance in forecasting several asynchronous time series compared to popular convolutional and recurrent networks. <br />
<br />
The SOCNN can be extended further by adding intermediate weighting layers of the same type in the network structure. Another possible extension but needs further empirical studies is that we consider not just <math>1 \times 1</math> convolutional kernels on the offset sub-network. Also, this new architecture might be tested on other real-life datasets with relevant characteristics in the future, especially on econometric datasets and more generally for time series (stochastic processes) regression.<br />
<br />
=Critiques=<br />
#The paper is most likely an application paper, and the proposed new architecture shows improved performance over baselines in the asynchronous time series.<br />
#The quote data cannot be reached, only two datasets available.<br />
#The 'Significance' network was described as critical to the model in paper, but they did not show how the performance of SOCNN with respect to the significance network.<br />
#The transform of the original data to asynchronous data is not clear.<br />
#The experiments on the main application are not reproducible because the data is proprietary.<br />
#The way that train and test data were split is unclear. This could be important in the case of the financial data set.<br />
#Although the auxiliary loss function was mentioned as an important part, the advantages of it was not too clear in the paper. Maybe it is better that the paper describes a little more about its effectiveness.<br />
#It was not mentioned clearly in the paper whether the model training was done on a rolling basis for time series forecasting.<br />
#The noise term used in section 5's model robustness analysis uses evenly distributed noise (see Appendix B). While the analysis is a good start, analysis with different noise distributions would make the findings more generalizable.<br />
#The paper uses financial/economic data as one of its testing data set. Instead of comparing neural network models such as CNN which is known to work badly on time series data, it would be much better if the author compared to well-known econometric time series models such as GARCH and VAR.<br />
<br />
=References=<br />
[1] Hamilton, J. D. Time series analysis, volume 2. Princeton university press Princeton, 1994. <br />
<br />
[2] Fama, E. F. Efficient capital markets: A review of theory and empirical work. The journal of Finance, 25(2):383–417, 1970.<br />
<br />
[3] Petelin, D., Sˇindela ́ˇr, J., Pˇrikryl, J., and Kocijan, J. Financial modeling using gaussian process models. In Intelligent Data Acquisition and Advanced Computing Systems (IDAACS), 2011 IEEE 6th International Conference on, volume 2, pp. 672–677. IEEE, 2011.<br />
<br />
[4] Tobar, F., Bui, T. D., and Turner, R. E. Learning stationary time series using gaussian processes with nonparametric kernels. In Advances in Neural Information Processing Systems, pp. 3501–3509, 2015.<br />
<br />
[5] Hwang, Y., Tong, A., and Choi, J. Automatic construction of nonparametric relational regression models for multiple time series. In Proceedings of the 33rd International Conference on Machine Learning, 2016.<br />
<br />
[6] Wilson, A. and Ghahramani, Z. Copula processes. In Advances in Neural Information Processing Systems, pp. 2460–2468, 2010.<br />
<br />
[7] Sirignano, J. Extended abstract: Neural networks for limit order books, February 2016.<br />
<br />
[8] Borovykh, A., Bohte, S., and Oosterlee, C. W. Condi- tional time series forecasting with convolutional neural networks, March 2017.<br />
<br />
[9] Heaton, J. B., Polson, N. G., and Witte, J. H. Deep learn- ing in finance, February 2016.<br />
<br />
[10] Neil, D., Pfeiffer, M., and Liu, S.-C. Phased lstm: Acceler- ating recurrent network training for long or event-based sequences. In Advances In Neural Information Process- ing Systems, pp. 3882–3890, 2016.<br />
<br />
[11] Chung, J., Gulcehre, C., Cho, K., and Bengio, Y. Em- pirical evaluation of gated recurrent neural networks on sequence modeling, December 2014.<br />
<br />
[12] Weissenborn, D. and Rockta ̈schel, T. MuFuRU: The Multi-Function recurrent unit, June 2016.<br />
<br />
[13] Cho, K., Courville, A., and Bengio, Y. Describing multi- media content using attention-based Encoder–Decoder networks. IEEE Transactions on Multimedia, 17(11): 1875–1886, July 2015. ISSN 1520-9210.<br />
<br />
[14] Glorot, X. and Bengio, Y. Understanding the dif- ficulty of training deep feedforward neural net- works. In In Proceedings of the International Con- ference on Artificial Intelligence and Statistics (AIS- TATSaˆ10). Society for Artificial Intelligence and Statistics, 2010.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=ShakeDrop_Regularization&diff=41795ShakeDrop Regularization2018-11-29T04:53:57Z<p>X46peng: </p>
<hr />
<div>=Introduction=<br />
Current state of the art techniques for object classification are deep neural networks based on the residual block, first published by (He et al., 2016). This technique has been the foundation of several improved networks, including Wide ResNet (Zagoruyko & Komodakis, 2016), PyramdNet (Han et al., 2017) and ResNeXt (Xie et al., 2017). They have been further improved by regularization, such as Stochastic Depth (ResDrop) (Huang et al., 2016) and Shake-Shake (Gastaldi, 2017), which can avoid some problem like vanishing gradients. Shake-Shake applied to ResNeXt has achieved one of the lowest error rates on the CIFAR-10 and CIFAR-100 datasets. However, it is only applicable to multi-branch architectures and is not memory efficient since it requires two branches of residual blocks to apply. To address this problem, ShakeDrop regularization that can realize a similar disturbance to Shake-Shake on a single residual block is proposed. Moreover, they use ResDrop to stabilize the learning process. This paper seeks to formulate a general expansion of Shake-Shake that can be applied to any residual block based network.<br />
<br />
=Existing Methods=<br />
<br />
'''Deep Approaches'''<br />
<br />
'''ResNet''', was the first use of residual blocks, a foundational feature in many modern state of the art convolution neural networks. They can be formulated as <math>G(x) = x + F(x)</math> where <math>x</math> and <math>G(x)</math> are the input and output of the residual block, and <math>F(x)</math> is the output of the residual branch on the residual block. A residual block typically performs a convolution operation and then passes the result plus its input onto the next block.<br />
<br />
[[File:ResidualBlock.png|600px|centre|thumb|An example of a simple residual block from Deep Residual Learning for Image Recognition by He et al., 2016]]<br />
<br />
ResNet is constructed out of a large number of these residual blocks sequentially stacked. It is interesting to note that having too many layers can cause overfitting, as pointed out by He et al. (2016) with the high error rates for the 1,202-layer ResNet on CIFAR datasets. Another paper (Veit et al., 2016) empirically showed that the cause of the high error rates can be mostly attributed to specific residual blocks whose channels increase greatly.<br />
<br />
'''PyramidNet''' is an important iteration that built on ResNet and WideResNet by gradually increasing channels on each residual block. The residual block is similar to those used in ResNet. It has been used to generate some of the first successful convolution neural networks with very large depth, at 272 layers. Amongst unmodified residual network architectures, it performs the best on the CIFAR datasets.<br />
<br />
[[File:ResidualBlockComparison.png|900px|centre|thumb|A simple illustration of different residual blocks from Deep Pyramidal Residual Networks by Han et al., 2017]]<br />
<br />
<br />
'''Non-Deep Approaches'''<br />
<br />
'''Wide ResNet''' modified ResNet by increasing channels in each layer, having a wider and shallower structure. Similarly to PyramidNet, this architecture avoids some of the pitfalls in the original formulation of ResNet.<br />
<br />
'''ResNeXt''' achieved performance beyond that of Wide ResNet with only a small increase in the number of parameters. It can be formulated as <math>G(x) = x + F_1(x)+F_2(x)</math>. In this case, <math>F_1(x)</math> and <math>F_2(x)</math> are the outputs of two paired convolution operations in a single residual block. The number of branches is not limited to 2, and will control the result of this network.<br />
<br />
<br />
[[File:SimplifiedResNeXt.png|600px|centre|thumb|Simplified ResNeXt Convolution Block. Yamada et al., 2018]]<br />
<br />
<br />
'''Regularization Methods'''<br />
<br />
'''Stochastic Depth''' helped address the issue of vanishing gradients in ResNet. It works by randomly dropping residual blocks. On the <math>l^{th}</math> residual block the Stochastic Depth process is given as <math>G(x)=x+b_lF(x)</math> where <math>b_l \in \{0,1\}</math> is a Bernoulli random variable with probability <math>p_l</math>. Using a constant value for <math>p_l</math> didn't work well, so instead a linear decay rule <math>p_l = 1 - \frac{l}{L}(1-p_L)</math> was used. In this equation, <math>L</math> is the number of layers, and <math>p_L</math> is the initial parameter. <br />
<br />
'''Shake-Shake''' is a regularization method that specifically improves the ResNeXt architecture. It can be given as <math>G(x)=x+\alpha F_1(x)+(1-\alpha)F_2(x)</math>, where <math>\alpha \in [0,1]</math> is a random coefficient. <math>\alpha</math> is used during the forward pass, and another identically distributed random parameter <math>\beta</math> is used in the backward pass. This caused one of the two paired convolution operations to be dropped, and further improved ResNeXt.<br />
<br />
[[File:Paper 32.jpg|600px|centre|thumb| Shake-Shake (ResNeXt + Shake-Shake) (Gastaldi, 2017), in which some processing layers omitted for conciseness.]]<br />
<br />
=Proposed Method=<br />
This paper seeks to generalize the method proposed in Shake-Shake to be applied to any residual structure network. Shake-Shake. The initial formulation of 1-branch shake is <math>G(x) = x + \alpha F(x)</math>. In this case, <math>\alpha</math> is a coefficient that disturbs the forward pass, but is not necessarily constrained to be [0,1]. Another corresponding coefficient <math>\beta</math> is used in the backwards pass. Applying this simple adaptation of Shake-Shake on a 110-layer version of PyramidNet with <math>\alpha \in [0,1]</math> and <math>\beta \in [0,1]</math> performs abysmally, with an error rate of 77.99%.<br />
<br />
This failure is a result of the setup causing too much perturbation. A trick is needed to promote learning with large perturbations, to preserve the regularization effect. The idea of the authors is to borrow from ResDrop and combine that with Shake-Shake. This works by randomly deciding whether to apply 1-branch shake. This creates in effect two networks, the original network without a regularization component, and a regularized network. When mixing up two networks, we expected the following effects: When the non regularized network is selected, learning is promoted; when the perturbed network is selected, learning is disturbed. Achieving good performance requires a balance between the two. <br />
<br />
'''ShakeDrop''' is given as <br />
<br />
<div align="center"><br />
<math>G(x) = x + (b_l + \alpha - b_l \alpha)F(x)</math>,<br />
</div><br />
<br />
where <math>b_l</math> is a Bernoulli random variable following the linear decay rule used in Stochastic Depth. An alternative presentation is <br />
<br />
<div align="center"><br />
<math><br />
G(x) = \begin{cases}<br />
x + F(x) ~~ \text{if } b_l = 1 \\<br />
x + \alpha F(x) ~~ \text{otherwise}<br />
\end{cases}<br />
</math><br />
</div><br />
<br />
If <math>b_l = 1</math> then ShakeDrop is equivalent to the original network, otherwise it is the network + 1-branch Shake. The authors also found that the linear decay rule of ResDrop works well, compared with the uniform rule. Regardless of the value of <math>\beta</math> on the backwards pass, network weights will be updated.<br />
<br />
=Experiments=<br />
<br />
'''Parameter Search'''<br />
<br />
The authors experiments began with a hyperparameter search utilizing ShakeDrop on pyramidal networks. The PyramidNet used was made up of a total of 110 layers which included a convolutional layer and a final fully connected layer. It had 54 additive pyramidal residual blocks and the final residual block had 286 channels. The results of this search are presented below. <br />
<br />
[[File:ShakeDropHyperParameterSearch.png|600px|centre|thumb|Average Top-1 errors (%) of “PyramidNet + ShakeDrop” with several ranges of parameters of 4 runs at the final (300th) epoch on CIFAR-100 dataset in the “Batch” level. In some settings, it is equivalent to PyramidNet and PyramidDrop. Borrowed from ShakeDrop Regularization by Yamada et al., 2018.]]<br />
<br />
The setting that are used throughout the rest of the experiments are then <math>\alpha \in [-1,1]</math> and <math>\beta \in [0,1]</math>. Cases H and F outperform PyramidNet, suggesting that the strong perturbations imposed by ShakeDrop are functioning as intended. However, fully applying the perturbations in the backwards pass appears to destabilize the network, resulting in performance that is worse than standard PyramidNet.<br />
<br />
[[File:ParameterUpdateShakeDrop.png|400px|centre]]<br />
<br />
Following this initial parameter decision, the authors tested 4 different strategies for parameter update among "Batch" (same coefficients for all images in minibatch for each residual block), "Image" (same scaling coefficients for each image for each residual block), "Channel" (same scaling coefficients for each element for each residual block), and "Pixel" (same scaling coefficients for each element for each residual block). While Pixel was the best in terms of error rate, it is not very memory efficient, so Image was selected as it had the second best performance without the memory drawback.<br />
<br />
'''Comparison with Regularization Methods'''<br />
<br />
For these experiments, there are a few modifications that were made to assist with training. For ResNeXt, the EraseRelu formulation has each residual block ends in batch normalization. The Wide ResNet also is compared between vanilla with batch normalization and without. Batch normalization keeps the outputs of residual blocks in a certain range, as otherwise <math>\alpha</math> and <math>\beta</math> could cause perturbations that are too large, causing divergent learning. There is also a comparison of ResDrop/ShakeDrop Type A (where the regularization unit is inserted before the add unit for a residual branch) and after (where the regularization unit is inserted after the add unit for a residual branch). <br />
<br />
These experiments are performed on the CIFAR-100 dataset.<br />
<br />
[[File:ShakeDropArchitectureComparison1.png|800px|centre|thumb|]]<br />
<br />
[[File:ShakeDropArchitectureComparison2.png|800px|centre|thumb|]]<br />
<br />
[[File:ShakeDropArchitectureComparison3.png|800px|centre|thumb|]]<br />
<br />
For a final round of testing, the training setup was modified to incorporate other techniques used in state of the art methods. For most of the tests, the learning rate for the 300 epoch version started at 0.1 and decayed by a factor of 0.1 1/2 & 3/4 of the way through training. The alternative was cosine annealing, based on the presentation by Loshchilov and Hutter in their paper SGDR: Stochastic Gradient Descent with Warm Restarts. This is indicated in the Cos column, with a check indicating cosine annealing. <br />
<br />
[[File:CosineAnnealing.png|400px|centre|thumb|]]<br />
<br />
The Reg column indicates the regularization method used, either none, ResDrop (RD), Shake-Shake (SS), or ShakeDrop (SD). Fianlly, the Fil Column determines the type of data augmentation used, either none, cutout (CO) (DeVries & Taylor, 2017b), or Random Erasing (RE) (Zhong et al., 2017). <br />
<br />
[[File:ShakeDropComparison.png|800px|centre|thumb|Top-1 Errors (%) at final epoch on CIFAR-10/100 datasets]]<br />
<br />
'''State-of-the-Art Comparisons'''<br />
<br />
A direct comparison with state of the art methods is favorable for this new method. <br />
<br />
# Fair comparison of ResNeXt + Shake-Shake with PyramidNet + ShakeDrop gives an improvement of 0.19% on CIFAR-10 and 1.86% on CIFAR-100. Under these conditions, the final error rate is then 2.67% for CIFAR-10 and 13.99% for CIFAR-100.<br />
# Fair comparison of ResNeXt + Shake-Shake + Cutout with PyramidNet + ShakeDrop + Random Erasing gives an improvement of 0.25% on CIFAR-10 and 3.01% on CIFAR 100. Under these conditions, the final error rate is then 2.31% for CIFAR-10 and 12.19% for CIFAR-100.<br />
# Comparison with the state-of-the-arts, PyramidNet + ShakeDrop gives an improvement of 0.25% on CIFAR-10 than ResNeXt + Shake-Shake + Cutout, PyramidNet + ShakeDrop gives an improvement of 2.85% on CIFAR-100 than Coupled Ensemble.<br />
<br />
=Conclusion=<br />
<br />
This paper proposed a new stochastic regularization method, ShakeDrop, which outperforms previous state of the art methods while maintaining similar memory efficiency. It demonstrates that heavily perturbing a network can help to overcome issues with overfitting. It is also an effective way to regularize residual networks for image classification. The method was tested by CIFAR-10/100 and Tiny ImageNet datasets and showed great performance.<br />
<br />
=Critique=<br />
<br />
The novelty of this paper is low as pointed out by the reviewers. The proposed ShakeDrop regularization is essentially a combination of the PyramidDrop and Shake-Shake regularization. The most surprising part is that the forward weight can be negative thus inverting the output of a convolution. The discussion about why ShakeDrop regularization is not fully justified.<br />
<br />
=References=<br />
[Yamada et al., 2018] Yamada Y, Iwamura M, Kise K. ShakeDrop regularization. arXiv preprint arXiv:1802.02375. 2018 Feb 7.<br />
<br />
[He et al., 2016] Kaiming He, Xiangyu Zhang, Shaoqing Ren, and Jian Sun. Deep residual learning for image recognition. In Proc. CVPR, 2016.<br />
<br />
[Zagoruyko & Komodakis, 2016] Sergey Zagoruyko and Nikos Komodakis. Wide residual networks. In Proc. BMVC, 2016.<br />
<br />
[Han et al., 2017] Dongyoon Han, Jiwhan Kim, and Junmo Kim. Deep pyramidal residual networks. In Proc. CVPR, 2017a.<br />
<br />
[Xie et al., 2017] Saining Xie, Ross Girshick, Piotr Dollar, Zhuowen Tu, and Kaiming He. Aggregated residual transformations for deep neural networks. In Proc. CVPR, 2017.<br />
<br />
[Huang et al., 2016] Gao Huang, Yu Sun, Zhuang Liu, Daniel Sedra, and Kilian Weinberger. Deep networks with stochastic depth. arXiv preprint arXiv:1603.09382v3, 2016.<br />
<br />
[Gastaldi, 2017] Xavier Gastaldi. Shake-shake regularization. arXiv preprint arXiv:1705.07485v2, 2017.<br />
<br />
[Loshilov & Hutter, 2016] Ilya Loshchilov and Frank Hutter. Sgdr: Stochastic gradient descent with warm restarts. arXiv preprint arXiv:1608.03983, 2016.<br />
<br />
[DeVries & Taylor, 2017b] Terrance DeVries and Graham W. Taylor. Improved regularization of convolutional neural networks with cutout. arXiv preprint arXiv:1708.04552, 2017b.<br />
<br />
[Zhong et al., 2017] Zhun Zhong, Liang Zheng, Guoliang Kang, Shaozi Li, and Yi Yang. Random erasing data augmentation. arXiv preprint arXiv:1708.04896, 2017.<br />
<br />
[Dutt et al., 2017] Anuvabh Dutt, Denis Pellerin, and Georges Qunot. Coupled ensembles of neural networks. arXiv preprint 1709.06053v1, 2017.<br />
<br />
[Veit et al., 2016] Andreas Veit, Michael J Wilber, and Serge Belongie. Residual networks behave like ensembles of relatively shallow networks. Advances in Neural Information Processing Systems 29, 2016.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=policy_optimization_with_demonstrations&diff=41694policy optimization with demonstrations2018-11-28T05:04:21Z<p>X46peng: /* References */</p>
<hr />
<div>= Introduction =<br />
<br />
The reinforcement learning (RL) method has made significant progress in a variety of applications, but the exploration problems regarding how to gain more experience from novel policies to improve long-term performance are still challenges, especially in environments where reward signals are sparse and rare. There are currently two ways to solve such exploration problems in RL: <br />
<br />
1) Guide the agent to explore states that have never been seen. <br />
<br />
2) Guide the agent to imitate a demonstration trajectory sampled from an expert policy to learn. <br />
<br />
When guiding the agent to imitate the expert behavior for learning, there are also two methods: putting the demonstration directly into the replay memory [1] [2] [3] or using the demonstration trajectory to pre-train the policy in a supervised manner [4]. However, neither of these methods takes full advantage of the demonstration data. They instead treat the demonstration data identically to self-generated data, requiring a tremendous number of difficult to collect examples to learn effectively. To address this problem, a novel policy optimization method from demonstration (POfD) is proposed, which takes full advantage of the demonstration and there is no need to ensure that the expert policy is the optimal policy. To summarize, the authors bring forth this idea through the following techniques:<br />
<br />
1) A demonstration guided exploration term measuring the divergence between current and the expert policy is added to the policy optimization objective, increasing the similarity to expert-like exploration.<br />
<br />
2) They say that for better learning from demonstrations and getting an optimization friendly lower bound, the proposed objective could be defined on an occupancy measure as in [14].<br />
<br />
3) Finally, they show that the optimization can move towards optimizing the derived lower bound and the generative adversarial training.<br />
<br />
The authors also evaluate the performance of POfD on Mujoco [5] in sparse-reward environments. The experiments results show that the performance of POfD is greatly improved compared with some strong baselines and even to the policy gradient method in dense-reward environments.<br />
<br />
==Intuition==<br />
The agent should imitate the demonstrated behavior when rewards are sparse and then explore new states on its own after acquiring sufficient skills, which is a dynamic intrinsic reward mechanism that can be reshaped in terms of the native rewards in RL. At present, the state of the art exploration in Reinforcement learning is simply epsilon greedy which just makes random moves for a small percentage of times to explore unexplored moves. This is very naive and is one of the main reasons for the high sample complexity in RL. On the other hand, if there is an expert demonstrator who can guide exploration, the agent can make more guided and accurate exploratory moves.<br />
<br />
=Related Work =<br />
There are some related works in overcoming exploration difficulties by learning from demonstration [6] and imitation learning in RL.<br />
<br />
For learning from demonstration (LfD),<br />
# Most LfD methods adopt value-based RL algorithms, such as DQfD (Deep Q-learning from Demonstrations) [2] which are applied into the discrete action spaces and DDPGfD (Deep Deterministic Policy Gradient from Demonstrations) [3] which extends this idea to the continuous spaces. But both of them under-utilize the demonstration data.<br />
# There are some methods based on policy iteration [7] [8], which shapes the value function by using demonstration data. But they get the bad performance when demonstration data is imperfect.<br />
# A hybrid framework [9] that learns the policy in which the probability of taking demonstrated actions is maximized is proposed, which considers fewer demonstration data.<br />
# A reward reshaping mechanism [10] that encourages taking actions close to the demonstrated ones is proposed. It is similar to the method in this paper, but there exist some differences as it is defined as a potential function based on multi-variate Gaussian to model the distribution of state-actions.<br />
All of the above methods require a lot of perfect demonstrations to get satisfactory performance, which is different from POfD in this paper.<br />
<br />
For imitation learning, <br />
# Inverse Reinforce Learning [11] problems are solved by alternating between fitting the reward function and selecting the policy [12] [13]. But it cannot be extended to big-scale problems.<br />
# Generative Adversarial Imitation Learning (GAIL) [14] uses a discriminator to distinguish whether a state-action pair is from the expert or the learned policy and it can be applied into the high-dimensional continuous control problems.<br />
# An alternative imitation learning [26] is that an agent explores the environment without any expert supervision and distills this exploration data into goal-directed skills. These skills can then be used to imitate the visual demonstration provided by the expert.<br />
<br />
Both of the above methods are effective for imitation learning, but cannot leverage the valuable feedback given by the environments and usually suffer from bad performance when the expert data is imperfect. That is different from POfD in this paper.<br />
<br />
There is also another idea in which an agent learns using hybrid imitation learning and reinforcement learning reward[23, 24]. However, unlike this paper, they did not provide some theoretical support for their method and only explained some intuitive explanations.<br />
<br />
=Background=<br />
<br />
==Preliminaries==<br />
Markov Decision Process (MDP) [15] is defined by a tuple <math>⟨\mathcal{S}, \mathcal{A}, \mathcal{P}, r, \gamma⟩ </math>, where <math>\mathcal{S}</math> is the state space, <math>\mathcal{A} </math> is the action space, <math>\mathcal{P}(s'|s,a)</math> is the transition distribution of taking action <math> a </math> at state <math>s </math>, <math> r(s,a) </math>is the reward function, and <math> \gamma </math> is the discount factor between 0 and 1. Policy <math> \pi(a|s) </math> is a mapping from state to action probabilities, the performance of <math> \pi </math> is usually evaluated by its expected discounted reward <math> \eta(\pi) </math>: <br />
\[\eta(\pi)=\mathbb{E}_{\pi}[r(s,a)]=\mathbb{E}_{(s_0,a_0,s_1,...)}[\sum_{t=0}^\infty\gamma^{t}r(s_t,a_t)] \]<br />
The value function is <math> V_{\pi}(s) =\mathbb{E}_{\pi}[r(·,·)|s_0=s] </math>, the action value function is <math> Q_{\pi}(s,a) =\mathbb{E}_{\pi}[r(·,·)|s_0=s,a_0=a] </math>, and the advantage function that reflects the expected additional reward after taking action a at state s is <math> A_{\pi}(s,a)=Q_{\pi}(s,a)-V_{\pi}(s)</math>.<br />
Then the authors define Occupancy measure, which is used to estimate the probability that state <math>s</math> and state action pairs <math>(s,a)</math> when executing a certain policy.<br />
[[File:def1.png|500px|center]]<br />
Then the performance of <math> \pi </math> can be rewritten to: <br />
[[File:equ2.png|500px|center]]<br />
At the same time, the authors propose a lemma: <br />
[[File:lemma1.png|500px|center]]<br />
<br />
==Problem Definition==<br />
Generally, RL tasks and environments do not provide a comprehensive reward and instead rely on sparse feedback indicating whether the goal is reached.<br />
<br />
In this paper, the authors aim to develop a method that can boost exploration by leveraging effectively the demonstrations <math>D^E </math>from the expert policy <math> \pi_E </math> and maximize <math> \eta(\pi) </math> in the sparse-reward environment. The authors define the demonstrations <math>D^E=\{\tau_1,\tau_2,...,\tau_N\} </math>, where the i-th trajectory <math>\tau_i=\{(s_0^i,a_0^i),(s_1^i,a_1^i),...,(s_T^i,a_T^i)\} </math> is generated from the unknown expert policy <math>\pi_E </math>. In addition, there is an assumption on the quality of the expert policy:<br />
[[File:asp1.png|500px|center]]<br />
<br />
<br />
Throughout the paper, they use <math>\pi_E </math> to denote the expert policy that gives the relatively good <math>\eta_\pi </math>, and use <math>\hat{\mathbb{E}}_D </math>to denote empirical expectation estimated from the demonstrated trajectories <math>D^E </math>. We have the following reasonable and necessary assumption on the quality of the expert policy <math>\pi_E </math>.<br />
<br />
<br />
Moreover, it is not necessary to ensure that the expert policy is advantageous over all the policies. This is because that POfD will learn a better policy than expert policy by exploring on its own in later learning stages.<br />
<br />
=Method=<br />
<br />
==Policy Optimization with Demonstration (POfD)==<br />
<br />
[[File:ff1.png|thumb|500px|center |Figure 1: Demonstrations (the blue curve) enables POfD to explore in the high-reward regions (red arrows). On the other hand random explorations (olive green dashed curves) occur in sparse-reward environments.]]<br />
<br />
This method optimizes the policy by forcing the policy to explore in the nearby region of the expert policy that is specified by several demonstrated trajectories <math>D^E </math> (as shown in Fig.1) in order to avoid causing slow convergence or failure when the environment feedback is sparse. In addition, the authors encourage the policy π to explore by "following" the demonstrations <math>D^E </math>. Thus, a new learning objective is given:<br />
\[ \mathcal{L}(\pi_{\theta})=-\eta(\pi_{\theta})+\lambda_{1}D_{JS}(\pi_{\theta},\pi_{E})\]<br />
where <math>D_{JS}(\pi_{\theta},\pi_{E})</math> is Jensen-Shannon divergence between current policy <math>\pi_{\theta}</math> and the expert policy <math>\pi_{E}</math> , <math>\lambda_1</math> is a trading-off parameter, and <math>\theta</math> is policy parameter. According to Lemma 1, the authors use <math>D_{JS}(\rho_{\theta},\rho_{E})</math> to instead of <math>D_{JS}(\pi_{\theta},\pi_{E})</math>, because it is easier to optimize through adversarial training on demonstrations. The learning objective is: <br />
\[ \mathcal{L}(\pi_{\theta})=-\eta(\pi_{\theta})+\lambda_{1}D_{JS}(\rho_{\theta},\rho_{E})\]<br />
<br />
==Benefits of Exploration with Demonstrations==<br />
The authors introduce the benefits of POfD. Firstly, we consider the expression of expected return in policy gradient methods [16].<br />
\[ \eta(\pi)=\eta(\pi_{old})+\mathbb{E}_{\tau\sim\pi}[\sum_{t=0}^\infty\gamma^{t}A_{\pi_{old}}(s,a)]\]<br />
<math>\eta(\pi)</math>is the advantage over the policy <math>\pi_{old}</math> in the previous iteration, so the expression can be rewritten by<br />
\[ \eta(\pi)=\eta(\pi_{old})+\sum_{s}\rho_{\pi}(s)\sum_{a}\pi(a|s)A_{\pi_{old}}(s,a)\]<br />
The local approximation to <math>\eta(\pi)</math> up to first order is usually as the surrogate learning objective to be optimized by policy gradient methods due to the difficulties brought by complex dependency of <math>\rho_{\pi}(s)</math> over <math> \pi </math>:<br />
\[ J_{\pi_{old}}(\pi)=\eta(\pi_{old})+\sum_{s}\rho_{\pi_{old}}(s)\sum_{a}\pi(a|s)A_{\pi_{old}}(s,a)\]<br />
The policy gradient methods improve <math>\eta(\pi)</math> monotonically by optimizing the above <math>J_{\pi_{old}}(\pi)</math> with a sufficiently small update step from <math>\pi_{old}</math> to <math>\pi</math> such that <math>D_{KL}^{max}(\pi, \pi_{old})</math> is bounded [16] [17] [18]. POfD imposes an additional regularization <math>D_{JS}(\pi_{\theta}, \pi_{E})</math> between <math>\pi_\theta</math> and <math>\pi_{E}</math> in order to encourage explorations around regions demonstrated by the expert policy. Theorem 1 shows such benefits,<br />
[[File:them1.png|500px|center]]<br />
<br />
In fact, POfD brings another factor, <math>D_{J S}^{max}(\pi_{i}, \pi_{E})</math>, that would fully use the advantage <math>{\hat \delta}</math>and add improvements with a margin over pure policy gradient methods.<br />
<br />
==Optimization==<br />
<br />
For POfD, the authors choose to optimize the lower bound of the Jensen-Shannon divergence instead of directly optimizing the difficult Jensen-Shannon divergence. This optimization method is compatible with any policy gradient methods. Theorem 2 gives the lower bound of <math>D_{JS}(\rho_{\theta}, \rho_{E})</math>：<br />
[[File:them2.png|450px|center]]<br />
Thus, the occupancy measure matching objective can be written as:<br />
[[File:eqnlm.png|450px|center]]<br />
where <math> D(s,a)=\frac{1}{1+e^{-U(s,a)}}: \mathcal{S}\times \mathcal{A} \rightarrow (0,1)</math> is an arbitrary mapping function followed by a sigmoid activation function used for scaling, and its supremum ranging is like a discriminator for distinguishing whether the state-action pair is a current policy or an expert policy.<br />
To avoid overfitting, the authors add causal entropy <math>−H (\pi_{\theta}) </math> as the regularization term. Thus, the learning objective is: <br />
\[\min_{\theta}\mathcal{L}=-\eta(\pi_{\theta})-\lambda_{2}H(\pi_{\theta})+\lambda_{1} \sup_{{D\in(0,1)}^{S\times A}} \mathbb{E}_{\pi_{\theta}}[\log(D(s,a))]+\mathbb{E}_{\pi_{E}}[\log(1-D(s,a))]\]<br />
At this point, the problem closely resembles the minimax problem related to the Generative Adversarial Networks (GANs) [19]. The difference is that the discriminative model D of GANs is well-trained but the expert policy of POfD is not optimal. Then suppose D is parameterized by w. If it is from an expert policy, <math>D_w</math>is toward 1, otherwise it is toward 0. Thus, the minimax learning objective is:<br />
\[\min_{\theta}\max_{w}\mathcal{L}=-\eta(\pi_{\theta})-\lambda_{2}H (\pi_{\theta})+\lambda_{1}( \mathbb{E}_{\pi_{\theta}}[\log(D_{w}(s,a))]+\mathbb{E}_{\pi_{E}}[\log(1-D_{w}(s,a))])\]<br />
The minimax learning objective can be rewritten by substituting the expression of <math> \eta(\pi) </math>:<br />
\[\min_{\theta}\max_{w}-\mathbb{E}_{\pi_{\theta}}[r'(s,a)]-\lambda_{2}H (\pi_{\theta})+\lambda_{1}\mathbb{E}_{\pi_{E}}[\log(1-D_{w}(s,a))]\]<br />
where <math> r'(s,a)=r(a,b)-\lambda_{1}\log(D_{w}(s,a))</math> is the reshaped reward function.<br />
The above objective can be optimized efficiently by alternately updating policy parameters θ and discriminator parameters w, then the gradient is given by:<br />
\[\mathbb{E}_{\pi}[\nabla_{w}\log(D_{w}(s,a))]+\mathbb{E}_{\pi_{E}}[\nabla_{w}\log(1-D_{w}(s,a))]\]<br />
Then, fixing the discriminator <math>D_w</math>, the reshaped policy gradient is:<br />
\[\nabla_{\theta}\mathbb{E}_{\pi_{\theta}}[r'(s,a)]=\mathbb{E}_{\pi_{\theta}}[\nabla_{\theta}\log\pi_{\theta}(a|s)Q'(s,a)]\]<br />
where <math>Q'(\bar{s},\bar{a})=\mathbb{E}_{\pi_{\theta}}[r'(s,a)|s_0=\bar{s},a_0=\bar{a}]</math>.<br />
<br />
At the end, Algorithm 1 gives the detailed process.<br />
[[File:pofd.png|450px|center]]<br />
<br />
=Discussion on Existing LfD Methods=<br />
<br />
To connect with the proposed POfD method, interpretation of the existing methods DQfD and DDPGfD through occupancy measure matching is provided. Both of the existing methods leverage demonstrations to aid exploration in RL.<br />
<br />
==DQFD==<br />
DQFD [2] puts the demonstrations into a replay memory D and keeps them throughout the Q-learning process. The objective for DQFD is:<br />
\[J_{DQfD}={\hat{\mathbb{E}}}_{D}[(R_t(n)-Q_w(s_t,a_t))^2]+\alpha{\hat{\mathbb{E}}}_{D^E}[(R_t(n)-Q_w(s_t,a_t))^2]\]<br />
The second term can be rewritten as <math> {\hat{\mathbb{E}}}_{D^E}[(R_t(n)-Q_w(s_t,a_t))^2]={\hat{\mathbb{E}}}_{D^E}[(\hat{\rho}_E(s,a)-\rho_{\pi}(s,a))^{2}r^2(s,a)]</math>, which can be regarded as a regularization forcing current policy's occupancy measure to match the expert's empirical occupancy measure, weighted by the potential reward. Thus minimizing the objective<br />
with expert demonstration and self-generated off-policy datais actually equivalent to imposing an occupancy measure matching regularization to the original DQN objective.<br />
<br />
==DDPGfD==<br />
DDPGfD [3] also puts the demonstrations into a replay memory D, but it is based on an actor-critic framework [21]. The objective for DDPGfD is the same as DQFD. Its policy gradient is:<br />
\[\nabla_{\theta}J_{DDPGfD}\approx \mathbb{E}_{s,a}[\nabla_{a}Q_w(s,a)\nabla_{\theta}\pi_{\theta}(s)], a=\pi_{\theta}(s) \]<br />
From this equation, policy is updated relying on learned Q-network <math>Q_w </math>rather than the demonstrations <math>D^{E} </math>. DDPGfD shares the same objective function for <math>Q_w </math> as DQfD, thus they have the same way of leveraging demonstrations, that is the demonstrations in DQfD and DDPGfD induce an occupancy measure matching regularization.<br />
<br />
Although the above replay memory based LfD methods can benefit RL algorithms to some extent in sparse-reward environments, they have some limitations for sufficiently exploiting the demonstration data. First, such a paradigm utilizes expert trajectories only by treating them as learningreference, whose effect may be significantly underexploited when demonstrations are few, as indicated by the authors' experiments. Second, to be compatible with collected data during training, the demonstrated trajectories are required to be associated with rewards for each state transition. However, the rewards in demonstrations may differ from the ones used for learning the policy in the current environment [25], or they may be unavailable.<br />
<br />
=Experiments=<br />
<br />
==Goal==<br />
The authors aim at investigating 1) whether POfD can aid exploration by leveraging a few demonstrations, even though the demonstrations are imperfect. 2) whether POfD can succeed and achieve high empirical return, especially in environments where reward signals are sparse and rare. <br />
<br />
==Settings==<br />
The authors conduct the experiments on 8 physical control tasks, ranging from low-dimensional spaces to high-dimensional spaces and naturally sparse environments based on OpenAI Gym [20] and Mujoco (Multi-Joint dynamics with Contact) [5] (Gym is a toolkit for developing and comparing reinforcement learning algorithms. It supports teaching agents everything from walking to playing games like Pong or Pinball. MuJoCo is a physics engine aiming to facilitate research and development in robotics, biomechanics, graphics and animation, and other areas where fast and accurate simulation is needed. In order to get familiar with OpenAI Gym and Mujoco environment, you can watch these videos, respectively: [http://www.mujoco.org/image/home/mujocodemo.mp4 Mujoco], [https://gym.openai.com/v2018-02-21/videos/SpaceInvaders-v0-4184afb3-1223-4ac6-b52b-8e863cbe24a5/original.mp4 OpenAI Gym]). Due to the uniqueness of the environments, the authors introduce 4 ways to sparsify their built-in dense rewards. TYPE1: a reward of +1 is given when the agent reaches the terminal state, and otherwise 0. TYPE2: a reward of +1 is given when the agent survives for a while. TYPE3: a reward of +1 is given for every time the agent moves forward over a specific number of units in Mujoco environments. TYPE4: specially designed for InvertedDoublePendulum, a reward +1 is given when the second pole stays above a specific height of 0.89. The details are shown in Table 1. Moreover, only one single imperfect trajectory is used as the demonstrations in this paper. The authors collect the demonstrations by training an agent insufficiently by running TRPO (Trust Region Policy Optimization) in the corresponding dense environment. <br />
[[File:pofdt1.png|900px|center]]<br />
<br />
==Baselines==<br />
The authors compare POfD against 5 strong baselines:<br />
* training the policy with TRPO [17] in dense environments, which is called expert <br />
* training the policy with TRPO [17] in sparse environments<br />
* applying GAIL [14] to learn the policy from demonstrations<br />
* DQfD [2]<br />
* DDPGfD [3]<br />
<br />
<br />
1. Trust Region Policy Optimization (TRPO) is an iterative procedure for optimizing policies, with guaranteed monotonic improvement. By making several approximations to the theoretically-justified procedure, a practical algorithm such as this can be developed. This algorithm is similar to natural policy gradient methods and is effective for optimizing neural networks.<br />
<br />
2. Generative Adversarial Imitation Learning (GAIL) is a method to directly extract a policy from data as if it were obtained by reinforcement learning and by following inverse reinforcement learning.<br />
<br />
3. Deep Q-learning from Demonstrations (DQfD), is a method that leverages small sets of demonstration data to speed up the learning process from relatively small amounts of demonstration data and is able to automatically assess the necessary ratio of demonstration data while learning thanks to a prioritized replay mechanism.<br />
<br />
4. DDPGfD (Deep Deterministic Policy Gradients From Demonstrations) uses prioritized replay to enable efficient propagation of the reward information, which is essential in problems with sparse rewards.<br />
<br />
==Results==<br />
Firstly, the authors test the performance of POfD in sparse control environments with discrete actions. From Table 1, POfD achieves performance comparable with the policy learned under dense environments. From Figure 2, only POfD successes to explore sufficiently and achieves great performance in both sparse environments. TRPO [17] and DQFD [2] fail to explore and GAIL [14] converges to the imperfect demonstration in MountainCar [22].<br />
<br />
[[File:pofdf2.png|500px|center]]<br />
<br />
Then, the authors test the performance of POfD under spares environments with continuous actions space. From Figure 3, POfD achieves expert-level performance in terms of accumulated rewards and surpasses other strong baselines training the policy with TRPO. By watching the learning process of different methods, we can see that TRPO consistently fails to explore the environments when the feedback is sparse, except for HalfCheetah. This may be because there is no terminal state in HalfCheetah, thus a random agent can perform reasonably well as long as the time horizon is sufficiently long. This is shown in Figure3 where the improvement of TRPO begins to show after 400 iterations. DDPGfD and GAIL have common drawback: during training process, they both converge to the imperfect demonstration data. For HalfCheetah, GAIL fails to converge and DDPGfD converges to an even worse point. This situation is expected because the policy and value networks tend to over-fit when having few data, so the training process of GAIL and DDPGfD is severely biased by the imperfect data. Finally, our proposed method can effectively explore the environment with the help of demonstration-based intrinsic reward reshaping and succeeds consistently across different tasks both in terms of learning stability and convergence speed.<br />
[[File:pofdf3.png|900px|center]]<br />
<br />
The authors also implement a locomotion task <math>Humanoid</math>, which teaches a human-like robot to walk. The state space of dimension is 376, which is very hard to render. As a result, POfD still outperformed all three baselike methods, as they failed to learn policies in such a sparse reward environment.<br />
<br />
The reacher environment is a task that the target is to control a robot arm to touch an object. the location of the object is random for each instantiation. The environment reward is sparse: every time the arm reaches the ball and holds for a while (e.g., 5 time steps), it receives a reward of +1; otherwise, it gets zero reward. The authors select 15 random trajectories as demonstration data, and the performance of POfD is much better than the expert, while all other baseline methods failed.<br />
<br />
=Conclusion=<br />
In this paper, a method, POfD, is proposed that can acquire knowledge from a limited amount of imperfect demonstration data to aid exploration in environments with sparse feedback. It is compatible with any policy gradient method. POfD induces implicit dynamic reward shaping and brings provable benefits for policy improvement. Moreover, the results of the experiments have shown the validity and effectiveness of POfD in encouraging the agent to explore around the nearby region of the expert policy and learn better policies. The key contribution is that POfD helps the agent work with few and imperfect demonstrations in an environment with sparse rewards.<br />
<br />
=Critique=<br />
# A novel demonstration-based policy optimization method is proposed. In the process of policy optimization, POfD reshapes the reward function. This new reward function can guide the agent to imitate the expert behavior when the reward is sparse and explore on its own when the reward value can be obtained, which can take full advantage of the demonstration data and there is no need to ensure that the expert policy is the optimal policy.<br />
# POfD can be combined with any policy gradient methods. Its performance surpasses five strong baselines and can be comparable to the agents trained in the dense-reward environment.<br />
# The paper is structured and the flow of ideas is easy to follow. For related work, the authors clearly explain similarities and differences among these related works.<br />
# This paper's scalability is demonstrated. The experiments environments are ranging from low-dimensional spaces to high-dimensional spaces and from discrete action spaces to continuous actions spaces. For future work, can it be realized in the real world?<br />
# There is a doubt that whether it is a correct method to use the trajectory that was insufficiently learned in a dense-reward environment as the imperfect demonstration.<br />
# In this paper, the performance only is judged by the cumulative reward, can other evaluation terms be considered? For example, the convergence rate.<br />
# The performance of this algorithm hinges on the assumption that expert demonstrations are near optimal in the action space. As seen in figure 3, there appears to be an upper bound to performance near (or just above) the expert accuracy -- this may be an indication of a performance ceiling. In games where near-optimal policies can differ greatly (e.g.; offensive or defensive strategies in chess), the success of the model will depend on the selection of expert demonstrations that are closest to a truly optimal policy (i.e.; just because a policy is the current expert, it does not mean it resembles the true optimal policy).<br />
<br />
=References=<br />
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[12] Syed, U. and Schapire, R. E. A game-theoretic approach to apprenticeship learning. In Advances in neural informa- tion processing systems, pp. 1449–1456, 2008.<br />
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[13] Syed, U., Bowling, M., and Schapire, R. E. Apprenticeship learning using linear programming. In Proceedings of the 25th international conference on Machine learning, pp. 1032–1039. ACM, 2008.<br />
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[14] Ho, J. and Ermon, S. Generative adversarial imitation learn- ing. In Advances in Neural Information Processing Sys- tems, pp. 4565–4573, 2016.<br />
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[15] Sutton, R. S. and Barto, A. G. Reinforcement learning: An introduction, volume 1. MIT press Cambridge, 1998.<br />
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[16] Kakade, S. M. A natural policy gradient. In Advances in neural information processing systems, pp. 1531–1538, 2002.<br />
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[17] Schulman, J., Levine, S., Abbeel, P., Jordan, M., and Moritz, P. Trust region policy optimization. In Proceedings of the 32nd International Conference on Machine Learning (ICML-15), pp. 1889–1897, 2015.<br />
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[18] Schulman, J., Wolski, F., Dhariwal, P., Radford, A., and Klimov, O. Proximal policy optimization algorithms. arXiv preprint arXiv:1707.06347, 2017.<br />
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[19] Goodfellow, I., Pouget-Abadie, J., Mirza, M., Xu, B., Warde-Farley, D., Ozair, S., Courville, A., and Bengio, Y. Generative adversarial nets. In Advances in neural information processing systems, pp. 2672–2680, 2014.<br />
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[20] Brockman, G., Cheung, V., Pettersson, L., Schneider, J., Schulman, J., Tang, J., and Zaremba, W. Openai gym, 2016.<br />
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[21] Lillicrap, T. P., Hunt, J. J., Pritzel, A., Heess, N., Erez, T., Tassa, Y., Silver, D., and Wierstra, D. Continuous control with deep reinforcement learning. arXiv preprint arXiv:1509.02971, 2015.<br />
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[22] Moore, A. W. Efficient memory-based learning for robot control. 1990.<br />
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[23] Zhu, Y., Wang, Z., Merel, J., Rusu, A., Erez, T., Cabi, S., Tunyasuvunakool, S., Kramar, J., Hadsell, R., de Freitas, N., et al. Reinforcement and imitation learning for diverse visuomotor skills. arXiv preprint arXiv:1802.09564, 2018.<br />
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[24] Li, Y., Song, J., and Ermon, S. Infogail: Interpretable imitation learning from visual demonstrations. In Advances in Neural Information Processing Systems, pp. 3815–3825, 2017.<br />
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[25] Ziebart, B. D., Maas, A. L., Bagnell, J. A., and Dey, A. K. Maximum entropy inverse reinforcement learning. In AAAI, volume 8, pp. 1433–1438. Chicago, IL, USA, 2008.<br />
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[26] Pathak, D., Mahmoudieh, P., Luo, G., Agrawal, P., Chen, D., Shentu, Y., Shelhamer, E., Malik, J., Efros, A. A., and Darrell, T. Zero-Shot Visual Imitation. In International Conference on Learning Representations (ICLR), 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=policy_optimization_with_demonstrations&diff=41693policy optimization with demonstrations2018-11-28T05:00:13Z<p>X46peng: /* Related Work */</p>
<hr />
<div>= Introduction =<br />
<br />
The reinforcement learning (RL) method has made significant progress in a variety of applications, but the exploration problems regarding how to gain more experience from novel policies to improve long-term performance are still challenges, especially in environments where reward signals are sparse and rare. There are currently two ways to solve such exploration problems in RL: <br />
<br />
1) Guide the agent to explore states that have never been seen. <br />
<br />
2) Guide the agent to imitate a demonstration trajectory sampled from an expert policy to learn. <br />
<br />
When guiding the agent to imitate the expert behavior for learning, there are also two methods: putting the demonstration directly into the replay memory [1] [2] [3] or using the demonstration trajectory to pre-train the policy in a supervised manner [4]. However, neither of these methods takes full advantage of the demonstration data. They instead treat the demonstration data identically to self-generated data, requiring a tremendous number of difficult to collect examples to learn effectively. To address this problem, a novel policy optimization method from demonstration (POfD) is proposed, which takes full advantage of the demonstration and there is no need to ensure that the expert policy is the optimal policy. To summarize, the authors bring forth this idea through the following techniques:<br />
<br />
1) A demonstration guided exploration term measuring the divergence between current and the expert policy is added to the policy optimization objective, increasing the similarity to expert-like exploration.<br />
<br />
2) They say that for better learning from demonstrations and getting an optimization friendly lower bound, the proposed objective could be defined on an occupancy measure as in [14].<br />
<br />
3) Finally, they show that the optimization can move towards optimizing the derived lower bound and the generative adversarial training.<br />
<br />
The authors also evaluate the performance of POfD on Mujoco [5] in sparse-reward environments. The experiments results show that the performance of POfD is greatly improved compared with some strong baselines and even to the policy gradient method in dense-reward environments.<br />
<br />
==Intuition==<br />
The agent should imitate the demonstrated behavior when rewards are sparse and then explore new states on its own after acquiring sufficient skills, which is a dynamic intrinsic reward mechanism that can be reshaped in terms of the native rewards in RL. At present, the state of the art exploration in Reinforcement learning is simply epsilon greedy which just makes random moves for a small percentage of times to explore unexplored moves. This is very naive and is one of the main reasons for the high sample complexity in RL. On the other hand, if there is an expert demonstrator who can guide exploration, the agent can make more guided and accurate exploratory moves.<br />
<br />
=Related Work =<br />
There are some related works in overcoming exploration difficulties by learning from demonstration [6] and imitation learning in RL.<br />
<br />
For learning from demonstration (LfD),<br />
# Most LfD methods adopt value-based RL algorithms, such as DQfD (Deep Q-learning from Demonstrations) [2] which are applied into the discrete action spaces and DDPGfD (Deep Deterministic Policy Gradient from Demonstrations) [3] which extends this idea to the continuous spaces. But both of them under-utilize the demonstration data.<br />
# There are some methods based on policy iteration [7] [8], which shapes the value function by using demonstration data. But they get the bad performance when demonstration data is imperfect.<br />
# A hybrid framework [9] that learns the policy in which the probability of taking demonstrated actions is maximized is proposed, which considers fewer demonstration data.<br />
# A reward reshaping mechanism [10] that encourages taking actions close to the demonstrated ones is proposed. It is similar to the method in this paper, but there exist some differences as it is defined as a potential function based on multi-variate Gaussian to model the distribution of state-actions.<br />
All of the above methods require a lot of perfect demonstrations to get satisfactory performance, which is different from POfD in this paper.<br />
<br />
For imitation learning, <br />
# Inverse Reinforce Learning [11] problems are solved by alternating between fitting the reward function and selecting the policy [12] [13]. But it cannot be extended to big-scale problems.<br />
# Generative Adversarial Imitation Learning (GAIL) [14] uses a discriminator to distinguish whether a state-action pair is from the expert or the learned policy and it can be applied into the high-dimensional continuous control problems.<br />
# An alternative imitation learning [26] is that an agent explores the environment without any expert supervision and distills this exploration data into goal-directed skills. These skills can then be used to imitate the visual demonstration provided by the expert.<br />
<br />
Both of the above methods are effective for imitation learning, but cannot leverage the valuable feedback given by the environments and usually suffer from bad performance when the expert data is imperfect. That is different from POfD in this paper.<br />
<br />
There is also another idea in which an agent learns using hybrid imitation learning and reinforcement learning reward[23, 24]. However, unlike this paper, they did not provide some theoretical support for their method and only explained some intuitive explanations.<br />
<br />
=Background=<br />
<br />
==Preliminaries==<br />
Markov Decision Process (MDP) [15] is defined by a tuple <math>⟨\mathcal{S}, \mathcal{A}, \mathcal{P}, r, \gamma⟩ </math>, where <math>\mathcal{S}</math> is the state space, <math>\mathcal{A} </math> is the action space, <math>\mathcal{P}(s'|s,a)</math> is the transition distribution of taking action <math> a </math> at state <math>s </math>, <math> r(s,a) </math>is the reward function, and <math> \gamma </math> is the discount factor between 0 and 1. Policy <math> \pi(a|s) </math> is a mapping from state to action probabilities, the performance of <math> \pi </math> is usually evaluated by its expected discounted reward <math> \eta(\pi) </math>: <br />
\[\eta(\pi)=\mathbb{E}_{\pi}[r(s,a)]=\mathbb{E}_{(s_0,a_0,s_1,...)}[\sum_{t=0}^\infty\gamma^{t}r(s_t,a_t)] \]<br />
The value function is <math> V_{\pi}(s) =\mathbb{E}_{\pi}[r(·,·)|s_0=s] </math>, the action value function is <math> Q_{\pi}(s,a) =\mathbb{E}_{\pi}[r(·,·)|s_0=s,a_0=a] </math>, and the advantage function that reflects the expected additional reward after taking action a at state s is <math> A_{\pi}(s,a)=Q_{\pi}(s,a)-V_{\pi}(s)</math>.<br />
Then the authors define Occupancy measure, which is used to estimate the probability that state <math>s</math> and state action pairs <math>(s,a)</math> when executing a certain policy.<br />
[[File:def1.png|500px|center]]<br />
Then the performance of <math> \pi </math> can be rewritten to: <br />
[[File:equ2.png|500px|center]]<br />
At the same time, the authors propose a lemma: <br />
[[File:lemma1.png|500px|center]]<br />
<br />
==Problem Definition==<br />
Generally, RL tasks and environments do not provide a comprehensive reward and instead rely on sparse feedback indicating whether the goal is reached.<br />
<br />
In this paper, the authors aim to develop a method that can boost exploration by leveraging effectively the demonstrations <math>D^E </math>from the expert policy <math> \pi_E </math> and maximize <math> \eta(\pi) </math> in the sparse-reward environment. The authors define the demonstrations <math>D^E=\{\tau_1,\tau_2,...,\tau_N\} </math>, where the i-th trajectory <math>\tau_i=\{(s_0^i,a_0^i),(s_1^i,a_1^i),...,(s_T^i,a_T^i)\} </math> is generated from the unknown expert policy <math>\pi_E </math>. In addition, there is an assumption on the quality of the expert policy:<br />
[[File:asp1.png|500px|center]]<br />
<br />
<br />
Throughout the paper, they use <math>\pi_E </math> to denote the expert policy that gives the relatively good <math>\eta_\pi </math>, and use <math>\hat{\mathbb{E}}_D </math>to denote empirical expectation estimated from the demonstrated trajectories <math>D^E </math>. We have the following reasonable and necessary assumption on the quality of the expert policy <math>\pi_E </math>.<br />
<br />
<br />
Moreover, it is not necessary to ensure that the expert policy is advantageous over all the policies. This is because that POfD will learn a better policy than expert policy by exploring on its own in later learning stages.<br />
<br />
=Method=<br />
<br />
==Policy Optimization with Demonstration (POfD)==<br />
<br />
[[File:ff1.png|thumb|500px|center |Figure 1: Demonstrations (the blue curve) enables POfD to explore in the high-reward regions (red arrows). On the other hand random explorations (olive green dashed curves) occur in sparse-reward environments.]]<br />
<br />
This method optimizes the policy by forcing the policy to explore in the nearby region of the expert policy that is specified by several demonstrated trajectories <math>D^E </math> (as shown in Fig.1) in order to avoid causing slow convergence or failure when the environment feedback is sparse. In addition, the authors encourage the policy π to explore by "following" the demonstrations <math>D^E </math>. Thus, a new learning objective is given:<br />
\[ \mathcal{L}(\pi_{\theta})=-\eta(\pi_{\theta})+\lambda_{1}D_{JS}(\pi_{\theta},\pi_{E})\]<br />
where <math>D_{JS}(\pi_{\theta},\pi_{E})</math> is Jensen-Shannon divergence between current policy <math>\pi_{\theta}</math> and the expert policy <math>\pi_{E}</math> , <math>\lambda_1</math> is a trading-off parameter, and <math>\theta</math> is policy parameter. According to Lemma 1, the authors use <math>D_{JS}(\rho_{\theta},\rho_{E})</math> to instead of <math>D_{JS}(\pi_{\theta},\pi_{E})</math>, because it is easier to optimize through adversarial training on demonstrations. The learning objective is: <br />
\[ \mathcal{L}(\pi_{\theta})=-\eta(\pi_{\theta})+\lambda_{1}D_{JS}(\rho_{\theta},\rho_{E})\]<br />
<br />
==Benefits of Exploration with Demonstrations==<br />
The authors introduce the benefits of POfD. Firstly, we consider the expression of expected return in policy gradient methods [16].<br />
\[ \eta(\pi)=\eta(\pi_{old})+\mathbb{E}_{\tau\sim\pi}[\sum_{t=0}^\infty\gamma^{t}A_{\pi_{old}}(s,a)]\]<br />
<math>\eta(\pi)</math>is the advantage over the policy <math>\pi_{old}</math> in the previous iteration, so the expression can be rewritten by<br />
\[ \eta(\pi)=\eta(\pi_{old})+\sum_{s}\rho_{\pi}(s)\sum_{a}\pi(a|s)A_{\pi_{old}}(s,a)\]<br />
The local approximation to <math>\eta(\pi)</math> up to first order is usually as the surrogate learning objective to be optimized by policy gradient methods due to the difficulties brought by complex dependency of <math>\rho_{\pi}(s)</math> over <math> \pi </math>:<br />
\[ J_{\pi_{old}}(\pi)=\eta(\pi_{old})+\sum_{s}\rho_{\pi_{old}}(s)\sum_{a}\pi(a|s)A_{\pi_{old}}(s,a)\]<br />
The policy gradient methods improve <math>\eta(\pi)</math> monotonically by optimizing the above <math>J_{\pi_{old}}(\pi)</math> with a sufficiently small update step from <math>\pi_{old}</math> to <math>\pi</math> such that <math>D_{KL}^{max}(\pi, \pi_{old})</math> is bounded [16] [17] [18]. POfD imposes an additional regularization <math>D_{JS}(\pi_{\theta}, \pi_{E})</math> between <math>\pi_\theta</math> and <math>\pi_{E}</math> in order to encourage explorations around regions demonstrated by the expert policy. Theorem 1 shows such benefits,<br />
[[File:them1.png|500px|center]]<br />
<br />
In fact, POfD brings another factor, <math>D_{J S}^{max}(\pi_{i}, \pi_{E})</math>, that would fully use the advantage <math>{\hat \delta}</math>and add improvements with a margin over pure policy gradient methods.<br />
<br />
==Optimization==<br />
<br />
For POfD, the authors choose to optimize the lower bound of the Jensen-Shannon divergence instead of directly optimizing the difficult Jensen-Shannon divergence. This optimization method is compatible with any policy gradient methods. Theorem 2 gives the lower bound of <math>D_{JS}(\rho_{\theta}, \rho_{E})</math>：<br />
[[File:them2.png|450px|center]]<br />
Thus, the occupancy measure matching objective can be written as:<br />
[[File:eqnlm.png|450px|center]]<br />
where <math> D(s,a)=\frac{1}{1+e^{-U(s,a)}}: \mathcal{S}\times \mathcal{A} \rightarrow (0,1)</math> is an arbitrary mapping function followed by a sigmoid activation function used for scaling, and its supremum ranging is like a discriminator for distinguishing whether the state-action pair is a current policy or an expert policy.<br />
To avoid overfitting, the authors add causal entropy <math>−H (\pi_{\theta}) </math> as the regularization term. Thus, the learning objective is: <br />
\[\min_{\theta}\mathcal{L}=-\eta(\pi_{\theta})-\lambda_{2}H(\pi_{\theta})+\lambda_{1} \sup_{{D\in(0,1)}^{S\times A}} \mathbb{E}_{\pi_{\theta}}[\log(D(s,a))]+\mathbb{E}_{\pi_{E}}[\log(1-D(s,a))]\]<br />
At this point, the problem closely resembles the minimax problem related to the Generative Adversarial Networks (GANs) [19]. The difference is that the discriminative model D of GANs is well-trained but the expert policy of POfD is not optimal. Then suppose D is parameterized by w. If it is from an expert policy, <math>D_w</math>is toward 1, otherwise it is toward 0. Thus, the minimax learning objective is:<br />
\[\min_{\theta}\max_{w}\mathcal{L}=-\eta(\pi_{\theta})-\lambda_{2}H (\pi_{\theta})+\lambda_{1}( \mathbb{E}_{\pi_{\theta}}[\log(D_{w}(s,a))]+\mathbb{E}_{\pi_{E}}[\log(1-D_{w}(s,a))])\]<br />
The minimax learning objective can be rewritten by substituting the expression of <math> \eta(\pi) </math>:<br />
\[\min_{\theta}\max_{w}-\mathbb{E}_{\pi_{\theta}}[r'(s,a)]-\lambda_{2}H (\pi_{\theta})+\lambda_{1}\mathbb{E}_{\pi_{E}}[\log(1-D_{w}(s,a))]\]<br />
where <math> r'(s,a)=r(a,b)-\lambda_{1}\log(D_{w}(s,a))</math> is the reshaped reward function.<br />
The above objective can be optimized efficiently by alternately updating policy parameters θ and discriminator parameters w, then the gradient is given by:<br />
\[\mathbb{E}_{\pi}[\nabla_{w}\log(D_{w}(s,a))]+\mathbb{E}_{\pi_{E}}[\nabla_{w}\log(1-D_{w}(s,a))]\]<br />
Then, fixing the discriminator <math>D_w</math>, the reshaped policy gradient is:<br />
\[\nabla_{\theta}\mathbb{E}_{\pi_{\theta}}[r'(s,a)]=\mathbb{E}_{\pi_{\theta}}[\nabla_{\theta}\log\pi_{\theta}(a|s)Q'(s,a)]\]<br />
where <math>Q'(\bar{s},\bar{a})=\mathbb{E}_{\pi_{\theta}}[r'(s,a)|s_0=\bar{s},a_0=\bar{a}]</math>.<br />
<br />
At the end, Algorithm 1 gives the detailed process.<br />
[[File:pofd.png|450px|center]]<br />
<br />
=Discussion on Existing LfD Methods=<br />
<br />
To connect with the proposed POfD method, interpretation of the existing methods DQfD and DDPGfD through occupancy measure matching is provided. Both of the existing methods leverage demonstrations to aid exploration in RL.<br />
<br />
==DQFD==<br />
DQFD [2] puts the demonstrations into a replay memory D and keeps them throughout the Q-learning process. The objective for DQFD is:<br />
\[J_{DQfD}={\hat{\mathbb{E}}}_{D}[(R_t(n)-Q_w(s_t,a_t))^2]+\alpha{\hat{\mathbb{E}}}_{D^E}[(R_t(n)-Q_w(s_t,a_t))^2]\]<br />
The second term can be rewritten as <math> {\hat{\mathbb{E}}}_{D^E}[(R_t(n)-Q_w(s_t,a_t))^2]={\hat{\mathbb{E}}}_{D^E}[(\hat{\rho}_E(s,a)-\rho_{\pi}(s,a))^{2}r^2(s,a)]</math>, which can be regarded as a regularization forcing current policy's occupancy measure to match the expert's empirical occupancy measure, weighted by the potential reward. Thus minimizing the objective<br />
with expert demonstration and self-generated off-policy datais actually equivalent to imposing an occupancy measure matching regularization to the original DQN objective.<br />
<br />
==DDPGfD==<br />
DDPGfD [3] also puts the demonstrations into a replay memory D, but it is based on an actor-critic framework [21]. The objective for DDPGfD is the same as DQFD. Its policy gradient is:<br />
\[\nabla_{\theta}J_{DDPGfD}\approx \mathbb{E}_{s,a}[\nabla_{a}Q_w(s,a)\nabla_{\theta}\pi_{\theta}(s)], a=\pi_{\theta}(s) \]<br />
From this equation, policy is updated relying on learned Q-network <math>Q_w </math>rather than the demonstrations <math>D^{E} </math>. DDPGfD shares the same objective function for <math>Q_w </math> as DQfD, thus they have the same way of leveraging demonstrations, that is the demonstrations in DQfD and DDPGfD induce an occupancy measure matching regularization.<br />
<br />
Although the above replay memory based LfD methods can benefit RL algorithms to some extent in sparse-reward environments, they have some limitations for sufficiently exploiting the demonstration data. First, such a paradigm utilizes expert trajectories only by treating them as learningreference, whose effect may be significantly underexploited when demonstrations are few, as indicated by the authors' experiments. Second, to be compatible with collected data during training, the demonstrated trajectories are required to be associated with rewards for each state transition. However, the rewards in demonstrations may differ from the ones used for learning the policy in the current environment [25], or they may be unavailable.<br />
<br />
=Experiments=<br />
<br />
==Goal==<br />
The authors aim at investigating 1) whether POfD can aid exploration by leveraging a few demonstrations, even though the demonstrations are imperfect. 2) whether POfD can succeed and achieve high empirical return, especially in environments where reward signals are sparse and rare. <br />
<br />
==Settings==<br />
The authors conduct the experiments on 8 physical control tasks, ranging from low-dimensional spaces to high-dimensional spaces and naturally sparse environments based on OpenAI Gym [20] and Mujoco (Multi-Joint dynamics with Contact) [5] (Gym is a toolkit for developing and comparing reinforcement learning algorithms. It supports teaching agents everything from walking to playing games like Pong or Pinball. MuJoCo is a physics engine aiming to facilitate research and development in robotics, biomechanics, graphics and animation, and other areas where fast and accurate simulation is needed. In order to get familiar with OpenAI Gym and Mujoco environment, you can watch these videos, respectively: [http://www.mujoco.org/image/home/mujocodemo.mp4 Mujoco], [https://gym.openai.com/v2018-02-21/videos/SpaceInvaders-v0-4184afb3-1223-4ac6-b52b-8e863cbe24a5/original.mp4 OpenAI Gym]). Due to the uniqueness of the environments, the authors introduce 4 ways to sparsify their built-in dense rewards. TYPE1: a reward of +1 is given when the agent reaches the terminal state, and otherwise 0. TYPE2: a reward of +1 is given when the agent survives for a while. TYPE3: a reward of +1 is given for every time the agent moves forward over a specific number of units in Mujoco environments. TYPE4: specially designed for InvertedDoublePendulum, a reward +1 is given when the second pole stays above a specific height of 0.89. The details are shown in Table 1. Moreover, only one single imperfect trajectory is used as the demonstrations in this paper. The authors collect the demonstrations by training an agent insufficiently by running TRPO (Trust Region Policy Optimization) in the corresponding dense environment. <br />
[[File:pofdt1.png|900px|center]]<br />
<br />
==Baselines==<br />
The authors compare POfD against 5 strong baselines:<br />
* training the policy with TRPO [17] in dense environments, which is called expert <br />
* training the policy with TRPO [17] in sparse environments<br />
* applying GAIL [14] to learn the policy from demonstrations<br />
* DQfD [2]<br />
* DDPGfD [3]<br />
<br />
<br />
1. Trust Region Policy Optimization (TRPO) is an iterative procedure for optimizing policies, with guaranteed monotonic improvement. By making several approximations to the theoretically-justified procedure, a practical algorithm such as this can be developed. This algorithm is similar to natural policy gradient methods and is effective for optimizing neural networks.<br />
<br />
2. Generative Adversarial Imitation Learning (GAIL) is a method to directly extract a policy from data as if it were obtained by reinforcement learning and by following inverse reinforcement learning.<br />
<br />
3. Deep Q-learning from Demonstrations (DQfD), is a method that leverages small sets of demonstration data to speed up the learning process from relatively small amounts of demonstration data and is able to automatically assess the necessary ratio of demonstration data while learning thanks to a prioritized replay mechanism.<br />
<br />
4. DDPGfD (Deep Deterministic Policy Gradients From Demonstrations) uses prioritized replay to enable efficient propagation of the reward information, which is essential in problems with sparse rewards.<br />
<br />
==Results==<br />
Firstly, the authors test the performance of POfD in sparse control environments with discrete actions. From Table 1, POfD achieves performance comparable with the policy learned under dense environments. From Figure 2, only POfD successes to explore sufficiently and achieves great performance in both sparse environments. TRPO [17] and DQFD [2] fail to explore and GAIL [14] converges to the imperfect demonstration in MountainCar [22].<br />
<br />
[[File:pofdf2.png|500px|center]]<br />
<br />
Then, the authors test the performance of POfD under spares environments with continuous actions space. From Figure 3, POfD achieves expert-level performance in terms of accumulated rewards and surpasses other strong baselines training the policy with TRPO. By watching the learning process of different methods, we can see that TRPO consistently fails to explore the environments when the feedback is sparse, except for HalfCheetah. This may be because there is no terminal state in HalfCheetah, thus a random agent can perform reasonably well as long as the time horizon is sufficiently long. This is shown in Figure3 where the improvement of TRPO begins to show after 400 iterations. DDPGfD and GAIL have common drawback: during training process, they both converge to the imperfect demonstration data. For HalfCheetah, GAIL fails to converge and DDPGfD converges to an even worse point. This situation is expected because the policy and value networks tend to over-fit when having few data, so the training process of GAIL and DDPGfD is severely biased by the imperfect data. Finally, our proposed method can effectively explore the environment with the help of demonstration-based intrinsic reward reshaping and succeeds consistently across different tasks both in terms of learning stability and convergence speed.<br />
[[File:pofdf3.png|900px|center]]<br />
<br />
The authors also implement a locomotion task <math>Humanoid</math>, which teaches a human-like robot to walk. The state space of dimension is 376, which is very hard to render. As a result, POfD still outperformed all three baselike methods, as they failed to learn policies in such a sparse reward environment.<br />
<br />
The reacher environment is a task that the target is to control a robot arm to touch an object. the location of the object is random for each instantiation. The environment reward is sparse: every time the arm reaches the ball and holds for a while (e.g., 5 time steps), it receives a reward of +1; otherwise, it gets zero reward. The authors select 15 random trajectories as demonstration data, and the performance of POfD is much better than the expert, while all other baseline methods failed.<br />
<br />
=Conclusion=<br />
In this paper, a method, POfD, is proposed that can acquire knowledge from a limited amount of imperfect demonstration data to aid exploration in environments with sparse feedback. It is compatible with any policy gradient method. POfD induces implicit dynamic reward shaping and brings provable benefits for policy improvement. Moreover, the results of the experiments have shown the validity and effectiveness of POfD in encouraging the agent to explore around the nearby region of the expert policy and learn better policies. The key contribution is that POfD helps the agent work with few and imperfect demonstrations in an environment with sparse rewards.<br />
<br />
=Critique=<br />
# A novel demonstration-based policy optimization method is proposed. In the process of policy optimization, POfD reshapes the reward function. This new reward function can guide the agent to imitate the expert behavior when the reward is sparse and explore on its own when the reward value can be obtained, which can take full advantage of the demonstration data and there is no need to ensure that the expert policy is the optimal policy.<br />
# POfD can be combined with any policy gradient methods. Its performance surpasses five strong baselines and can be comparable to the agents trained in the dense-reward environment.<br />
# The paper is structured and the flow of ideas is easy to follow. For related work, the authors clearly explain similarities and differences among these related works.<br />
# This paper's scalability is demonstrated. The experiments environments are ranging from low-dimensional spaces to high-dimensional spaces and from discrete action spaces to continuous actions spaces. For future work, can it be realized in the real world?<br />
# There is a doubt that whether it is a correct method to use the trajectory that was insufficiently learned in a dense-reward environment as the imperfect demonstration.<br />
# In this paper, the performance only is judged by the cumulative reward, can other evaluation terms be considered? For example, the convergence rate.<br />
# The performance of this algorithm hinges on the assumption that expert demonstrations are near optimal in the action space. As seen in figure 3, there appears to be an upper bound to performance near (or just above) the expert accuracy -- this may be an indication of a performance ceiling. In games where near-optimal policies can differ greatly (e.g.; offensive or defensive strategies in chess), the success of the model will depend on the selection of expert demonstrations that are closest to a truly optimal policy (i.e.; just because a policy is the current expert, it does not mean it resembles the true optimal policy).<br />
<br />
=References=<br />
[1] Nair, A., McGrew, B., Andrychowicz, M., Zaremba, W., and Abbeel, P. Overcoming exploration in reinforcement learning with demonstrations. arXiv preprint arXiv:1709.10089, 2017.<br />
<br />
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[5] Todorov, E., Erez, T., and Tassa, Y. Mujoco: A physics engine for model-based control. In Intelligent Robots and Systems (IROS), 2012 IEEE/RSJ International Con- ference on, pp. 5026–5033. IEEE, 2012.<br />
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[6] Schaal, S. Learning from demonstration. In Advances in neural information processing systems, pp. 1040–1046, 1997.<br />
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[14] Ho, J. and Ermon, S. Generative adversarial imitation learn- ing. In Advances in Neural Information Processing Sys- tems, pp. 4565–4573, 2016.<br />
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[15] Sutton, R. S. and Barto, A. G. Reinforcement learning: An introduction, volume 1. MIT press Cambridge, 1998.<br />
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[16] Kakade, S. M. A natural policy gradient. In Advances in neural information processing systems, pp. 1531–1538, 2002.<br />
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[17] Schulman, J., Levine, S., Abbeel, P., Jordan, M., and Moritz, P. Trust region policy optimization. In Proceedings of the 32nd International Conference on Machine Learning (ICML-15), pp. 1889–1897, 2015.<br />
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[19] Goodfellow, I., Pouget-Abadie, J., Mirza, M., Xu, B., Warde-Farley, D., Ozair, S., Courville, A., and Bengio, Y. Generative adversarial nets. In Advances in neural information processing systems, pp. 2672–2680, 2014.<br />
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[20] Brockman, G., Cheung, V., Pettersson, L., Schneider, J., Schulman, J., Tang, J., and Zaremba, W. Openai gym, 2016.<br />
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[21] Lillicrap, T. P., Hunt, J. J., Pritzel, A., Heess, N., Erez, T., Tassa, Y., Silver, D., and Wierstra, D. Continuous control with deep reinforcement learning. arXiv preprint arXiv:1509.02971, 2015.<br />
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[22] Moore, A. W. Efficient memory-based learning for robot control. 1990.<br />
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[23] Zhu, Y., Wang, Z., Merel, J., Rusu, A., Erez, T., Cabi, S., Tunyasuvunakool, S., Kramar, J., Hadsell, R., de Freitas, N., et al. Reinforcement and imitation learning for diverse visuomotor skills. arXiv preprint arXiv:1802.09564, 2018.<br />
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[24] Li, Y., Song, J., and Ermon, S. Infogail: Interpretable imitation learning from visual demonstrations. In Advances in Neural Information Processing Systems, pp. 3815–3825, 2017.<br />
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[25] Ziebart, B. D., Maas, A. L., Bagnell, J. A., and Dey, A. K. Maximum entropy inverse reinforcement learning. In AAAI, volume 8, pp. 1433–1438. Chicago, IL, USA, 2008.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=policy_optimization_with_demonstrations&diff=41692policy optimization with demonstrations2018-11-28T04:59:54Z<p>X46peng: /* Related Work */</p>
<hr />
<div>= Introduction =<br />
<br />
The reinforcement learning (RL) method has made significant progress in a variety of applications, but the exploration problems regarding how to gain more experience from novel policies to improve long-term performance are still challenges, especially in environments where reward signals are sparse and rare. There are currently two ways to solve such exploration problems in RL: <br />
<br />
1) Guide the agent to explore states that have never been seen. <br />
<br />
2) Guide the agent to imitate a demonstration trajectory sampled from an expert policy to learn. <br />
<br />
When guiding the agent to imitate the expert behavior for learning, there are also two methods: putting the demonstration directly into the replay memory [1] [2] [3] or using the demonstration trajectory to pre-train the policy in a supervised manner [4]. However, neither of these methods takes full advantage of the demonstration data. They instead treat the demonstration data identically to self-generated data, requiring a tremendous number of difficult to collect examples to learn effectively. To address this problem, a novel policy optimization method from demonstration (POfD) is proposed, which takes full advantage of the demonstration and there is no need to ensure that the expert policy is the optimal policy. To summarize, the authors bring forth this idea through the following techniques:<br />
<br />
1) A demonstration guided exploration term measuring the divergence between current and the expert policy is added to the policy optimization objective, increasing the similarity to expert-like exploration.<br />
<br />
2) They say that for better learning from demonstrations and getting an optimization friendly lower bound, the proposed objective could be defined on an occupancy measure as in [14].<br />
<br />
3) Finally, they show that the optimization can move towards optimizing the derived lower bound and the generative adversarial training.<br />
<br />
The authors also evaluate the performance of POfD on Mujoco [5] in sparse-reward environments. The experiments results show that the performance of POfD is greatly improved compared with some strong baselines and even to the policy gradient method in dense-reward environments.<br />
<br />
==Intuition==<br />
The agent should imitate the demonstrated behavior when rewards are sparse and then explore new states on its own after acquiring sufficient skills, which is a dynamic intrinsic reward mechanism that can be reshaped in terms of the native rewards in RL. At present, the state of the art exploration in Reinforcement learning is simply epsilon greedy which just makes random moves for a small percentage of times to explore unexplored moves. This is very naive and is one of the main reasons for the high sample complexity in RL. On the other hand, if there is an expert demonstrator who can guide exploration, the agent can make more guided and accurate exploratory moves.<br />
<br />
=Related Work =<br />
There are some related works in overcoming exploration difficulties by learning from demonstration [6] and imitation learning in RL.<br />
<br />
For learning from demonstration (LfD),<br />
# Most LfD methods adopt value-based RL algorithms, such as DQfD (Deep Q-learning from Demonstrations) [2] which are applied into the discrete action spaces and DDPGfD (Deep Deterministic Policy Gradient from Demonstrations) [3] which extends this idea to the continuous spaces. But both of them under-utilize the demonstration data.<br />
# There are some methods based on policy iteration [7] [8], which shapes the value function by using demonstration data. But they get the bad performance when demonstration data is imperfect.<br />
# A hybrid framework [9] that learns the policy in which the probability of taking demonstrated actions is maximized is proposed, which considers fewer demonstration data.<br />
# A reward reshaping mechanism [10] that encourages taking actions close to the demonstrated ones is proposed. It is similar to the method in this paper, but there exist some differences as it is defined as a potential function based on multi-variate Gaussian to model the distribution of state-actions.<br />
All of the above methods require a lot of perfect demonstrations to get satisfactory performance, which is different from POfD in this paper.<br />
<br />
For imitation learning, <br />
# Inverse Reinforce Learning [11] problems are solved by alternating between fitting the reward function and selecting the policy [12] [13]. But it cannot be extended to big-scale problems.<br />
# Generative Adversarial Imitation Learning (GAIL) [14] uses a discriminator to distinguish whether a state-action pair is from the expert or the learned policy and it can be applied into the high-dimensional continuous control problems.<br />
# An alternative imitation learning [25] is that an agent explores the environment without any expert supervision and distills this exploration data into goal-directed skills. These skills can then be used to imitate the visual demonstration provided by the expert.<br />
<br />
Both of the above methods are effective for imitation learning, but cannot leverage the valuable feedback given by the environments and usually suffer from bad performance when the expert data is imperfect. That is different from POfD in this paper.<br />
<br />
There is also another idea in which an agent learns using hybrid imitation learning and reinforcement learning reward[23, 24]. However, unlike this paper, they did not provide some theoretical support for their method and only explained some intuitive explanations.<br />
<br />
=Background=<br />
<br />
==Preliminaries==<br />
Markov Decision Process (MDP) [15] is defined by a tuple <math>⟨\mathcal{S}, \mathcal{A}, \mathcal{P}, r, \gamma⟩ </math>, where <math>\mathcal{S}</math> is the state space, <math>\mathcal{A} </math> is the action space, <math>\mathcal{P}(s'|s,a)</math> is the transition distribution of taking action <math> a </math> at state <math>s </math>, <math> r(s,a) </math>is the reward function, and <math> \gamma </math> is the discount factor between 0 and 1. Policy <math> \pi(a|s) </math> is a mapping from state to action probabilities, the performance of <math> \pi </math> is usually evaluated by its expected discounted reward <math> \eta(\pi) </math>: <br />
\[\eta(\pi)=\mathbb{E}_{\pi}[r(s,a)]=\mathbb{E}_{(s_0,a_0,s_1,...)}[\sum_{t=0}^\infty\gamma^{t}r(s_t,a_t)] \]<br />
The value function is <math> V_{\pi}(s) =\mathbb{E}_{\pi}[r(·,·)|s_0=s] </math>, the action value function is <math> Q_{\pi}(s,a) =\mathbb{E}_{\pi}[r(·,·)|s_0=s,a_0=a] </math>, and the advantage function that reflects the expected additional reward after taking action a at state s is <math> A_{\pi}(s,a)=Q_{\pi}(s,a)-V_{\pi}(s)</math>.<br />
Then the authors define Occupancy measure, which is used to estimate the probability that state <math>s</math> and state action pairs <math>(s,a)</math> when executing a certain policy.<br />
[[File:def1.png|500px|center]]<br />
Then the performance of <math> \pi </math> can be rewritten to: <br />
[[File:equ2.png|500px|center]]<br />
At the same time, the authors propose a lemma: <br />
[[File:lemma1.png|500px|center]]<br />
<br />
==Problem Definition==<br />
Generally, RL tasks and environments do not provide a comprehensive reward and instead rely on sparse feedback indicating whether the goal is reached.<br />
<br />
In this paper, the authors aim to develop a method that can boost exploration by leveraging effectively the demonstrations <math>D^E </math>from the expert policy <math> \pi_E </math> and maximize <math> \eta(\pi) </math> in the sparse-reward environment. The authors define the demonstrations <math>D^E=\{\tau_1,\tau_2,...,\tau_N\} </math>, where the i-th trajectory <math>\tau_i=\{(s_0^i,a_0^i),(s_1^i,a_1^i),...,(s_T^i,a_T^i)\} </math> is generated from the unknown expert policy <math>\pi_E </math>. In addition, there is an assumption on the quality of the expert policy:<br />
[[File:asp1.png|500px|center]]<br />
<br />
<br />
Throughout the paper, they use <math>\pi_E </math> to denote the expert policy that gives the relatively good <math>\eta_\pi </math>, and use <math>\hat{\mathbb{E}}_D </math>to denote empirical expectation estimated from the demonstrated trajectories <math>D^E </math>. We have the following reasonable and necessary assumption on the quality of the expert policy <math>\pi_E </math>.<br />
<br />
<br />
Moreover, it is not necessary to ensure that the expert policy is advantageous over all the policies. This is because that POfD will learn a better policy than expert policy by exploring on its own in later learning stages.<br />
<br />
=Method=<br />
<br />
==Policy Optimization with Demonstration (POfD)==<br />
<br />
[[File:ff1.png|thumb|500px|center |Figure 1: Demonstrations (the blue curve) enables POfD to explore in the high-reward regions (red arrows). On the other hand random explorations (olive green dashed curves) occur in sparse-reward environments.]]<br />
<br />
This method optimizes the policy by forcing the policy to explore in the nearby region of the expert policy that is specified by several demonstrated trajectories <math>D^E </math> (as shown in Fig.1) in order to avoid causing slow convergence or failure when the environment feedback is sparse. In addition, the authors encourage the policy π to explore by "following" the demonstrations <math>D^E </math>. Thus, a new learning objective is given:<br />
\[ \mathcal{L}(\pi_{\theta})=-\eta(\pi_{\theta})+\lambda_{1}D_{JS}(\pi_{\theta},\pi_{E})\]<br />
where <math>D_{JS}(\pi_{\theta},\pi_{E})</math> is Jensen-Shannon divergence between current policy <math>\pi_{\theta}</math> and the expert policy <math>\pi_{E}</math> , <math>\lambda_1</math> is a trading-off parameter, and <math>\theta</math> is policy parameter. According to Lemma 1, the authors use <math>D_{JS}(\rho_{\theta},\rho_{E})</math> to instead of <math>D_{JS}(\pi_{\theta},\pi_{E})</math>, because it is easier to optimize through adversarial training on demonstrations. The learning objective is: <br />
\[ \mathcal{L}(\pi_{\theta})=-\eta(\pi_{\theta})+\lambda_{1}D_{JS}(\rho_{\theta},\rho_{E})\]<br />
<br />
==Benefits of Exploration with Demonstrations==<br />
The authors introduce the benefits of POfD. Firstly, we consider the expression of expected return in policy gradient methods [16].<br />
\[ \eta(\pi)=\eta(\pi_{old})+\mathbb{E}_{\tau\sim\pi}[\sum_{t=0}^\infty\gamma^{t}A_{\pi_{old}}(s,a)]\]<br />
<math>\eta(\pi)</math>is the advantage over the policy <math>\pi_{old}</math> in the previous iteration, so the expression can be rewritten by<br />
\[ \eta(\pi)=\eta(\pi_{old})+\sum_{s}\rho_{\pi}(s)\sum_{a}\pi(a|s)A_{\pi_{old}}(s,a)\]<br />
The local approximation to <math>\eta(\pi)</math> up to first order is usually as the surrogate learning objective to be optimized by policy gradient methods due to the difficulties brought by complex dependency of <math>\rho_{\pi}(s)</math> over <math> \pi </math>:<br />
\[ J_{\pi_{old}}(\pi)=\eta(\pi_{old})+\sum_{s}\rho_{\pi_{old}}(s)\sum_{a}\pi(a|s)A_{\pi_{old}}(s,a)\]<br />
The policy gradient methods improve <math>\eta(\pi)</math> monotonically by optimizing the above <math>J_{\pi_{old}}(\pi)</math> with a sufficiently small update step from <math>\pi_{old}</math> to <math>\pi</math> such that <math>D_{KL}^{max}(\pi, \pi_{old})</math> is bounded [16] [17] [18]. POfD imposes an additional regularization <math>D_{JS}(\pi_{\theta}, \pi_{E})</math> between <math>\pi_\theta</math> and <math>\pi_{E}</math> in order to encourage explorations around regions demonstrated by the expert policy. Theorem 1 shows such benefits,<br />
[[File:them1.png|500px|center]]<br />
<br />
In fact, POfD brings another factor, <math>D_{J S}^{max}(\pi_{i}, \pi_{E})</math>, that would fully use the advantage <math>{\hat \delta}</math>and add improvements with a margin over pure policy gradient methods.<br />
<br />
==Optimization==<br />
<br />
For POfD, the authors choose to optimize the lower bound of the Jensen-Shannon divergence instead of directly optimizing the difficult Jensen-Shannon divergence. This optimization method is compatible with any policy gradient methods. Theorem 2 gives the lower bound of <math>D_{JS}(\rho_{\theta}, \rho_{E})</math>：<br />
[[File:them2.png|450px|center]]<br />
Thus, the occupancy measure matching objective can be written as:<br />
[[File:eqnlm.png|450px|center]]<br />
where <math> D(s,a)=\frac{1}{1+e^{-U(s,a)}}: \mathcal{S}\times \mathcal{A} \rightarrow (0,1)</math> is an arbitrary mapping function followed by a sigmoid activation function used for scaling, and its supremum ranging is like a discriminator for distinguishing whether the state-action pair is a current policy or an expert policy.<br />
To avoid overfitting, the authors add causal entropy <math>−H (\pi_{\theta}) </math> as the regularization term. Thus, the learning objective is: <br />
\[\min_{\theta}\mathcal{L}=-\eta(\pi_{\theta})-\lambda_{2}H(\pi_{\theta})+\lambda_{1} \sup_{{D\in(0,1)}^{S\times A}} \mathbb{E}_{\pi_{\theta}}[\log(D(s,a))]+\mathbb{E}_{\pi_{E}}[\log(1-D(s,a))]\]<br />
At this point, the problem closely resembles the minimax problem related to the Generative Adversarial Networks (GANs) [19]. The difference is that the discriminative model D of GANs is well-trained but the expert policy of POfD is not optimal. Then suppose D is parameterized by w. If it is from an expert policy, <math>D_w</math>is toward 1, otherwise it is toward 0. Thus, the minimax learning objective is:<br />
\[\min_{\theta}\max_{w}\mathcal{L}=-\eta(\pi_{\theta})-\lambda_{2}H (\pi_{\theta})+\lambda_{1}( \mathbb{E}_{\pi_{\theta}}[\log(D_{w}(s,a))]+\mathbb{E}_{\pi_{E}}[\log(1-D_{w}(s,a))])\]<br />
The minimax learning objective can be rewritten by substituting the expression of <math> \eta(\pi) </math>:<br />
\[\min_{\theta}\max_{w}-\mathbb{E}_{\pi_{\theta}}[r'(s,a)]-\lambda_{2}H (\pi_{\theta})+\lambda_{1}\mathbb{E}_{\pi_{E}}[\log(1-D_{w}(s,a))]\]<br />
where <math> r'(s,a)=r(a,b)-\lambda_{1}\log(D_{w}(s,a))</math> is the reshaped reward function.<br />
The above objective can be optimized efficiently by alternately updating policy parameters θ and discriminator parameters w, then the gradient is given by:<br />
\[\mathbb{E}_{\pi}[\nabla_{w}\log(D_{w}(s,a))]+\mathbb{E}_{\pi_{E}}[\nabla_{w}\log(1-D_{w}(s,a))]\]<br />
Then, fixing the discriminator <math>D_w</math>, the reshaped policy gradient is:<br />
\[\nabla_{\theta}\mathbb{E}_{\pi_{\theta}}[r'(s,a)]=\mathbb{E}_{\pi_{\theta}}[\nabla_{\theta}\log\pi_{\theta}(a|s)Q'(s,a)]\]<br />
where <math>Q'(\bar{s},\bar{a})=\mathbb{E}_{\pi_{\theta}}[r'(s,a)|s_0=\bar{s},a_0=\bar{a}]</math>.<br />
<br />
At the end, Algorithm 1 gives the detailed process.<br />
[[File:pofd.png|450px|center]]<br />
<br />
=Discussion on Existing LfD Methods=<br />
<br />
To connect with the proposed POfD method, interpretation of the existing methods DQfD and DDPGfD through occupancy measure matching is provided. Both of the existing methods leverage demonstrations to aid exploration in RL.<br />
<br />
==DQFD==<br />
DQFD [2] puts the demonstrations into a replay memory D and keeps them throughout the Q-learning process. The objective for DQFD is:<br />
\[J_{DQfD}={\hat{\mathbb{E}}}_{D}[(R_t(n)-Q_w(s_t,a_t))^2]+\alpha{\hat{\mathbb{E}}}_{D^E}[(R_t(n)-Q_w(s_t,a_t))^2]\]<br />
The second term can be rewritten as <math> {\hat{\mathbb{E}}}_{D^E}[(R_t(n)-Q_w(s_t,a_t))^2]={\hat{\mathbb{E}}}_{D^E}[(\hat{\rho}_E(s,a)-\rho_{\pi}(s,a))^{2}r^2(s,a)]</math>, which can be regarded as a regularization forcing current policy's occupancy measure to match the expert's empirical occupancy measure, weighted by the potential reward. Thus minimizing the objective<br />
with expert demonstration and self-generated off-policy datais actually equivalent to imposing an occupancy measure matching regularization to the original DQN objective.<br />
<br />
==DDPGfD==<br />
DDPGfD [3] also puts the demonstrations into a replay memory D, but it is based on an actor-critic framework [21]. The objective for DDPGfD is the same as DQFD. Its policy gradient is:<br />
\[\nabla_{\theta}J_{DDPGfD}\approx \mathbb{E}_{s,a}[\nabla_{a}Q_w(s,a)\nabla_{\theta}\pi_{\theta}(s)], a=\pi_{\theta}(s) \]<br />
From this equation, policy is updated relying on learned Q-network <math>Q_w </math>rather than the demonstrations <math>D^{E} </math>. DDPGfD shares the same objective function for <math>Q_w </math> as DQfD, thus they have the same way of leveraging demonstrations, that is the demonstrations in DQfD and DDPGfD induce an occupancy measure matching regularization.<br />
<br />
Although the above replay memory based LfD methods can benefit RL algorithms to some extent in sparse-reward environments, they have some limitations for sufficiently exploiting the demonstration data. First, such a paradigm utilizes expert trajectories only by treating them as learningreference, whose effect may be significantly underexploited when demonstrations are few, as indicated by the authors' experiments. Second, to be compatible with collected data during training, the demonstrated trajectories are required to be associated with rewards for each state transition. However, the rewards in demonstrations may differ from the ones used for learning the policy in the current environment [25], or they may be unavailable.<br />
<br />
=Experiments=<br />
<br />
==Goal==<br />
The authors aim at investigating 1) whether POfD can aid exploration by leveraging a few demonstrations, even though the demonstrations are imperfect. 2) whether POfD can succeed and achieve high empirical return, especially in environments where reward signals are sparse and rare. <br />
<br />
==Settings==<br />
The authors conduct the experiments on 8 physical control tasks, ranging from low-dimensional spaces to high-dimensional spaces and naturally sparse environments based on OpenAI Gym [20] and Mujoco (Multi-Joint dynamics with Contact) [5] (Gym is a toolkit for developing and comparing reinforcement learning algorithms. It supports teaching agents everything from walking to playing games like Pong or Pinball. MuJoCo is a physics engine aiming to facilitate research and development in robotics, biomechanics, graphics and animation, and other areas where fast and accurate simulation is needed. In order to get familiar with OpenAI Gym and Mujoco environment, you can watch these videos, respectively: [http://www.mujoco.org/image/home/mujocodemo.mp4 Mujoco], [https://gym.openai.com/v2018-02-21/videos/SpaceInvaders-v0-4184afb3-1223-4ac6-b52b-8e863cbe24a5/original.mp4 OpenAI Gym]). Due to the uniqueness of the environments, the authors introduce 4 ways to sparsify their built-in dense rewards. TYPE1: a reward of +1 is given when the agent reaches the terminal state, and otherwise 0. TYPE2: a reward of +1 is given when the agent survives for a while. TYPE3: a reward of +1 is given for every time the agent moves forward over a specific number of units in Mujoco environments. TYPE4: specially designed for InvertedDoublePendulum, a reward +1 is given when the second pole stays above a specific height of 0.89. The details are shown in Table 1. Moreover, only one single imperfect trajectory is used as the demonstrations in this paper. The authors collect the demonstrations by training an agent insufficiently by running TRPO (Trust Region Policy Optimization) in the corresponding dense environment. <br />
[[File:pofdt1.png|900px|center]]<br />
<br />
==Baselines==<br />
The authors compare POfD against 5 strong baselines:<br />
* training the policy with TRPO [17] in dense environments, which is called expert <br />
* training the policy with TRPO [17] in sparse environments<br />
* applying GAIL [14] to learn the policy from demonstrations<br />
* DQfD [2]<br />
* DDPGfD [3]<br />
<br />
<br />
1. Trust Region Policy Optimization (TRPO) is an iterative procedure for optimizing policies, with guaranteed monotonic improvement. By making several approximations to the theoretically-justified procedure, a practical algorithm such as this can be developed. This algorithm is similar to natural policy gradient methods and is effective for optimizing neural networks.<br />
<br />
2. Generative Adversarial Imitation Learning (GAIL) is a method to directly extract a policy from data as if it were obtained by reinforcement learning and by following inverse reinforcement learning.<br />
<br />
3. Deep Q-learning from Demonstrations (DQfD), is a method that leverages small sets of demonstration data to speed up the learning process from relatively small amounts of demonstration data and is able to automatically assess the necessary ratio of demonstration data while learning thanks to a prioritized replay mechanism.<br />
<br />
4. DDPGfD (Deep Deterministic Policy Gradients From Demonstrations) uses prioritized replay to enable efficient propagation of the reward information, which is essential in problems with sparse rewards.<br />
<br />
==Results==<br />
Firstly, the authors test the performance of POfD in sparse control environments with discrete actions. From Table 1, POfD achieves performance comparable with the policy learned under dense environments. From Figure 2, only POfD successes to explore sufficiently and achieves great performance in both sparse environments. TRPO [17] and DQFD [2] fail to explore and GAIL [14] converges to the imperfect demonstration in MountainCar [22].<br />
<br />
[[File:pofdf2.png|500px|center]]<br />
<br />
Then, the authors test the performance of POfD under spares environments with continuous actions space. From Figure 3, POfD achieves expert-level performance in terms of accumulated rewards and surpasses other strong baselines training the policy with TRPO. By watching the learning process of different methods, we can see that TRPO consistently fails to explore the environments when the feedback is sparse, except for HalfCheetah. This may be because there is no terminal state in HalfCheetah, thus a random agent can perform reasonably well as long as the time horizon is sufficiently long. This is shown in Figure3 where the improvement of TRPO begins to show after 400 iterations. DDPGfD and GAIL have common drawback: during training process, they both converge to the imperfect demonstration data. For HalfCheetah, GAIL fails to converge and DDPGfD converges to an even worse point. This situation is expected because the policy and value networks tend to over-fit when having few data, so the training process of GAIL and DDPGfD is severely biased by the imperfect data. Finally, our proposed method can effectively explore the environment with the help of demonstration-based intrinsic reward reshaping and succeeds consistently across different tasks both in terms of learning stability and convergence speed.<br />
[[File:pofdf3.png|900px|center]]<br />
<br />
The authors also implement a locomotion task <math>Humanoid</math>, which teaches a human-like robot to walk. The state space of dimension is 376, which is very hard to render. As a result, POfD still outperformed all three baselike methods, as they failed to learn policies in such a sparse reward environment.<br />
<br />
The reacher environment is a task that the target is to control a robot arm to touch an object. the location of the object is random for each instantiation. The environment reward is sparse: every time the arm reaches the ball and holds for a while (e.g., 5 time steps), it receives a reward of +1; otherwise, it gets zero reward. The authors select 15 random trajectories as demonstration data, and the performance of POfD is much better than the expert, while all other baseline methods failed.<br />
<br />
=Conclusion=<br />
In this paper, a method, POfD, is proposed that can acquire knowledge from a limited amount of imperfect demonstration data to aid exploration in environments with sparse feedback. It is compatible with any policy gradient method. POfD induces implicit dynamic reward shaping and brings provable benefits for policy improvement. Moreover, the results of the experiments have shown the validity and effectiveness of POfD in encouraging the agent to explore around the nearby region of the expert policy and learn better policies. The key contribution is that POfD helps the agent work with few and imperfect demonstrations in an environment with sparse rewards.<br />
<br />
=Critique=<br />
# A novel demonstration-based policy optimization method is proposed. In the process of policy optimization, POfD reshapes the reward function. This new reward function can guide the agent to imitate the expert behavior when the reward is sparse and explore on its own when the reward value can be obtained, which can take full advantage of the demonstration data and there is no need to ensure that the expert policy is the optimal policy.<br />
# POfD can be combined with any policy gradient methods. Its performance surpasses five strong baselines and can be comparable to the agents trained in the dense-reward environment.<br />
# The paper is structured and the flow of ideas is easy to follow. For related work, the authors clearly explain similarities and differences among these related works.<br />
# This paper's scalability is demonstrated. The experiments environments are ranging from low-dimensional spaces to high-dimensional spaces and from discrete action spaces to continuous actions spaces. For future work, can it be realized in the real world?<br />
# There is a doubt that whether it is a correct method to use the trajectory that was insufficiently learned in a dense-reward environment as the imperfect demonstration.<br />
# In this paper, the performance only is judged by the cumulative reward, can other evaluation terms be considered? For example, the convergence rate.<br />
# The performance of this algorithm hinges on the assumption that expert demonstrations are near optimal in the action space. As seen in figure 3, there appears to be an upper bound to performance near (or just above) the expert accuracy -- this may be an indication of a performance ceiling. In games where near-optimal policies can differ greatly (e.g.; offensive or defensive strategies in chess), the success of the model will depend on the selection of expert demonstrations that are closest to a truly optimal policy (i.e.; just because a policy is the current expert, it does not mean it resembles the true optimal policy).<br />
<br />
=References=<br />
[1] Nair, A., McGrew, B., Andrychowicz, M., Zaremba, W., and Abbeel, P. Overcoming exploration in reinforcement learning with demonstrations. arXiv preprint arXiv:1709.10089, 2017.<br />
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[2] Hester, T., Vecerik, M., Pietquin, O., Lanctot, M., Schaul, T., Piot, B., Sendonaris, A., Dulac-Arnold, G., Osband, I., Agapiou, J., et al. Learning from demonstrations for real world reinforcement learning. arXiv preprint arXiv:1704.03732, 2017.<br />
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[3] Večerík, M., Hester, T., Scholz, J., Wang, F., Pietquin, O., Piot, B., Heess, N., Rotho ̈rl, T., Lampe, T., and Riedmiller, M. Leveraging demonstrations for deep reinforcement learning on robotics problems with sparse rewards. arXiv preprint arXiv:1707.08817, 2017.<br />
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[4] Silver, D., Huang, A., Maddison, C. J., Guez, A., Sifre, L., Van Den Driessche, G., Schrittwieser, J., Antonoglou, I., Panneershelvam, V., Lanctot, M., et al. Mastering the game of go with deep neural networks and tree search. nature, 529(7587):484–489, 2016.<br />
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[5] Todorov, E., Erez, T., and Tassa, Y. Mujoco: A physics engine for model-based control. In Intelligent Robots and Systems (IROS), 2012 IEEE/RSJ International Con- ference on, pp. 5026–5033. IEEE, 2012.<br />
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[6] Schaal, S. Learning from demonstration. In Advances in neural information processing systems, pp. 1040–1046, 1997.<br />
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[7] Kim, B., Farahmand, A.-m., Pineau, J., and Precup, D. Learning from limited demonstrations. In Advances in Neural Information Processing Systems, pp. 2859–2867, 2013.<br />
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[8] Piot, B., Geist, M., and Pietquin, O. Boosted bellman resid- ual minimization handling expert demonstrations. In Joint European Conference on Machine Learning and Knowl- edge Discovery in Databases, pp. 549–564. Springer, 2014.<br />
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[9] Aravind S. Lakshminarayanan, Sherjil Ozair, Y. B. Rein- forcement learning with few expert demonstrations. In NIPS workshop, 2016.<br />
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[10] Brys, T., Harutyunyan, A., Suay, H. B., Chernova, S., Tay- lor, M. E., and Nowe ́, A. Reinforcement learning from demonstration through shaping. In IJCAI, pp. 3352–3358, 2015.<br />
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[11] Ng, A. Y., Russell, S. J., et al. Algorithms for inverse reinforcement learning. In Icml, pp. 663–670, 2000.<br />
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[12] Syed, U. and Schapire, R. E. A game-theoretic approach to apprenticeship learning. In Advances in neural informa- tion processing systems, pp. 1449–1456, 2008.<br />
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[13] Syed, U., Bowling, M., and Schapire, R. E. Apprenticeship learning using linear programming. In Proceedings of the 25th international conference on Machine learning, pp. 1032–1039. ACM, 2008.<br />
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[14] Ho, J. and Ermon, S. Generative adversarial imitation learn- ing. In Advances in Neural Information Processing Sys- tems, pp. 4565–4573, 2016.<br />
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[15] Sutton, R. S. and Barto, A. G. Reinforcement learning: An introduction, volume 1. MIT press Cambridge, 1998.<br />
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[16] Kakade, S. M. A natural policy gradient. In Advances in neural information processing systems, pp. 1531–1538, 2002.<br />
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[17] Schulman, J., Levine, S., Abbeel, P., Jordan, M., and Moritz, P. Trust region policy optimization. In Proceedings of the 32nd International Conference on Machine Learning (ICML-15), pp. 1889–1897, 2015.<br />
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[18] Schulman, J., Wolski, F., Dhariwal, P., Radford, A., and Klimov, O. Proximal policy optimization algorithms. arXiv preprint arXiv:1707.06347, 2017.<br />
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[19] Goodfellow, I., Pouget-Abadie, J., Mirza, M., Xu, B., Warde-Farley, D., Ozair, S., Courville, A., and Bengio, Y. Generative adversarial nets. In Advances in neural information processing systems, pp. 2672–2680, 2014.<br />
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[20] Brockman, G., Cheung, V., Pettersson, L., Schneider, J., Schulman, J., Tang, J., and Zaremba, W. Openai gym, 2016.<br />
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[21] Lillicrap, T. P., Hunt, J. J., Pritzel, A., Heess, N., Erez, T., Tassa, Y., Silver, D., and Wierstra, D. Continuous control with deep reinforcement learning. arXiv preprint arXiv:1509.02971, 2015.<br />
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[22] Moore, A. W. Efficient memory-based learning for robot control. 1990.<br />
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[23] Zhu, Y., Wang, Z., Merel, J., Rusu, A., Erez, T., Cabi, S., Tunyasuvunakool, S., Kramar, J., Hadsell, R., de Freitas, N., et al. Reinforcement and imitation learning for diverse visuomotor skills. arXiv preprint arXiv:1802.09564, 2018.<br />
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[24] Li, Y., Song, J., and Ermon, S. Infogail: Interpretable imitation learning from visual demonstrations. In Advances in Neural Information Processing Systems, pp. 3815–3825, 2017.<br />
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[25] Ziebart, B. D., Maas, A. L., Bagnell, J. A., and Dey, A. K. Maximum entropy inverse reinforcement learning. In AAAI, volume 8, pp. 1433–1438. Chicago, IL, USA, 2008.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Unsupervised_Neural_Machine_Translation&diff=41528Unsupervised Neural Machine Translation2018-11-27T05:35:13Z<p>X46peng: /* Word Embedding Alignment */</p>
<hr />
<div>This paper was published in ICLR 2018, authored by Mikel Artetxe, Gorka Labaka, Eneko Agirre, and Kyunghyun Cho. Open source implementation of this paper is available [https://github.com/artetxem/undreamt here]<br />
<br />
= Introduction =<br />
The paper presents an unsupervised Neural Machine Translation (NMT) method that uses monolingual corpora (single language texts) only. This contrasts with the usual supervised NMT approach which relies on parallel corpora (aligned text) from the source and target languages being available for training. This problem is important because parallel pairing for a majority of languages, e.g. for German-Russian, do not exist.<br />
<br />
Other authors have recently tried to address this problem using semi-supervised approaches (small set of parallel corpora). However, these methods still require a strong cross-lingual signal. The proposed method eliminates the need for cross-lingual information all together and relies solely on monolingual data. The proposed method builds upon the work done recently on unsupervised cross-lingual embeddings by Artetxe et al., 2017 and Zhang et al., 2017.<br />
<br />
The general approach of the methodology is to:<br />
<br />
# Use monolingual corpora in the source and target languages to learn single language word embeddings for both languages separately.<br />
# Align the 2 sets of word embeddings into a single cross lingual (language independent) embedding.<br />
Then iteratively perform:<br />
# Train an encoder-decoder model to reconstruct noisy versions of sentences in both source and target languages separately. The model uses a single encoder and different decoders for each language. The encoder uses cross lingual word embedding.<br />
# Tune the decoder in each language by back-translating between the source and target language.<br />
<br />
= Background =<br />
<br />
===Word Embedding Alignment===<br />
<br />
The paper uses word2vec [Mikolov, 2013] to convert each monolingual corpora to vector embeddings. They improve the continuous Skip-gram model for learning high-quality distributed vector representations that capture a large number of precise syntactic and semantic word relationships. These embeddings have been shown to contain the contextual and syntactic features independent of language, and so, in theory, there could exist a linear map that maps the embeddings from language L1 to language L2. <br />
<br />
Figure 1 shows an example of aligning the word embeddings in English and French.<br />
<br />
[[File:Figure1_lwali.png|frame|400px|center|Figure 1: the word embeddings in English and French (a & b), and (c) shows the aligned word embeddings after some linear transformation.[Gouws,2016]]]<br />
<br />
Most cross-lingual word embedding methods use bilingual signals in the form of parallel corpora. Usually, the embedding mapping methods train the embeddings in different languages using monolingual corpora, then use a linear transformation to map them into a shared space based on a bilingual dictionary.<br />
<br />
The paper uses the methodology proposed by [Artetxe, 2017] to do cross-lingual embedding aligning in an unsupervised manner and without parallel data. Without going into the details, the general approach of this paper is starting from a seed dictionary of numeral pairings (e.g. 1-1, 2-2, etc.), to iteratively learn the mapping between 2 language embeddings, while concurrently improving the dictionary with the learned mapping at each iteration. This is in contrast to earlier work which used dictionaries of a few thousand words.<br />
<br />
===Other related work and inspirations===<br />
====Statistical Decipherment for Machine Translation====<br />
There has been significant work in statistical deciphering techniques (decipherment is the discovery of the meaning of texts written in ancient or obscure languages or scripts) to develop a machine translation model from monolingual data (Ravi & Knight, 2011; Dou & Knight, 2012). These techniques treat the source language as ciphertext (encrypted or encoded information because it contains a form of the original plaintext that is unreadable by a human or computer without the proper cipher for decoding) and model the generation process of the ciphertext as a two-stage process, which includes the generation of the original English sequence and the probabilistic replacement of the words in it. This approach takes advantage of the incorporation of syntactic knowledge of the languages. The use of word embeddings has also shown improvements in statistical decipherment.<br />
<br />
====Low-Resource Neural Machine Translation====<br />
There are also proposals that use techniques other than direct parallel corpora to do NMT. Some use a third intermediate language that is well connected to the source and target languages independently. For example, if we want to translate German into Russian, we can use English as an intermediate language (German-English and then English-Russian) since there are plenty of resources to connect English and other languages. Johnson et al. (2017) show that a multilingual extension of a standard NMT architecture performs reasonably well for language pairs when no parallel data for the source and target data was used during training. Firat et al. (2016) and Chen et al. (2017) showed that the use of advanced models like teacher-student framework can be used to improve over the baseline of translating using a third intermediate language.<br />
<br />
Other works use monolingual data in combination with scarce parallel corpora. A simple but effective technique is back-translation [Sennrich et al, 2016]. First, a synthetic parallel corpus in the target language is created. Translated sentence and back translated to the source language and compared with the original sentence.<br />
<br />
The most important contribution to the problem of training an NMT model with monolingual data was from [He, 2016], which trains two agents to translate in opposite directions (e.g. French → English and English → French) and teach each other through reinforcement learning. However, this approach still required a large parallel corpus for a warm start (about 1.2 million sentences), while this paper does not use parallel data.<br />
<br />
= Methodology =<br />
<br />
The corpora data is first preprocessed in a standard way to tokenize and case the words. The authors also experiment with an alternative way of tokenizing words by using Byte-Pair Encoding (BPE) [Sennrich, 2016](Byte pair encoding or digram coding is a simple form of data compression in which the most common pair of consecutive bytes of data is replaced with a byte that does not occur within that data). BPE has been shown to improve embeddings of rare-words. The vocabulary was limited to the most frequent 50,000 tokens (BPE tokens or words).<br />
<br />
The tokens are then converted to word embeddings using word2vec with 300 dimensions and then aligned between languages using the method proposed by [Artetxe, 2017]. The alignment method proposed by [Artetxe, 2017] is also used as a baseline to evaluate this model as discussed later in Results.<br />
<br />
The translation model uses a standard encoder-decoder model with attention. The encoder is a 2-layer bidirectional RNN, and the decoder is a 2 layer RNN. All RNNs use GRU cells with 600 hidden units. The encoder is shared by the source and target language, while the decoder is different for each language.<br />
<br />
Although the architecture uses standard models, the proposed system differs from the standard NMT through 3 aspects:<br />
<br />
#Dual structure: NMT usually are built for one direction translations English<math>\rightarrow</math>French or French<math>\rightarrow</math>English, whereas the proposed model trains both directions at the same time translating English<math>\leftrightarrow</math>French.<br />
#Shared encoder: one encoder is shared for both source and target languages in order to produce a representation in the latent space independent of language, and each decoder learns to transform the representation back to its corresponding language. <br />
#Fixed embeddings in the encoder: Most NMT systems initialize the embeddings and update them during training, whereas the proposed system trains the embeddings in the beginning and keeps these fixed throughout training, so the encoder receives language-independent representations of the words. This approach ensures that the encoder only learns how to compose the language independent representations to build representations of the larger phrases. This requires existing unsupervised methods to create embeddings using monolingual corpora as discussed in the background. In the proposed method, even though the embeddings used are cross-lingual, the vocabulary used for each language is language is different. This way a word which occurs in two different languages but has a different meaning in those languages would get a different vector in each of these languages despite being in the same vector space. <br />
<br />
[[File:Figure2_lwali.png|600px|center]]<br />
<br />
The translation model iteratively improves the encoder and decoder by performing 2 tasks: Denoising, and Back-translation.<br />
<br />
===Denoising===<br />
Random noise is added to the input sentences in order to allow the model to learn some structure of languages. Without noise, the model would simply learn to copy the input word by word. Noise also allows the shared encoder to compose the embeddings of both languages in a language-independent fashion, and then be decoded by the language dependent decoder.<br />
<br />
Denoising works by reconstructing a noisy version of a sentence back into the original sentence in the same language. In mathematical form, if <math>x</math> is a sentence in language L1:<br />
<br />
# Construct <math>C(x)</math>, noisy version of <math>x</math>. In the proposed model, <math>C(x)</math> is constructed by randomly swapping contiguous words. If the length of the input sequence <math>x</math> is <math>N</math>, then a total of <math>\frac{N}{2}</math> such swaps are made.<br />
# Input <math>C(x)</math> into the current iteration of the shared encoder and use decoder for L1 to get reconstructed <math>\hat{x}</math>.<br />
<br />
The training objective is to minimize the cross entropy loss between <math>{x}</math> and <math>\hat{x}</math>.<br />
<br />
In other words, the whole system is optimized to take an input sentence in a given language, encode it using the shared encoder, and reconstruct the original sentence using the decoder of that language.<br />
<br />
The proposed noise function is to perform <math>N/2</math> random swaps of words that are contiguous, where <math>N</math> is the number of words in the sentence. This noise model also helps reduce the reliance of the model on the order of words in a sentence which may be different in the source and target languages. The system will also need to correctly learn the of a language to decode the sentence into the correct order.<br />
<br />
===Back-Translation===<br />
<br />
With only denoising, the system doesn't have a goal to improve the actual translation. Back-translation works by using the decoder of the target language to create a translation, then encoding this translation and decoding again using the source decoder to reconstruct a the original sentence. In mathematical form, if <math>C(x)</math> is a noisy version of sentence <math>x</math> in language L1:<br />
<br />
# Input <math>C(x)</math> into the current iteration of shared encoder and the decoder in L2 to construct translation <math>y</math> in L2,<br />
# Construct <math>C(y)</math>, noisy version of translation <math>y</math>,<br />
# Input <math>C(y)</math> into the current iteration of shared encoder and the decoder in L1 to reconstruct <math>\hat{x}</math> in L1.<br />
<br />
The training objective is to minimize the cross entropy loss between <math>{x}</math> and <math>\hat{x}</math>.<br />
<br />
Contrary to standard back-translation that uses an independent model to back-translate the entire corpus at one time, the system uses mini-batches and the dual architecture to generate pseudo-translations and then train the model with the translation, improving the model iteratively as the training progresses.<br />
<br />
===Training===<br />
<br />
Training is done by alternating these 2 objectives from mini-batch to mini-batch. Each iteration would perform one mini-batch of denoising for L1, another one for L2, one mini-batch of back-translation from L1 to L2, and another one from L2 to L1. The procedure is repeated until convergence. <br />
During decoding, greedy decoding was used at training time for back-translation, but actual inference at test time was done using beam-search with a beam size of 12.<br />
<br />
Optimizer choice and other hyperparameters can be found in the paper.<br />
<br />
=Experiments and Results=<br />
<br />
The model is evaluated using the Bilingual Evaluation Understudy (BLEU) Score, which is typically used to evaluate the quality of the translation, using a reference (ground-truth) translation.<br />
<br />
The paper trains translation model under 3 different settings to compare the performance (Table 1). All training and testing data used was from a standard NMT dataset, WMT'14.<br />
<br />
[[File:Table1_lwali.png|600px|center]]<br />
<br />
The results show that backtranslation is essential for the proposed system to work properly. The denoising technique alone is below the baseline while big improvements appear when introducing backtranslation.<br />
<br />
===Unsupervised===<br />
<br />
The model only has access to monolingual corpora, using the News Crawl corpus with articles from 2007 to 2013. The baseline for unsupervised is the method proposed by [Artetxe, 2017], which was the unsupervised word vector alignment method discussed in the Background section.<br />
<br />
The paper adds each component piece-wise when doing an evaluation to test the impact each piece has on the final score. As shown in Table 1, Unsupervised results compared to the baseline of word-by-word results are strong, with improvement between 40% to 140%. Results also show that back-translation is essential. Denoising doesn't show a big improvement however it is required for back-translation, because otherwise, back-translation would translate nonsensical sentences. The addition of backtranslation, however, does show large improvement on all tested cases.<br />
<br />
For the BPE experiment, results show it helps in some language pairs but detract in some other language pairs. This is because while BPE helped to translate some rare words, it increased the error rates in other words. It also did not perform well when translating named entities which occur infrequently.<br />
<br />
===Semi-supervised===<br />
<br />
Since there is often some small parallel data but not enough to train a Neural Machine Translation system, the authors test a semi-supervised setting with the same monolingual data from the unsupervised settings together with either 10,000 or 100,000 random sentence pairs from the News Commentary parallel corpus. The supervision is included to improve the model during the back-translation stage to directly predict sentences that are in the parallel corpus.<br />
<br />
Table 1 shows that the model can greatly benefit from the addition of a small parallel corpus to the monolingual corpora. It is surprising that semi-supervised in row 6 outperforms supervised in row 7, one possible explanation is that both the semi-supervised training set and the test set belong to the news domain, whereas the supervised training set is all domains of corpora.<br />
<br />
===Supervised===<br />
<br />
This setting provides an upper bound to the unsupervised proposed system. The data used was the combination of all parallel corpora provided at WMT 2014, which includes Europarl, Common Crawl and News Commentary for both language pairs plus the UN and the Gigaword corpus for French- English. Moreover, the authors use the same subsets of News Commentary alone to run the separate experiments in order to compare with the semi-supervised scenario.<br />
<br />
The Comparable NMT was trained using the same proposed model except it does not use monolingual corpora, and consequently, it was trained without denoising and back-translation. The proposed model under a supervised setting does much worse than the state of the NMT in row 10, which suggests that adding the additional constraints to enable unsupervised learning also limits the potential performance. To improve these results, the authors also suggest using larger models, longer training times, and incorporating several well-known NMT techniques.<br />
<br />
===Qualitative Analysis===<br />
<br />
[[File:Table2_lwali.png|600px|center]]<br />
<br />
Table 2 shows 4 examples of French to English translations, which shows that the high-quality translations are produced by the proposed system, and this system adequately models non-trivial translation relations. Example 1 and 2 show that the model is able to not only go beyond a literal word-by-word substitution but also model structural differences in the languages (ex.e, it correctly translates "l’aeroport international de Los Angeles" as "Los Angeles International Airport", and it is capable of producing high-quality translations of long and more complex sentences. However, in Example 3 and 4, the system failed to translate the months and numbers correctly and having difficulty with comprehending odd sentence structures, which means that the proposed system has limitations. Specially, the authors points that the proposed model has difficulties to preserve some concrete details from source sentences. Results also show, the proposed model's translation quality often lags behind that of a standard supervised NMT system and also there are also some cases where there are both fluency and adequacy problems that severely hinders understanding the original message from the proposed translation, suggesting that there is still room for improvement and possible future work.<br />
<br />
=Conclusions and Future Work=<br />
<br />
The paper presented an unsupervised model to perform translations with monolingual corpora by using an attention-based encoder-decoder system and training using denoise and back-translation.<br />
<br />
Although experimental results show that the proposed model is effective as an unsupervised approach, there is significant room for improvement when using the model in a supervised way, suggesting the model is limited by the architectural modifications. Some ideas for future improvement include:<br />
*Instead of using fixed cross-lingual word embeddings at the beginning which forces the encoder to learn a common representation for both languages, progressively update the weight of the embeddings as training progresses.<br />
*Decouple the shared encoder into 2 independent encoders at some point during training<br />
*Progressively reduce the noise level<br />
*Incorporate character level information into the model, which might help address some of the adequacy issues observed in our manual analysis<br />
*Use other noise/denoising techniques, and analyze their effect in relation to the typological divergences of different language pairs.<br />
<br />
= Critique =<br />
<br />
While the idea is interesting and the results are impressive for an unsupervised approach, much of the model had actually already been proposed by other papers that are referenced. The paper doesn't add a lot of new ideas but only builds on existing techniques and combines them in a different way to achieve good experimental results. The paper is not a significant algorithmic contribution. <br />
<br />
As pointed out, in order to critically analyze the effect of the algorithm, we need to formulate the algorithm in terms of mathematics.<br />
<br />
The results showed that the proposed system performed far worse than the state of the art when used in a supervised setting, which is concerning and shows that the techniques used creates a limitation and a ceiling for performance.<br />
<br />
Additionally, there was no rigorous hyperparameter exploration/optimization for the model. As a result, it is difficult to conclude whether the performance limit observed in the constrained supervised model is the absolute limit, or whether this could be overcome in both supervised/unsupervised models with the right constraints to achieve more competitive results. <br />
<br />
The best results shown are between two very closely related languages(English and French), and does much worse for English - German, even though English and German are also closely related (but less so than English and French) which suggests that the model may not be successful at translating between distant language pairs. More testing would be interesting to see.<br />
<br />
The results comparison could have shown how the semi-supervised version of the model scores compared to other semi-supervised approaches as touched on in the other works section.<br />
<br />
Their qualitative analysis just checks whether their proposed unsupervised NMT generates a sensible translation. It is limited and it needs further detailed analysis regarding the characteristics and properties of translation which is generated by unsupervised NMT.<br />
<br />
* (As pointed out by an anonymous reviewer [https://openreview.net/forum?id=Sy2ogebAW])Future work is vague: “we would like to detect and mitigate the specific causes…” “We also think that a better handling of rare words…” That’s great, but how will you do these things? Do you have specific reasons to think this, or ideas on how to approach them? Otherwise, this is just hand-waving.<br />
<br />
= References =<br />
#'''[Mikolov, 2013]''' Tomas Mikolov, Ilya Sutskever, Kai Chen, Greg S Corrado, and Jeff Dean. "Distributed representations of words and phrases and their compositionality."<br />
#'''[Artetxe, 2017]''' Mikel Artetxe, Gorka Labaka, Eneko Agirre, "Learning bilingual word embeddings with (almost) no bilingual data".<br />
#'''[Gouws,2016]''' Stephan Gouws, Yoshua Bengio, Greg Corrado, "BilBOWA: Fast Bilingual Distributed Representations without Word Alignments."<br />
#'''[He, 2016]''' Di He, Yingce Xia, Tao Qin, Liwei Wang, Nenghai Yu, Tieyan Liu, and Wei-Ying Ma. "Dual learning for machine translation."<br />
#'''[Sennrich,2016]''' Rico Sennrich and Barry Haddow and Alexandra Birch, "Neural Machine Translation of Rare Words with Subword Units."<br />
#'''[Ravi & Knight, 2011]''' Sujith Ravi and Kevin Knight, "Deciphering foreign language."<br />
#'''[Dou & Knight, 2012]''' Qing Dou and Kevin Knight, "Large scale decipherment for out-of-domain machine translation."<br />
#'''[Johnson et al. 2017]''' Melvin Johnson,et al, "Google’s multilingual neural machine translation system: Enabling zero-shot translation."<br />
#'''[Zhang et al. 2017]''' Meng Zhang, Yang Liu, Huanbo Luan, and Maosong Sun. "Adversarial training for unsupervised bilingual lexicon induction"</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=conditional_neural_process&diff=40875conditional neural process2018-11-22T14:42:54Z<p>X46peng: /* Meta Learning */</p>
<hr />
<div>== Introduction ==<br />
<br />
To train a model effectively, deep neural networks typically require large datasets. To mitigate this data efficiency problem, learning in two phases is one approach: the first phase learns the statistics of a generic domain without committing to a specific learning task; the second phase learns a function for a specific task but does so using only a small number of data points by exploiting the domain-wide statistics already learned. Taking a probabilistic stance and specifying a distribution over functions (stochastic processes) is another approach -- Gaussian Processes being a commonly used example of this. Such Bayesian methods can be computationally expensive, however. <br />
<br />
The authors of the paper propose a family of models that represent solutions to the supervised problem, and an end-to-end training approach to learning them that combines neural networks with features reminiscent of Gaussian Processes. They call this family of models Conditional Neural Processes (CNPs). CNPs can be trained on very few data points to make accurate predictions, while they also have the capacity to scale to complex functions and large datasets. <br />
<br />
== Model ==<br />
Consider a data set <math display="inline"> \{x_i, y_i\} </math> with evaluations <math display="inline">y_i = f(x_i) </math> for some unknown function <math display="inline">f</math>. Assume <math display="inline">g</math> is an approximating function of f. The aim is to minimize the loss between <math display="inline">f</math> and <math display="inline">g</math> on the entire space <math display="inline">X</math>. In practice, the routine is evaluated on a finite set of observations.<br />
<br />
<br />
Let training set be <math display="inline"> O = \{x_i, y_i\}_{i = 0} ^{n-1}</math>, and test set be <math display="inline"> T = \{x_i, y_i\}_{i = n} ^ {n + m - 1} \subset X</math> of unlabelled points.<br />
<br />
P be a probability distribution over functions <math display="inline"> F : X \to Y</math>, formally known as a stochastic process. Thus, P defines a joint distribution over the random variables <math display="inline"> {f(x_i)}_{i = 0} ^{n + m - 1}</math>. Therefore, for <math display="inline"> P(f(x)|O, T)</math>, our task is to predict the output values <math display="inline">f(x_i)</math> for <math display="inline"> x_i \in T</math>, given <math display="inline"> O</math>. <br />
<br />
A common assumption made on P is that all function evaluations of <math display="inline"> f </math> is Gaussian distributed. The random functions class is called Gaussian Processes (GPs). This framework of the stochastic process allows a model to be data efficient, however, it's hard to get appropriate priors and stochastic processes are expensive in computation, scaling poorly with <math>n</math> and <math>m</math>. One of the examples is GPs, which has running time <math>O(n+3)^3</math>.<br />
<br />
[[File:001.jpg|300px|center]]<br />
<br />
== Conditional Neural Process ==<br />
<br />
Conditional Neural Process models directly parametrize conditional stochastic processes without imposing consistency with respect to some prior process. CNP parametrize distributions over <math display="inline">f(T)</math> given a distributed representation of <math display="inline">O</math> of fixed dimensionality. Thus, the mathematical guarantees associated with stochastic processes is traded off for functional flexibility and scalability.<br />
<br />
CNP is a conditional stochastic process <math display="inline">Q_\theta</math> defines distributions over <math display="inline">f(x_i)</math> for <math display="inline">x_i \in T</math>, given a set of observations <math display="inline">O</math>. For stochastic processs, we assume <math display="inline">Q_{\theta}</math> is invariant to permutations, and <math display="inline">Q_\theta(f(T) | O, T)= Q_\theta(f(T') | O, T')=Q_\theta(f(T) | O', T) </math> when <math> O', T'</math> are permutations of <math display="inline">O</math> and <math display="inline">T </math>. In this work, we generally enforce permutation invariance with respect to <math display="inline">T</math> be assuming a factored structure, which is the easiest way to ensure a valid stochastic process. That is, <math display="inline">Q_\theta(f(T) | O, T) = \prod _{x \in T} Q_\theta(f(x) | O, x)</math>. Moreover, this framework can be extended to non-factored distributions.<br />
<br />
In detail, we use the following architecture<br />
<br />
<math display="inline">r_i = h_\theta(x_i, y_i)</math> for any <math display="inline">(x_i, y_i) \in O</math>, where <math display="inline">h_\theta : X \times Y \to \mathbb{R} ^ d</math><br />
<br />
<math display="inline">r = r_i * r_2 * ... * r_n</math>, where <math display="inline">*</math> is a commutative operation that takes elements in <math display="inline">\mathbb{R}^d</math> and maps them into a single element of <math display="inline">\mathbb{R} ^ d</math><br />
<br />
<math display="inline">\Phi_i = g_\theta</math> for any <math display="inline">x_i \in T</math>, where <math display="inline">g_\theta : X \times \mathbb{R} ^ d \to \mathbb{R} ^ e</math> and <math display="inline">\Phi_i</math> are parameters for <math display="inline">Q_\theta</math><br />
<br />
Note that this architecture ensures permutation invariance and <math display="inline">O(n + m)</math> scaling for conditional prediction. Also, <math display="inline">r = r_i * r_2 * ... * r_n</math> can be computed in <math display="inline">O(n)</math>, this architecture supports streaming observation with minimal overhead.<br />
<br />
We train <math display="inline">Q_\theta</math> by asking it to predict <math display="inline">O</math> conditioned on a randomly<br />
chosen subset of <math display="inline">O</math>. This gives the model a signal of the uncertainty over the space X inherent in the distribution<br />
P given a set of observations. The authors let <math display="inline"> f \sim P</math>, <math display="inline"> O = \{(x_i, y_i)\}_{i = 0} ^{n-1}</math>, and N ~ uniform[0, 1, ..... ,n-1]. Subset <math display="inline"> O = \{(x_i, y_i)\}_{i = 0} ^{N}</math> that is first N elements of <math display="inline">O</math> is regarded as condition. The negative conditional log probability is given by<br />
\[\mathcal{L}(\theta)=-\mathbb{E}_{f \sim p}[\mathbb{E}_{N}[\log Q_\theta(\{y_i\}_{i = 0} ^{n-1}|O_{N}, \{x_i\}_{i = 0} ^{n-1})]]\]<br />
Thus, the targets it scores <math display="inline">Q_\theta</math> on include both the observed <br />
and unobserved values. In practice, we take Monte Carlo<br />
estimates of the gradient of this loss by sampling <math display="inline">f</math> and <math display="inline">N</math>. <br />
<br />
This approach shifts the burden of imposing prior knowledge from an analytic prior to empirical data. This has the advantage of liberating a practitioner from having to specify an analytic form for the prior, which is ultimately<br />
intended to summarize their empirical experience. Still, we emphasize that the <math display="inline">Q_\theta</math> are not necessarily a consistent set of conditionals for all observation sets, and the training routine does not guarantee that.<br />
<br />
In summary,<br />
<br />
1. A CNP is a conditional distribution over functions<br />
trained to model the empirical conditional distributions<br />
of functions <math display="inline">f \sim P</math>.<br />
<br />
2. A CNP is permutation invariant in <math display="inline">O</math> and <math display="inline">T</math>.<br />
<br />
3. A CNP is scalable, achieving a running time complexity<br />
of <math display="inline">O(n + m)</math> for making <math display="inline">m</math> predictions with <math display="inline">n</math><br />
observations.<br />
<br />
== Related Work ==<br />
<br />
===Gaussian Process Framework===<br />
<br />
A Gaussian Process (GP) is a non-parametric method for regression, used extensively for regression and classification problems in the machine learning community. A GP is defined as a collection of random variables, any finite number of which have a joint Gaussian distribution.<br />
A standard approach is to model data as <math>y = m(X, φ) + \epsilon</math><br />
where m is the mean function with parameter vector <math>φ</math>, and <math>\epsilon</math> represents independent and identically distributed (i.i.d.) Gaussian noise: <math>N\sim (0,\sigma^2)</math><br />
<br />
For more info on Gaussian Process Framework:<br />
[https://arxiv.org/abs/1506.07304 A Gaussian process framework for modelling instrumental systematics: application to transmission spectroscopy]<br />
<br />
Several papers attempt to address various issues with GPs. These include:<br />
* Using sparse GPs to aid in scaling (Snelson & Ghahramani, 2006)<br />
* Using Deep GPs to achieve more expressivity (Damianou & Lawrence,<br />
2013; Salimbeni & Deisenroth, 2017)<br />
* Using neural networks to learn more expressive kernels (Wilson et al., 2016)<br />
<br />
A Python resource for Gaussian Process Framework implementation:[https://github.com/SheffieldML/GPyimplementation Gaussian Process Framework in Python]<br />
<br />
===Meta Learning===<br />
<br />
Meta-Learning attempts to allow neural networks to learn more generalizable functions, as opposed to only approximating one function. This can be done by learning deep generative models which can do few-shot estimations of data. This can be implemented with attention mechanisms or additional memory.<br />
<br />
Classification is another common task in meta-learning, few-shot classification algorithms usually rely on some distance metric in feature space to compare target images and the observations. Matching networks(Vinyals et al., 2016; Bartunov & Vetrov, 2016) are closely related to CNPs.<br />
<br />
Finally, the latest variant of Conditional Neural Process can also be seen as an approximated amortized version of Bayesian DL(Gal & Ghahramani, 2016; Blundell et al., 2015; Louizos et al., 2017; Louizos & Welling, 2017). For example, Gal & Ghahramani 2016 develop a new theoretical framework casting dropout training in deep neural networks as approximate Bayesian inference in deep Gaussian processes. Their theory extracts information from existing models and gives us tools to model uncertainty.<br />
<br />
== Experimental Result I: Function Regression ==<br />
<br />
Classical 1D regression task that used as a common baseline for GP is our first example. <br />
They generated two different datasets that consisted of functions<br />
generated from a GP with an exponential kernel. In the first dataset they used a kernel with fixed parameters, and in the second dataset, the function switched at some random point. on the real line between two functions, each sampled with<br />
different kernel parameters. At every training step, they sampled a curve from the GP, select<br />
a subset of n points as observations, and a subset of t points as target points. Using the model, the observed points are encoded using a three-layer MLP encoder h with a 128-dimensional output representation. The representations are aggregated into a single representation<br />
<math display="inline">r = \frac{1}{n} \sum r_i</math><br />
, which is concatenated to <math display="inline">x_t</math> and passed to a decoder g consisting of a five layer<br />
MLP. The function outputs a Gaussian mean and variance for the target outputs. The model is trained to maximize the log-likelihood of the target points using the Adam optimizer. <br />
<br />
Two examples of the regression results obtained for each<br />
of the datasets are shown in the following figure.<br />
<br />
[[File:007.jpg|300px|center]]<br />
<br />
They compared the model to the predictions generated by a GP with the correct<br />
hyperparameters, which constitutes an upper bound on our<br />
performance. Although the prediction generated by the GP<br />
is smoother than the CNP's prediction both for the mean<br />
and variance, the model is able to learn to regress from a few<br />
context points for both the fixed kernels and switching kernels.<br />
As the number of context points grows, the accuracy<br />
of the model improves and the approximated uncertainty<br />
of the model decreases. Crucially, we see the model learns<br />
to estimate its own uncertainty given the observations very<br />
accurately. Nonetheless, it provides a good approximation<br />
that increases in accuracy as the number of context points<br />
increases.<br />
Furthermore, the model achieves similarly good performance<br />
on the switching kernel task. This type of regression task<br />
is not trivial for GPs whereas in our case we only have to<br />
change the dataset used for training<br />
<br />
== Experimental Result II: Image Completion for Digits ==<br />
<br />
[[File:002.jpg|600px|center]]<br />
<br />
They also tested CNP on the MNIST dataset and use the test<br />
set to evaluate its performance. As shown in the above figure the<br />
model learns to make good predictions of the underlying<br />
digit even for a small number of context points. Crucially,<br />
when conditioned only on one non-informative context point the model’s prediction corresponds<br />
to the average overall MNIST digits. As the number<br />
of context points increases the predictions become more<br />
similar to the underlying ground truth. This demonstrates<br />
the model’s capacity to extract dataset specific prior knowledge.<br />
It is worth mentioning that even with a complete set<br />
of observations, the model does not achieve pixel-perfect<br />
reconstruction, as we have a bottleneck at the representation<br />
level.<br />
Since this implementation of CNP returns factored outputs,<br />
the best prediction it can produce given limited context<br />
information is to average over all possible predictions that<br />
agree with the context. An alternative to this is to add<br />
latent variables in the model such that they can be sampled<br />
conditioned on the context to produce predictions with high<br />
probability in the data distribution. <br />
<br />
<br />
An important aspect of the model is its ability to estimate<br />
the uncertainty of the prediction. As shown in the bottom<br />
row of the above figure, as they added more observations, the variance<br />
shifts from being almost uniformly spread over the digit<br />
positions to being localized around areas that are specific<br />
to the underlying digit, specifically its edges. Being able to<br />
model the uncertainty given some context can be helpful for<br />
many tasks. One example is active exploration, where the<br />
model has a choice over where to observe.<br />
They tested this by<br />
comparing the predictions of CNP when the observations<br />
are chosen according to uncertainty, versus random pixels. This method is a very simple way of doing active<br />
exploration, but it already produces better prediction results<br />
then selecting the conditioning points at random.<br />
<br />
== Experimental Result III: Image Completion for Faces ==<br />
<br />
<br />
[[File:003.jpg|400px|center]]<br />
<br />
<br />
They also applied CNP to CelebA, a dataset of images of<br />
celebrity faces and reported performance obtained on the<br />
test set.<br />
<br />
As shown in the above figure our model is able to capture<br />
the complex shapes and colors of this dataset with predictions<br />
conditioned on less than 10% of the pixels being<br />
already close to the ground truth. As before, given a few contexts<br />
points the model averages over all possible faces, but as<br />
the number of context pairs increases the predictions capture<br />
image-specific details like face orientation and facial<br />
expression. Furthermore, as the number of context points<br />
increases the variance is shifted towards the edges in the<br />
image.<br />
<br />
[[File:004.jpg|400px|center]]<br />
<br />
An important aspect of CNPs demonstrated in the above figure is<br />
it's flexibility not only in the number of observations and<br />
targets it receives but also with regards to their input values.<br />
It is interesting to compare this property to GPs on one hand,<br />
and to trained generative models (van den Oord et al., 2016;<br />
Gregor et al., 2015) on the other hand.<br />
The first type of flexibility can be seen when conditioning on<br />
subsets that the model has not encountered during training.<br />
Consider conditioning the model on one half of the image,<br />
fox example. This forces the model to not only predict the pixel<br />
values according to some stationary smoothness property of<br />
the images, but also according to global spatial properties,<br />
e.g. symmetry and the relative location of different parts of<br />
faces. As seen in the first row of the figure, CNPs are able to<br />
capture those properties. A GP with a stationary kernel cannot<br />
capture this, and in the absence of observations would<br />
revert to its mean (the mean itself can be non-stationary but<br />
usually, this would not be enough to capture the interesting<br />
properties).<br />
<br />
In addition, the model is flexible with regards to the target<br />
input values. This means, e.g., we can query the model<br />
at resolutions it has not seen during training. We take a<br />
model that has only been trained using pixel coordinates of<br />
a specific resolution and predict at test time subpixel values<br />
for targets between the original coordinates. As shown in<br />
Figure 5, with one forward pass we can query the model at<br />
different resolutions. While GPs also exhibit this type of<br />
flexibility, it is not the case for trained generative models,<br />
which can only predict values for the pixel coordinates on<br />
which they were trained. In this sense, CNPs capture the best<br />
of both worlds – it is flexible in regards to the conditioning<br />
and prediction task and has the capacity to extract domain<br />
knowledge from a training set.<br />
<br />
[[File:010.jpg|400px|center]]<br />
<br />
<br />
They compared CNPs quantitatively to two related models:<br />
kNNs and GPs. As shown in the above table CNPs outperform<br />
the latter when a number of context points are small (empirically<br />
when half of the image or less is provided as context).<br />
When the majority of the image is given as context exact<br />
methods like GPs and kNN will perform better. From the table<br />
we can also see that the order in which the context points<br />
are provided is less important for CNPs, since providing the<br />
context points in order from top to bottom still results in<br />
good performance. Both insights point to the fact that CNPs<br />
learn a data-specific ‘prior’ that will generate good samples<br />
even when the number of context points is very small.<br />
<br />
== Experimental Result IV: Classification ==<br />
Finally, they applied the model to one-shot classification using the Omniglot dataset. This dataset consists of 1,623 classes<br />
of characters from 50 different alphabets. Each class has<br />
only 20 examples and as such this dataset is particularly<br />
suitable for few-shot learning algorithms. They used 1,200 randomly selected classes as<br />
their training set and the remainder as our testing data set.<br />
This includes cropping<br />
the image from 32 × 32 to 28 × 28, applying small random<br />
translations and rotations to the inputs, and also increasing<br />
the number of classes by rotating every character by 90<br />
degrees and defining that to be a new class. They generated<br />
the labels for an N-way classification task by choosing N<br />
random classes at each training step and arbitrarily assigning<br />
the labels 0, ..., N − 1 to each.<br />
<br />
<br />
[[File:008.jpg|400px|center]]<br />
<br />
Given that the input points are images, they modified the architecture<br />
of the encoder h to include convolution layers as<br />
mentioned in section 2. In addition, they only aggregated over<br />
inputs of the same class by using the information provided<br />
by the input label. The aggregated class-specific representations<br />
are then concatenated to form the final representation.<br />
Given that both the size of the class-specific representations<br />
and the number of classes is constant, the size of the final<br />
representation is still constant and thus the O(n + m)<br />
runtime still holds.<br />
The results of the classification are summarized in the following table<br />
CNPs achieve higher accuracy than models that are significantly<br />
more complex (like MANN). While CNPs do not<br />
beat state of the art for one-shot classification our accuracy<br />
values are comparable. Crucially, they reached those values<br />
using a significantly simpler architecture (three convolutional<br />
layers for the encoder and a three-layer MLP for the<br />
decoder) and with a lower runtime of O(n + m) at test time<br />
as opposed to O(nm)<br />
<br />
== Conclusion ==<br />
<br />
In this paper, they had introduced Conditional Neural Processes,<br />
a model that is both flexible at test time and has the<br />
capacity to extract prior knowledge from training data.<br />
<br />
We had demonstrated its ability to perform a variety of tasks<br />
including regression, classification and image completion.<br />
We compared CNPs to Gaussian Processes on one hand, and<br />
deep learning methods on the other, and also discussed the<br />
relation to meta-learning and few-shot learning.<br />
It is important to note that the specific CNP implementations<br />
described here are just simple proofs-of-concept and can<br />
be substantially extended, e.g. by including more elaborate<br />
architectures in line with modern deep learning advances.<br />
To summarize, this work can be seen as a step towards learning<br />
high-level abstractions, one of the grand challenges of<br />
contemporary machine learning. Functions learned by most<br />
Conditional Neural Processes<br />
conventional deep learning models are tied to a specific, constrained<br />
statistical context at any stage of training. A trained<br />
CNP is more general, in that it encapsulates the high-level<br />
statistics of a family of functions. As such it constitutes a<br />
high-level abstraction that can be reused for multiple tasks.<br />
In future work, they are going to explore how far these models can<br />
help in tackling the many key machine learning problems<br />
that seem to hinge on abstraction, such as transfer learning,<br />
meta-learning, and data efficiency.<br />
<br />
<br />
== Critiques ==<br />
<br />
This paper introduces a method, for reducing the computational complexity of the more famous Gaussian Processes model, but they have mentioned a complexity of O(n + m) which is almost the same order of RBF kernel GP. With respect to performances in a sequence of tasks, the authors have not made metric comparisons to GP methods to prove the superiority of their approach. <br />
<br />
== Other Sources ==<br />
# Code for this model and a simpler explanation can be found at [https://github.com/deepmind/conditional-neural-process]<br />
# A newer version of the model is described in this paper [https://arxiv.org/pdf/1807.01622.pdf]<br />
# A good blog post on neural processes [https://kasparmartens.rbind.io/post/np/]<br />
<br />
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In Artificial Intelligence and Statistics, pp. 207–215,<br />
2013.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Mapping_Images_to_Scene_Graphs_with_Permutation-Invariant_Structured_Prediction&diff=40874Mapping Images to Scene Graphs with Permutation-Invariant Structured Prediction2018-11-22T14:32:50Z<p>X46peng: /* Related Work */</p>
<hr />
<div>The paper ''Mapping Images to Scene Graphs with Permutation-Invariant Structured Prediction'' was written by Roei Herzig* from Tel Aviv University, Moshiko Raboh* from Tel Aviv University, Gal Chechik from Google Brain, Bar-Ilan University, Jonathan Berant from Tel Aviv University, and Amir Globerson from Tel Aviv University. This paper is part of the NIPS 2018 conference to be hosted in December 2018 at Montréal, Canada. This paper summary is based on version 3 of the pre-print (as of May 2018) obtained from [https://arxiv.org/pdf/1802.05451v3.pdf arXiv] <br />
<br />
(*) Equal contribution<br />
<br />
=Motivation=<br />
In the field of artificial intelligence, a major goal is to enable machines to understand complex images, such as the underlying relationships between objects that exist in each scene. Although there are models today that capture both complex labels and interactions between labels, there is a disconnect for what guidelines should be used when leveraging deep learning. This paper introduces a design principle for such models that stem from the concept of permutation invariance and proves state of the art performance on models that follow this principle.<br />
<br />
The primary contributions that this paper makes include:<br />
# Deriving sufficient and necessary conditions for respecting graph-permutation invariance in deep structured prediction architectures<br />
# Empirically proving the benefit of graph-permutation invariance<br />
# Developing a state-of-the-art model for scene graph predictions over a large set of complex visual scenes<br />
<br />
=Introduction=<br />
In order to make a machine to interpret complex visual scenes, it must recognize and understand both objects and relationships between the objects in the scene. A '''scene graph''' is a representation of the set of objects and relations that exist in the scene, where objects are represented as nodes, relations are represented as edges connecting the different nodes. Hence, the prediction of the scene graph is analogous to inferring the joint set of objects and relations of a visual scene.<br />
<br />
[[File:scene_graph_example.png|600px|center]]<br />
<br />
Given that objects in scenes are interdependent on each other, joint prediction of the objects and relations is necessary. The field of structured prediction, which involves the general problem of inferring multiple inter-dependent labels, is of interest for this problem.<br />
<br />
In structured prediction models, a score function <math>s(x, y)</math> is defined to evaluate the compatibility between label <math>y</math> and input <math>x</math>. For instance, when interpreting the scene of an image, <math>x</math> refers to the image itself, and <math>y</math> refers to a complex label, which contains both the objects and the relations between objects. As with most other inference methods, the goal is to find the label <math>y^*</math> such that <math>s(x,y)</math> is maximized, <math> y^*=argmax_y s(x,y)</math>. However, the major concern is that the space for possible label assignments grows exponentially with respect to input size. For example, although an image may seem very simple, the corpus containing possible labels for objects may be very large, rendering it difficult to optimize the scoring function. <br />
<br />
The paper presents an alternative approach, for which input <math>x</math> is mapped to structured output <math>y</math> using a "black box" neural network, omitting the definition of a score function. The main concern for this approach is the determination of the network architecture.<br />
<br />
The model is evaluated by firstly demonstrating the importance of permutation invariance on a synthetic data set. The approach laid out by the authors is then shown to respect permutation invariance, and results are compared to a competitive benchmark. This method achieves state-of-the-art results.<br />
<br />
=Structured prediction=<br />
This paper further considers structured predictions using score-based methods. For structured predictions that follow a score-based approach, a score function <math>s(x, y)</math> is used to measure how compatible label <math>y</math> is for input <math>x</math> and is also used to infer a label by maximizing <math>s(x, y)</math>. To optimize the score function, previous works have decomposed <math>s(x,y) = \sum_i f_i(x,y)</math> in order to facilitate efficient optimization which is done by optimizing the local score function, <math>\max_y f_i(x,y)</math>, with a small subset of the <math>y</math> variables.<br />
<br />
Recently, modeling the <math>f_i </math> functions as deep networks is a new interest. In such area of structured predictions, the most commonly-used score functions include the singleton score function <math>f_i(y_i, x)</math> and pairwise score function <math>f_{ij} (y_i, y_j, x)</math>. Previous works explored a two-stage architectures (learn local scores independently of the structured prediction goal), end-to-end architectures (to include the inference algorithm within the computation graph), and modelling global factors. <br />
<br />
==Advantages of using score-based methods==<br />
# Allow for intuitive specification of local dependencies between labels, and how they map to global dependencies<br />
# Linear score functions offer natural convex surrogates<br />
# Inference in large label space is sometimes possible via exact algorithms or empirically accurate approximations<br />
<br />
The concern for modelling score functions using deep networks is that learning may no longer be convex. Hence, the paper presents properties for how deep networks can be used for structured predictions by considering architectures that do not require explicit maximization of a score function.<br />
<br />
=Background, Notations, and Definitions=<br />
We denote <math>y</math> as a structured label where <math>y = [y_1, \dots, y_n]</math><br />
<br />
'''Score functions:''' for score-based methods, the score is defined as either the sum of a set of singleton scores <math>f_i = f_i(y_i, x)</math> or the sum of pairwise scores <math>f_{ij} = f_{ij}(y_i, y_j, x)</math>.<br />
<br />
Let <math>s(x,y)</math> be the score of a score-based method. Then:<br />
<br />
<div align="center"><br />
<math>s(x,y) = \begin{cases}<br />
\sum_i f_i ~ \text{if we have a set of singleton scores}\\<br />
\sum_{ij} f_{ij} ~ \text{if we have a set of pairwise scores } \\<br />
\end{cases}</math><br />
</div><br />
<br />
'''Inference algorithm:''' an inference algorithm takes input set of local scores (either <math>f_i</math> or <math>f_{ij}</math>) and outputs an assignment of labels <math>y_1, \dots, y_n</math> that maximizes score function <math>s(x,y)</math><br />
<br />
'''Graph labeling function:''' a graph labeling function <math>\mathcal{F} : (V,E) \rightarrow Y</math> is a function that takes input of: an ordered set of node features <math>V = [z_1, \dots, z_n]</math> and an ordered set of edge features <math>E = [z_{1,2},\dots,z_{i,j},\dots,z_{n,n-1}]</math> to output set of node labels <math>\mathbf{y} = [y_1, \dots, y_n]</math>. For instance, <math>z_i</math> can be set equal to <math>f_i</math> and <math>z_{ij}</math> can be set equal to <math>f_{ij}</math>.<br />
<br />
For convenience, the joint set of nodes and edges will be denoted as <math>\mathbf{z}</math> to be a size <math>n^2</math> vector (<math>n</math> nodes and <math>n(n-1)</math> edges).<br />
<br />
'''Permutation:''' Let <math>z</math> be a set of node and edge features. Given a permutation <math>\sigma</math> of <math>\{1,\dots,n\}</math>, let <math>\sigma(z)</math> be a new set of node and edge features given by [<math>\sigma(z)]_i = z_{\sigma(i)}</math> and <math>[\sigma(z)]_{i,j} = z_{\sigma(i), \sigma(j)}</math><br />
<br />
'''One-hot representation:''' <math>\mathbf{1}[j]</math> be a one-hot vector with 1 in the <math>j^{th}</math> coordinate<br />
<br />
=Permutation-Invariant Structured prediction=<br />
<br />
With permutation-invariant structured prediction, we would expect the algorithm to produce the same result given the same score function. For instance, consider the case where we have label space for 3 variables <math>y_1, y_2, y_3</math> with input <math>\mathbf{z} = (f_1, f_2, f_3, f_{12}, f_{13}, f_{23})</math> that outputs label <math>\mathbf{y} = (y_1^*, y_2^*, y_3^*)</math>. Then if the algorithm is run on a permuted version input <math>z' = (f_2, f_1, f_3, f_{21}, f_{23}, f_{13})</math>, we would expect <math>\mathbf{y} = (y_2^*, y_1^*, y_3^*)</math> given the same score function.<br />
<br />
'''Graph permutation invariance (GPI):''' a graph labeling function <math>\mathcal{F}</math> is graph-permutation invariant, if for all permutations <math>\sigma</math> of <math>\{1, \dots, n\}</math> and for all nodes <math>z</math>, <math>\mathcal{F}(\sigma(\mathbf{z})) = \sigma(\mathcal{F}(\mathbf{z}))</math><br />
<br />
The paper presents a theorem on the necessary and sufficient conditions for a function <math>\mathcal{F}</math> to be graph permutation invariant. Intuitively, because <math>\mathcal{F}</math> is a function that takes an ordered set <math>z</math> as input, the output on <math>\mathbf{z}</math> could very well be different from <math>\sigma(\mathbf{z})</math>, which means <math>\mathcal{F}</math> needs to have some sort of symmetry in order to sustain <math>[\mathcal{F}(\sigma(\mathbf{z}))]]_k = [\mathcal{F}(\mathbf{z})]_{\sigma(k)}</math>.<br />
<br />
[[File:graph_permutation_invariance.jpg|400px|center]]<br />
<br />
==Theorem 1==<br />
Let <math>\mathcal{F}</math> be a graph labeling function. Then <math>\mathcal{F}</math> is graph-permutation invariant if and only if there exist functions <math>\alpha, \rho, \phi</math> such that for all <math>k=1, .., n</math>:<br />
\begin{align}<br />
[\mathcal{F}(\mathbf{z})]_k = \rho(\mathbf{z}_k, \sum_{i=1}^n \alpha(\mathbf{z}_i, \sum_{i\neq j} \phi(\mathbf{z}_i, \mathbf{z}_{i,j}, \mathbf{z}_j)))<br />
\end{align}<br />
where <math>\phi: \mathbb{R}^{2d+e} \rightarrow \mathbb{R}^L, \alpha: \mathbb{R}^{d + L} \rightarrow \mathbb{R}^{W}, p: \mathbb{R}^{W+d} \rightarrow \mathbb{R}</math>.<br />
<br />
Notice that for the dimensions of inputs and outputs, <math>d</math> refers to the number of singleton features in <math>z</math> and <math>e</math> refers to the number of edges. <br />
<br />
[[File:GPI_architecture.jpg|thumb|A schematic representation of the GPI architecture. Singleton features <math>z_i</math> are omitted for simplicity. First, the features <math>z_{i,j}</math> are processed element-wise by <math>\phi</math>. Next, they are summed to create a vector <math>s_i</math>, which is concatenated with <math>z_i</math>. Third, a representation of the entire graph is created by applying <math>\alpha\ n</math> times and summing the created vector. The graph representation is then finally processed by <math>\rho</math> together with <math>z_k</math>.|600px|center]]<br />
<br />
==Proof Sketch for Theorem 1==<br />
The proof of this theorem can be found in the paper. A proof sketch is provided below:<br />
<br />
'''For the forward direction''' (function that follows the form set out in equation (1) is GPI):<br />
# Using definition of permutation <math>\sigma</math>, and rewriting <math>[F(z)]_{\sigma(k)}</math> in the form from equation (1)<br />
# Second argument of <math>\rho</math> is invariant under <math>\sigma</math>, since it takes the sum of all indices <math>i</math> and all other indices <math>j \neq i </math>.<br />
<br />
'''For the backward direction''' (any black-box GPI function can be expressed in the form of equation 1):<br />
# Construct <math>\phi, \alpha</math> such that second argument of <math>\rho</math> contains all information about graph features of <math>z</math>, including edges that the features originate from<br />
# Assume each <math>z_k</math> uniquely identifies the node and <math>\mathcal{F}</math> is a function only of pairwise features <math>z_{i,j}</math><br />
# Construct <math>H</math> be a perfect hash function with <math>L</math> buckets, and <math>\phi</math> which maps '''pairwise features''' to a vector of size <math>L</math><br />
# <math>*</math>Construct <math>\phi(z_i, z_{i,j}, z_j) = \mathbf{1}[H(z_j)] z_{i,j}</math>, which intuitively means that <math>\phi</math> stores <math>z_{i,j}</math> in the unique bucket for node <math>j</math><br />
# Construct function <math>\alpha</math> to output a matrix <math>\mathbb{R}^{L \times L}</math> that maps each pairwise feature into unique positions (<math>\alpha(z_i, s_i) = \mathbf{1}[H(z_i)]s_i^T</math>)<br />
# Construct matrix <math>M = \sum_i \alpha(z_i,s_i)</math> by discarding rows/columns in <math>M</math> that do not correspond to original nodes (which reduces dimension to <math>n\times n</math>; set <math>\rho</math> to have same outcome as <math>\mathcal{F}</math>, and set the output of <math>\mathcal{F}</math> on <math>M</math> to be the labels <math>\mathbf{y} = y_1, \dots, y_n</math><br />
<br />
<math>*</math>The paper presents the proof for the edge features <math>z_{ij}</math> being scalar (<math>e = 1</math>) for simplicity, which can be extended easily to vectors with additional indexing.<br />
<br />
Although the results discussed previously apply to complete graphs (edges apply to all feature pairs), it can be easily extended to incomplete graphs. For incomplete graphs, the input to F only contains the features corresponding to valid edges of the graph. The authors are only interested in invariances that preserve the graph structure. Thus, in place of permutation-invariance, it is now an automorphism-invariance.<br />
<br />
==Implications and Applications of Theorem 1==<br />
===Key Implications of Theorem 1===<br />
# Architecture "collects" information from the different edges of the graph, and does so in an invariant fashion using <math>\alpha</math> and <math>\phi</math><br />
# Architecture is parallelizable, since all <math>\phi</math> functions can be applied simultaneously<br />
<br />
===Some applications of Theorem 1===<br />
# '''Attention:''' the concept of attention can be implemented in the GPI characterization, with slight alterations to the functions <math>\alpha</math> and <math>\phi</math>. In attention each node aggregates features of neighbours through a function of neighbour's relevance. Which means the lable of an entity could depend strongly on its close entity. The complete details can be found in the supplementary materials of the paper.<br />
<br />
# '''RNN:''' recurrent architectures can maintain GPI property, since all GPI function <math>\mathcal{F}</math> are closed under composition. The output of one step after running <math>\mathcal{F}</math> will act as input for the next step, but maintain the GPI property throughout.<br />
<br />
=Related Work=<br />
# '''Architectural invariance:''' suggested recently in a 2017 paper called Deep Sets by Zaheer et al., which considers the case of invariance that is more restrictive.<br />
# '''Deep structured prediction:''' previous work applied deep learning to structured prediction, for instance, semantic segmentation. Some algorithms include message passing algorithms, gradient descent for maximizing score functions, greedy decoding (inference of labels based on time of previous labels). For example, Xu et al. 2017 proposes a novel end-to-end model that generates structured scene representation, and their model solves the scene graph inference problem using standard RNNs and learns to iteratively improves its predictions via message passing. Apart from those algorithms, deep learning has been applied to other graph-based problems such as the Travelling Salesman Problem (Bello et al., 2016; Gilmer et al., 2017; Khalil et al., 2017). However, none of the previous work specifically address the notion of invariance in the general architecture, but rather focus on message passing architectures that can be generalized by this paper.<br />
# '''Scene graph prediction:''' scene graph extraction allows for reasoning, question answering, and image retrieval (Johnson et al., 2015; Lu et al., 2016; Raposo et al., 2017). Some other works in this area include object detection, action recognition, and even detection of human-object interactions (Liao et al., 2016; Plummer et al., 2017). Additional work has been done with the use of message passing algorithms (Xu et al., 2017), word embeddings (Lu et al., 2016), and end-to-end prediction directly from pixels (Newell & Deng, 2017). A notable mention is NeuralMotif (Zellers et al., 2017), which the authors describe as the current state-of-the-art model for scene graph predictions on Visual Genome dataset.<br />
# '''Burst Image Deblurring Using Permutation Invariant Convolutional Neural Networks:''' similar ideas were applied, where Permutation Invariant CNN, are used to restore sharp and noise-free images from bursts of photographs affected by hand tremor and noise. This presented good quality images with lots of details for challenging datasets.<br />
<br />
=Experimental Results=<br />
==Synthetic Graph Labeling==<br />
The authors created a synthetic problem to study GPI. This involved using an input graph <math>G = (V,E)</math> where each node <math>i</math> belongs to the set <math>\Gamma(i) \in \{1, \dots, K\}</math> where <math>K</math> is the number of samples. The task is to compute for each node, the number of neighbours that belong to the same set (i.e. finding the label of the node <math>i</math> if <math>y_i = \sum_{j \in N(i)} \mathbf{1}[\Gamma(i) = \Gamma(j)]</math>) . Then, random graphs (each with 10 nodes) were generated by sampling edges, and the set <math>\Gamma(i) \in \{1, \dots, K\}</math>for each node independently and uniformly.<br />
The node features of the graph <math>z_i \in \{0,1\}^K</math> are one-hot vectors of <math>\Gamma(i)</math>, and each pairwise edge feature <math>z_{ij} \in \{0, 1\}</math> denote whether the edge <math>ij</math> is in the edge set <math>E</math>. <br />
3 architectures were studied in this paper:<br />
# '''GPI-architecture for graph prediction''' (without attention and RNN)<br />
# '''LSTM''': replacing <math>\sum \phi(\cdot)</math> and <math>\sum \alpha(\cdot)</math> in the form of Theorem 1 using two LSTMs with state size 200, reading their input in random order<br />
# '''Fully connected feed-forward network''': with 2 hidden layers, each layer containing 1,000 nodes; the input is a concatenation of all nodes and pairwise features, and the output is all node predictions<br />
<br />
The results show that the GPI architecture requires far fewer samples to converge to the correct solution.<br />
[[File:GPI_synthetic_example.jpg|450px|center]]<br />
<br />
==Scene-Graph Classification==<br />
Applying the concept of GPI to Scene-Graph Prediction (SGP) is the main task of this paper. The input to this problem is an image, along with a set of annotated bounding boxes for the entities in the image. The goal is to correctly label each entity within the bounding boxes and the relationship between every pair of entities, resulting in a coherent scene graph.<br />
<br />
The authors describe two different types of variables to predict. The first type is entity variables <math>[y_1, \dots, y_n]</math> for all bounding boxes, where each <math>y_i</math> can take one of L values and refers to objects such as "dog" or "man". The second type is relation variables <math>[y_{n+1}, \cdots, y_{n^2}]</math>, where each <math>y_i</math> represents the relation (e.g. "on", "below") between a pair of bounding boxes (entities).<br />
<br />
The scene graph and contain two types of edges:<br />
# '''Entity-entity edge''': connecting two entities <math>y_i</math> and <math>y_j</math> for <math>1 \leq i \neq j \leq n</math><br />
# '''Entity-relation edges''': connecting every relation variable <math>y_k</math> for <math>k > n</math> to two entities<br />
<br />
The feature set <math>\mathbf{z}</math> is based on the baseline model from Zellers et al. (2017). For entity variables <math>y_i</math>, the vector <math>\mathbf{z}_i \in \mathbb{R}^L</math> models the probability of the entity appearing in <math>y_i</math>. <math>\mathbf{z}_i</math> is augmented by the coordinates of the bounding box. Similarly for relation variables <math>y_j</math>, the vector <math>\mathbf{z}_j \in \mathbb{R}^R</math>, models the probability of the relations between the two entities in <math>j</math>. For entity-entity pairwise features <math>\mathbf{z}_{i,j}</math>, there is a similar representation of the probabilities for the pair. The SGP outputs probability distributions over all entities and relations, which will then be used as input recurrently to maintain GPI. Finally, word embeddings are used and concatenated for the most probable entity-relation labels.<br />
<br />
'''Components of the GPI architecture''' (ent for entity, rel for relation)<br />
# <math>\phi_{ent}</math>: network that integrates two entity variables <math>y_i</math> and <math>y_j</math>, with input <math>z_i, z_j, z_{i,j}</math> and output vector of <math>\mathbb{R}^{n_1}</math> <br />
# <math>\alpha_{ent}</math>: network with inputs from <math>\phi_{ent}</math> for all neighbours of an entity, and uses attention mechanism to output vector <math>\mathbb{R}^{n_2}</math> <br />
# <math>\rho_{ent}</math>: network with inputs from the various <math>\mathbb{R}^{n_2}</math> vectors, and outputs <math>L</math> logits to predict entity value<br />
# <math>\rho_{rel}</math>: network with inputs <math>\alpha_{ent}</math> of two entities and <math>z_{i,j}</math>, and output into <math>R</math> logits<br />
<br />
==Set-up and Results==<br />
'''Dataset''': based on Visual Genome (VG) by (Krishna et al., 2017), which contains a total of 108,077 images annotated with bounding boxes, entities, and relations. An average of 12 entities and 7 relations exist per image. For a fair comparison with previous works, data from (Xu et al., 2017) for train and test splits were used. The authors used the same 150 entities and 50 relations as in (Xu et al., 2017; Newell & Deng, 2017; Zellers et al., 2017). Hyperparameters were tuned using a 70K/5K/32K split for training, validation, and testing respectively.<br />
<br />
'''Training''': all networks were trained using the Adam optimizer, with a batch size of 20. The loss function was the sum of cross-entropy losses over all of entities and relations. Penalties for misclassified entities were 4 times stronger than that of relations. Penalties for misclassified negative relations were 10 times weaker than that of positive relations.<br />
<br />
'''Evaluation''': there are three major tasks when inferring from the scene graph. The authors focus on the following:<br />
# '''SGCIs''': given ground-truth entity bounding boxes, predict all entity and relations categories<br />
# '''PredCIs''': given annotated bounding boxes with entity labels, predict all relations<br />
<br />
The evaluation metric Recall@K (shortened to R@K) is drawn from (Lu et al., 2016). This metric is the fraction of correct ground-truth triplets that appear within the <math>K</math> most confident triplets predicted by the model. Graph-constrained protocol requires the top-<math>K</math> triplets to assign one consistent class per entity and relation. The unconstrained protocol does not enforce such constraint.<br />
<br />
'''Models and baselines''': The authors compared variants of the GPI approach against four baselines, state-of-the-art models on completing scene graph sub-tasks. To maintain consistency, all models used the same training/testing data split, in addition to the preprocessing as per (Xu et al., 2017).<br />
<br />
'''Baselines from existing state-of-the-art models'''<br />
# (Lu et al., 2016): use of word embeddings to fine-tune the likelihood of predicted relations<br />
# (Xu et al., 2017): message passing algorithm between entities and relations to iteratively improve feature map for prediction<br />
# (Newell & Deng, 2017): Pixel2Graph, uses associative embeddings to produce a full graph from image<br />
# (Zellers et al., 2017): NeuralMotif method, encodes global context to capture higher-order motif in scene graphs; Baseline outputs entities and relations distributions without using global context<br />
<br />
'''GPI models'''<br />
# '''GPI with no attention mechanism''': simply following Theorem 1's functional form, with summation over features<br />
# '''GPI NeighborAttention''': same GPI model, but considers attention over neighbours features<br />
# '''GPI Linguistic''': similar to NeighborAttention model, but concatenates word embedding vectors<br />
<br />
'''Key Results''': The GPI Linguistic approach outperforms all baseline for SGCIs, and has similar performance to the state of the art NeuralMotifs method. The authors argue that PredCI is an easier task with less structure, yielding high performance for the existing state of the art models.<br />
<br />
[[File:GPI_table_results.png|700px|center]]<br />
<br />
=Conclusion=<br />
<br />
A deep learning approach was presented in this paper to structured prediction, which constrains the architecture to be invariant to structurally identical inputs. This approach relies on pairwise features which are capable of describing inter-label correlations and inherits the intuitive aspect of score-based approaches. The output produced is invariant to equivalent representation of the pairwise terms. <br />
<br />
As future work, the axiomatic approach can be extended; for example in image labeling, geometric variances such as shifts or rotations may be desired (or in other cases invariance to feature permutations may be desired). Additionally, exploring algorithms that discover symmetries for deep structured prediction when invariant structure is unknown and should be discovered from data is also an interesting extension of this work.<br />
<br />
=Critique=<br />
The paper's contribution comes from the novelty of the permutation invariance as a design guideline for structured prediction. Although not explicitly considered in many of the previous works, the idea of invariance in architecture has already been considered in Deep Sets by (Zaheer et al., 2017). This paper characterizes relaxes the condition on the invariance as compared to that of previous works. In the evaluation of the benefit of GPI models, the paper used a synthetic problem to illustrate the fact that far fewer samples are required for the GPI model to converge to 100% accuracy. However, when comparing the true task of scene graph prediction against the state-of-the-art baselines, the GPI variants had only marginal higher Recall@K scores. The true benefit of this paper's discovery is the avoidance of maximizing a score function (leading computationally difficult problem), and instead directly producing output invariant to how we represent the pairwise terms.<br />
<br />
=References=<br />
Roei Herzig, Moshiko Raboh, Gal Chechik, Jonathan Berant, Amir Globerson, Mapping Images to Scene Graphs with Permutation-Invariant Structured Prediction, 2018.<br />
<br />
Additional resources from Moshiko Raboh's [https://github.com/shikorab/SceneGraph GitHub]</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Learning_to_Navigate_in_Cities_Without_a_Map&diff=40873Learning to Navigate in Cities Without a Map2018-11-22T14:20:54Z<p>X46peng: /* Conclusion */</p>
<hr />
<div>Paper: <br />
Learning to Navigate in Cities Without a Map[https://arxiv.org/pdf/1804.00168.pdf]<br />
A video of the paper is available here[https://sites.google.com/view/streetlearn].<br />
<br />
== Introduction ==<br />
Navigation is an attractive topic in many research disciplines and technology related domains such as neuroscience and robotics. The majority of algorithms are based on the following steps.<br />
<br />
1. Building an explicit map<br />
<br />
2. Planning and acting using that map. <br />
<br />
In this article, based on this fact that human can learn to navigate through cities without using any special tool such as maps or GPS, authors propose new methods to show that a neural network agent can do the same thing by using visual observations. To do so, an interactive environment using Google StreetView Images and a dual pathway agent architecture is designed. As shown in figure 1, some parts of the environment are built using Google StreetView images of New York City (Times Square, Central Park) and London (St. Paul’s Cathedral). The green cone represents the agent’s location and orientation. Although learning to navigate using visual aids is shown to be successful in some domains such as games and simulated environments using deep reinforcement learning (RL), it suffers from data inefficiency and sensitivity to changes in the environment. Thus, it is unclear whether this method could be used for large-scale navigation. That’s why it became the subject of investigation in this paper.<br />
[[File:figure1-soroush.png|600px|thumb|center|Figure 1. Our environment is built of real-world places from StreetView. The figure shows diverse views and corresponding local maps (neither map nor current position have not been used by the agent) in New York City (Times Square, Central Park) and London (St. Paul’s Cathedral). The green cone represents the agent’s location and orientation.]]<br />
<br />
==Contribution==<br />
This paper has made the following contributions:<br />
<br />
1. Designing a dual pathway agent architecture. This agent can navigate through a real city and is trained with end-to-end reinforcement learning to handle real-world navigations.<br />
<br />
2. Using Goal-dependent learning. This means that the policy and value functions must adapt themselves to a sequence of goals that are provided as input.<br />
<br />
3. Leveraging a recurrent neural architecture. Using that, not only could navigation through a city be possible, but also the model is scalable for navigation in new cities. This architecture supports both locale-specific learnings and general transferable navigations. The authors achieved these by separating a recurrent neural pathway. This pathway receives and interprets the current goal as well as encapsulates and memorizes features of a single region.<br />
<br />
4. Using a new environment which is built on top of Google StreetView images. This provides real-world images for agent’s observation. Using this environment, the agent can navigate from an arbitrary starting point to a goal and then to another goal etc. Also, London, Paris, and New York City are chosen for navigation.<br />
<br />
==Related Work==<br />
<br />
1. Localization from real-world imagery. For example, (Weyand et al., 2016), a CNN was able to achieve excellent results on geolocation task. This paper provides novel work by not including supervised training with ground-truth labels, and by including planning as a goal. Some other works also improve by exploiting spatiotemporal continuity or estimating camera pose or depth estimation from pixels. These methods rely on supervised training with ground truth labels, which is not possible in every environment. <br />
<br />
2. Deep RL methods for navigation. For instance, (Mirowski et al., 2016; Jaderberg et al., 2016) used self-supervised auxiliary tasks to produce visual navigation in several created mazes. Some other researches used text descriptions to incorporate goal instructions. Researchers developed realistic, higher-fidelity environment simulations to make the experiment more realistic, but that still came with lack of diversities. This paper makes use of real-world data, in contrast to many related papers in this area. It's diverse and visually realistic but still, it does not contain dynamic elements, and the street topology cannot be regenerated or altered.<br />
<br />
3. Deep RL for path planning and mapping. For example, (Zhang et al., 2017) created an agent that represented a global map via an RL agent with external memory; some other work uses a hierarchical control strategy to propose a structured memory and Memory Augmented Control Maps. Explicit neural mapper and navigation planner with joint training was also used. Among all these works, the target-driven visual navigation with a goal-conditional policy approach was most related to our method.<br />
<br />
==Environment==<br />
Google StreetView consists of both high-resolution 360-degree imagery and graph connectivity. Also, it provides a public API. These features make it a valuable resource. In this work, large areas of New York, Paris, and London that contain between 7,000 and 65,500 nodes<br />
(and between 7,200 and 128,600 edges, respectively), have a mean node spacing of 10m and cover a range of up to<br />
5km chosen (Figure 2), without simplifying the underlying connections. This means that there are many areas 'congested' with nodes, occlusions, available footpaths, etc. The agent only sees RGB images that are visible in StreetView images (Figure 1) and is not aware of the underlying graph.<br />
<br />
[[File:figure2-soroush.png|700px|thumb|center|Figure 2. Map of the 5 environments in New York City; our experiments focus on the NYU area as well as on transfer learning from the other areas to Wall Street (see Section 5.3). In the zoomed in area, each green dot corresponds to a unique panorama, the goal is marked in blue, and landmark locations are marked with red pins.]]<br />
<br />
==Agent Interface and the Courier Task==<br />
In an RL environment, we need to define observations and actions in addition to tasks. The inputs to the agent are the image <math>x_t</math> and the goal <math>g_t</math>. Also, a first-person view of the 3D environment is simulated by cropping <math>x_t</math> to a 60-degree square RGB image that is scaled to 84*84 pixels. Furthermore, the action space consists of 5 movements: “slow” rotate left or right (±22:5), “fast” rotate left or right (±67.5), or move forward (implemented as a ''noop'' in the case where this is not a viable action). The most central edge is chosen if there are multiple edges in the agents viewing cone.<br />
<br />
There are lots of ways to specify the goal to the agent. In this paper, the current goal is chosen to be represented in terms of its proximity to a set L of fixed landmarks <math> L={(Lat_k, Long_k)}</math> which are specified using Latitude and Longitude coordinate system. For distance to the <math> k_{th}</math> landmark <math>{(d_{(t,k)}^g})_k</math> the goal vector contains <math> g_{(t,i)}=\tfrac{exp(-αd_{(t,i)}^g)}{∑_k exp(-αd_{(t,k)}^g)} </math>for <math>i_{th}</math> landmark with <math>α=0.002</math> (Figure 3).<br />
<br />
[[File:figure3-soroush.PNG|400px|thumb|center|Figure 3. We illustrate the goal description by showing a goal and a set of 5 landmarks that are nearby, plus 4 that are more distant. The code <math>g_i</math> is a vector with a softmax-normalised distance to each landmark.]]<br />
<br />
This form of representation has several advantages: <br />
<br />
1. It could easily be extended to new environments.<br />
<br />
2. It is intuitive. Even humans and animals use landmarks to be able to move from one place to another.<br />
<br />
3. It does not rely on arbitrary map coordinates, and provides an absolute (as opposed to relative) goal.<br />
<br />
In this work, 644 landmarks for New York, Paris, and London are manually defined. The courier task is the problem of navigating to a list of random locations within a city. In each episode, which consists of 1000 steps, the agent starts from a random place with random orientation. when an agent gets within 100 meters of goal, the next goal is randomly chosen. An episode ends after 1000 agent steps. Finally, the reward is proportional to the shortest path between agent and goal when the goal is first assigned (providing more reward for longer journeys). Thus the agent needs to learn the mapping between the images observed at the goal location and the goal vector in order to solve the courier task problem. Furthermore, the agent must learn the association between the images observed at its current location and the policy to reach the goal destination.<br />
<br />
==Methods==<br />
<br />
===Goal-dependent Actor-Critic Reinforcement Learning===<br />
In this paper, the learning problem is based on Markov Decision Process, with state space <math>\mathcal{S}</math>, action space <math>\mathcal{A}</math>, environment <math>\mathcal{E}</math>, and a set of possible goals <math>\mathcal{G}</math>. The reward function depends on the current goal and state: <math>\mathcal{R}: \mathcal{S} \times \mathcal{G} \times \mathcal{A} &rarr; \mathbb{R}</math>. Typically, in reinforcement learning the main goal is to find the policy which maximizes the expected return. Expected return is defined as the sum of<br />
discounted rewards starting from state <math>s_0</math> with discount <math>\gamma</math>. Also, the expected return from a state <math>s_t</math> depends on the goals that are sampled. The policy is defined as a distribution over the actions, given the current state <math>s_t</math> and the goal <math>g_t</math>: <br />
<br />
\begin{align}<br />
\pi(\alpha|s,g)=Pr(\alpha_t=\alpha|s_t=s, g_t=g)<br />
\end{align}<br />
<br />
Value function is defined as the expected return obtained by sampling actions from policy <math>\pi</math> from state <math>s_t</math> with goal <math>g_t</math>:<br />
<br />
\begin{align}<br />
V^{\pi}(s,g)=E[R_t]=E[Σ_{k=0}^{\infty}\gamma^kr_{t+k}|s_t=s, g_t=g]<br />
\end{align}<br />
<br />
Also, an architecture with multiple pathways is designed to support two types of learning that is required for this problem. First, an agent needs an internal representation which is general and gives an understanding of a scene. Second, to better understand a scene the agent needs to remember unique features of the scene which then help the agent to organize and remember the scenes.<br />
<br />
===Architectures===<br />
<br />
[[File:figure4-soroush.png|400px|thumb|center|Figure 4. Comparison of architectures. Left: GoalNav is a convolutional encoder plus policy LSTM with goal description input. Middle: CityNav is a single-city navigation architecture with a separate goal LSTM and optional auxiliary heading (θ). Right: MultiCityNav is a multi-city architecture with individual goal LSTM pathways for each city.]]<br />
<br />
The authors use neural networks to parameterize policy and value functions. These neural networks share weights in all layers except the final linear layer. The agent takes image pixels as input. These pixels are passed through a convolutional network. The output of the Convolution network is fed to a Long Short-Term Memory (LSTM) as well as the past reward <math>r_{t-1}</math> and previous action <math>\alpha_{t-1}</math>.<br />
<br />
Three different architectures are described below.<br />
<br />
The '''GoalNav''' architecture (Fig. 4a) which consists of a convolutional architecture and policy LSTM. Goal description <math>g_t</math>, previous action, and reward are the inputs of this LSTM.<br />
<br />
The '''CityNav''' architecture (Fig. 4b) consists of the previous architecture alongside an additional LSTM, called the goal LSTM. Inputs of this LSTM are visual features and the goal description. The CityNav agent also adds an auxiliary heading (θ) prediction task which is defined as an angle between the north direction and the agent’s pose. This auxiliary task can speed up learning and provides relevant information. <br />
<br />
The '''MultiCityNav''' architecture (Fig. 4c) is an extension of City-Nav for learning in different cities. This is done using the parallel connection of goal LSTMs for encapsulating locale-specific features, for each city. Moreover, the convolutional architecture and the policy LSTM become general after training on a number of cities. So, new goal LSTMs are required to be trained in new cities.<br />
<br />
In this paper, the authors use IMPALA to train the agents because IMPALA can get similar performance to A3C. The authors use 256 actors for CityNav and 512 actors for MultiCityNav, with batch sizes of 256 or 512 respectively, and sequences are unrolled to length 50.<br />
<br />
===Curriculum Learning===<br />
In curriculum learning, the model is trained using simple examples in first steps. As soon as the model learns those examples, more complex and difficult examples would be fed to the model. In this paper, this approach is used to teach agent to navigate to further destinations. This courier task suffers from a common problem of RL tasks which is sparse rewards (similar to Montezuma’s Revenge) . To overcome this problem, a natural curriculum scheme is defined, in which sampling each new goal would be within 500m of the agent’s position. This is called phase 1. In phase 2, the maximum range is gradually increased to cover the full graph (3.5km in the smaller New York areas, or 5km for central London or Downtown Manhattan)<br />
<br />
==Results==<br />
In this section, the performance of the proposed architectures on the courier task is shown.<br />
<br />
[[File:figure5-2.png|600px|thumb|center|Figure 5. Average per-episode goal rewards (y-axis) are plotted vs. learning steps (x-axis) for the courier task in the NYU (New York City) environment (top), and in central London (bottom). We compare the GoalNav agent, the CityNav agent, and the CityNav agent without skip connection on the NYU environment, and the CityNav agent in London. We also compare the Oracle performance and a Heuristic agent, described below. The London agents were trained with a 2-phase curriculum– we indicate the end of phase 1 (500m only) and the end of phase 2 (500m to 5000m). Results on the Rive Gauche part of Paris (trained in the same way<br />
as in London) are comparable and the agent achieved mean goal reward 426.]]<br />
<br />
It is first shown that the CityNav agent, trained with curriculum learning, succeeds in learning the courier task in New York, London and Paris. Figure 5 compares the following agents:<br />
<br />
1. Goal Navigation agent.<br />
<br />
2. City Navigation Agent.<br />
<br />
3. A City Navigation agent without the skip connection from the vision layers to the policy LSTM. This is needed to regularise the interface between the goal LSTM and the policy LSTM in multi-city transfer scenario.<br />
<br />
Also, a lower bound (Heuristic) and an upper bound(Oracle) on the performance is considered. As it is said in the paper: "Heuristic is a random walk on the street graph, where the agent turns in a random direction if it cannot move forward; if at an intersection it will turn with a probability <math>P=0.95</math>. Oracle uses the full graph to compute the optimal path using breadth-first search.". As it is clear in Figure 5, CityNav architecture with the previously mentioned architecture attains a higher performance and is more stable than the simpler GoalNav agent.<br />
<br />
The trajectories of the trained agent over two 1000 step episodes and the value function of the agent during navigation to a destination is shown in Figure 6.<br />
<br />
[[File:figure6-soroush.png|400px|thumb|center|Figure 6. Trained CityNav agent’s performance in two environments: Central London (left panes), and NYU (right panes). Top: examples of the agent’s trajectory during one 1000-step episode, showing successful consecutive goal acquisitions. The arrows show the direction of travel of the agent. Bottom: We visualize the value function of the agent during 100 trajectories with random starting points and the same goal (respectively St Paul’s Cathedral and Washington Square). Thicker and warmer color lines correspond to higher value functions.]]<br />
<br />
Figure 7 shows that navigation policy is learned by agent successfully in St Paul’s Cathedral in London and Washington Square in New York.<br />
[[File:figure7-soroush.png|400px|thumb|center|Figure 7. Number of steps required for the CityNav agent to reach<br />
a goal (Washington Square in New York or St Paul’s Cathedral in<br />
London) from 100 start locations vs. the straight-line distance to<br />
the goal in meters. One agent step corresponds to a forward movement<br />
of about 10m or a left/right turn by 22.5 or 67.5 degrees.]]<br />
<br />
The authors mask 25% of the possible goals and train on the remaining ones in order to investigate the generalisation capability of a trained agent. Figure 8 Showa that the agent is still able to traverse through these areas, it just never samples a goal there. <br />
[[File:fff8.png|600px|center]]<br />
<br />
A critical test for this article is to transfer model to new cities by learning a new set of landmarks, but without re-learning visual representation, behaviors, etc. Therefore, the MultiCityNav agent is trained on a number of cities besides freezing both the policy LSTM and the convolutional encoder. Then a new locale-specific goal LSTM is trained. The performance is compared using three different training regimes, illustrated in Fig. 9: Training on only the target city (single training); training on multiple cities, including the target city, together (joint training); and joint training on all but the target city, followed by training on the target city with the rest of the architecture frozen (pre-train and transfer). Figure 10 shows that transferring to other cities is possible. Also, training the model on more cities would increase its effectiveness. According to the paper: "Remarkably, the agent that is pre-trained on 4 regions and then transferred to Wall Street achieves comparable performance to an agent trained jointly on all the regions, and only slightly worse than single-city training on Wall Street alone". Training the model in a single city using skip connection is useful. However, it is not useful in multi-city transferring.<br />
[[File:figure9-soroush.png|400px|thumb|center|Figure 9. Illustration of training regimes: (a) training on a single city (equivalent to CityNav); (b) joint training over multiple cities with a dedicated per-city pathway and shared convolutional net and policy LSTM; (c) joint pre-training on a number of cities followed by training on a target city with convolutional net and policy LSTM frozen (only the target city pathway is optimized).]]<br />
[[File:figure10-soroush.png|400px|thumb|center|Figure 10. Joint multi-city training and transfer learning performance of variants of the MultiCityNav agent evaluated only on the target city (Wall Street). We compare single-city training on the target environment alone vs. joint training on multiple cities (3, 4, or 5-way joint training including Wall Street), vs. pre-training on multiple cities and then transferring to Wall Street while freezing the entire agent except for the new pathway (see Fig. 10). One variant has skip connections between the convolutional encoder and the policy LSTM, the other does not (no-skip).]]<br />
<br />
Giving early rewards before agent reaches the goal or adding random rewards (coins) to encourage exploration is investigated in this article. Figure 11a suggests that coins by themselves are ineffective as our task does not benefit from wide explorations. Also, as it is clear from Figure 11b, reducing the density of the landmarks does not seem to reduce the performance. Based on the results, authors chose to start sampling the goal within a radius of 500m from the agent’s location, and then progressively extend it to the maximum distance an agent could travel within the environment. In addition, to asses the importance of the goal-conditioned agents, a Goal-less CityNav agent is trained by removing inputs gt. The poor performance of this agent is clear in Figure 11b. Furthermore, reducing the density of the landmarks by the ratio of 50%, 25%, and 12:5% does not reduce the performance that much. Finally, some alternative for goal representation is investigated:<br />
<br />
a) Latitude and longitude scalar coordinates normalized to be between 0 and 1.<br />
<br />
b) Binned representation. <br />
<br />
The latitude and longitude scalar goal representations perform the best. However, since the all landmarks representation performs well while remaining independent of the coordinate system, we use this representation as the canonical one.<br />
<br />
[[File:figure11-soroush.PNG|300px|thumb|center|Figure 11. Top: Learning curves of the CityNav agent on NYU, comparing reward shaping with different radii of early rewards (ER) vs. ER with random coins vs. curriculum learning with ER 200m and no coins (ER 200m, Curr.). Bottom: Learning curves for CityNav agents with different goal representations: landmark-based, as well as latitude and longitude classification-based and regression-based.]]<br />
<br />
==Conclusion==<br />
In this paper, a deep reinforcement learning approach that enables navigation in cities is presented through the use of Google StreetView for its photographic content and worldwide coverage. Furthermore, the authors discussed a new courier task and a multi-city neural network agent architecture that is able to be transferred to new cities. A successful navigation architecture is presented which relies on integration of general policies with locale-specific knowledge.<br />
<br />
==Critique==<br />
1. It is not clear how this model is applicable in the real world. A real-world navigation problem needs to detect objects, people, and cars. However, it is not clear whether they are modelling them or not. From what I understood, they did not care about the collision, which is against their claim that it is a real-world problem.<br />
<br />
2. This paper is only using static Google Street View images as its primary source of data. But the authors must at least complement this with other dynamic data like traffic and road blockage information for a realistic model of navigation in the world. Also, this is quite understandable not to use maps but is not clear why have they not used GPS to know their position and maybe even made up with a map. This can be something useful in an emergency or even for investigating places that are not known or there is no access to them. The resulting map could be easily compared with the real one and could also be used in training to achieve higher performance. The availability should not be a serious problem because if they are simulating a real city and the google images are available, why should not GPS be? What is the intuition? At lease a complementary description on this could be helpful.<br />
<br />
3. The 'Transfer in Multi-City Experiments' results could be strengthened significantly via cross-validation (only Wall Street, which covers the smallest area of the four regions, is used as the test case). Additionally, the results do not show true 'multi-city' transfer learning, since all regions are within New York City. It is stated in the paper that not having to re-learn visual representations when transferring between cities is one of the outcomes, but the tests do not actually check for this. There are likely significant differences in the features that would be learned in NYC vs. Waterloo, for example, and this type of transfer has not been evaluated.<br />
<br />
==Reference==<br />
[1] Espeholt, Lasse, Soyer, Hubert, Munos, Remi, Simonyan, Karen, Mnih, Volodymir, Ward, Tom, Doron, Yotam, Firoiu, Vlad, Harley, Tim, Dunning, Iain, Legg, Shane, and Kavukcuoglu, Koray. Impala: Scalable distributed deep-rl with importance weighted actor-learner architec- tures. arXiv preprint arXiv:1802.01561, 2018.<br />
<br />
[2] Mnih, Volodymyr, Badia, Adria Puigdomenech, Mirza, Mehdi, Graves, Alex, Lillicrap, Timothy, Harley, Tim, Silver, David, and Kavukcuoglu, Koray. Asynchronous methods for deep reinforcement learning. In Interna- tional Conference on Machine Learning, pp. 1928–1937, 2016.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Obfuscated_Gradients_Give_a_False_Sense_of_Security_Circumventing_Defenses_to_Adversarial_Examples&diff=40278Obfuscated Gradients Give a False Sense of Security Circumventing Defenses to Adversarial Examples2018-11-20T04:56:50Z<p>X46peng: /* Detailed Results */</p>
<hr />
<div>= Introduction =<br />
Over the past few years, neural network models have been the source of major breakthroughs in a variety of computer vision problems. However, these networks have been shown to be susceptible to adversarial attacks. In these attacks, small humanly-imperceptible changes are made to images (that are originally correctly classified) which causes these models to misclassify with high confidence. These attacks pose a major threat that needs to be addressed before these systems can be deployed on a large scale, especially in safety-critical scenarios. <br />
<br />
The seriousness of this threat has generated major interest in both the design and defense against them. Recently, many new defenses have been proposed that claim robustness against iterative white-box adversarial attacks. This result is some what surprising, given that iterative white-box attacks are one of the most difficult class of adversarial attacks. In this paper, the authors identify a common flaw, masked gradients, in many of these defenses that causes them to ''perceive'' a high accuracy on adversarial images. This flaw is so prevalent, that 7 out of the 9 defenses proposed in the ICLR 2018 conference were found to contain them. The authors develop three attacks, specifically targeting masked gradients, and show that the actual accuracy of these defenses is much lower that claimed. In fact, the majority of these attacks were found to be ineffective against true iterative white box attacks.<br />
<br />
= Methodology =<br />
<br />
The paper assumes a lot of familiarity with adversarial attack literature. The section below briefly explains some key concepts.<br />
<br />
== Background ==<br />
<br />
==== Adversarial Images Mathematically ====<br />
Given an image <math>x</math> and a classifier <math>f(x)</math>, an adversarial image <math>x'</math> satisfies two properties:<br />
# <math>D(x,x') < \epsilon </math><br />
# <math>c(x') \neq c^*(x) </math><br />
<br />
Where <math>D</math> is some distance metric, <math>\epsilon </math> is a small constant, <math>c(x')</math> is the output ''class'' predicted by the model, and <math>c^*(x)</math> is the true class for input x. In words, the adversarial image is a small distance from the original image, but the classifier classifies it incorrectly.<br />
<br />
==== Adversarial Attacks Terminology ====<br />
#Adversarial attacks can be either '''black''' or '''white-box'''. In black box attacks, the attacker has access to the network output only, while white-box attackers have full access to the network, including its gradients, architecture and weights. This makes white-box attackers much more powerful. Given access to gradients, white-box attacks use back propagation to modify inputs (as opposed to the weights) with respect to the loss function.<br />
#In '''untargeted''' attacks, the objective is to ''maximize'' the loss of the true class, <math>x'=x \mathbf{+} \lambda(sign(\nabla_xL(x,c^*(x))))</math>. While in '''targeted''' attacks, the objective is to ''minimize'' loss for a target class <math>c^t(x)</math> that is different from the true class, <math>x'=x \mathbf{-} \epsilon(sign(\nabla_xL(x,c^t(x))))</math>. Here, <math>\nabla_xL()</math> is the gradient of the loss function with respect to the input, <math>\lambda</math> is a small gradient step and <math>sign()</math> is the sign of the gradient.<br />
# An attacker may be allowed to use a single step of back-propagation ('''single step''') or multiple ('''iterative''') steps. Iterative attackers can generate more powerful adversarial images. Typically, to bound iterative attackers a distance measure is used.<br />
<br />
In this paper the authors focus on the more difficult attacks; white-box iterative targeted and untargeted attacks.<br />
<br />
== Obfuscated Gradients ==<br />
If gradients are masked, they cannot be followed to generate adversarial images, gradient masking is known to be an incomplete defense to adversarial images[Papernot et al., 2017; Tramer et al., 2018]. A defense method may appear to be providing robustness, but in reality the gradients in the network cannot be followed to generate strong adversarial images. Generated adversarial images from these networks are much weaker and when used to evaluate the model robustness five a false sense of security against adversarial attacks. Defenses are designed in a way that the constructed defense inevitably leads to gradient masking as obfuscated gradients. In the defenses proposed in ICLR 2018, there are three ways which defense obfuscate gradients:<br />
<br />
# '''Shattered gradients''': Non-differentiable operations are introduced into the model, causing a gradient to be nonexistent or incorrect. Introduced by using operations where following the gradient doesn't maximize classification loss globally. <br />
# '''Stochastic gradients''': A stochastic process is added into the model at test time, causing the gradients to become randomized. Introduced by either randomly transforming inputs before feeding to the classifier, or randomly permuting the network itself. <br />
# '''Vanishing Gradients ''': Very deep neural networks or those with recurrent connections are used. Because of the vanishing or exploding gradient problem common in these deep networks, effective gradients at the input are small and not very useful. Introduced by using multiple iterations of neural network evaluation, where the output of one network is fed as the input to the next.<br />
<br />
== The Attacks ==<br />
To circumvent these gradient masking techniques, the authors propose:<br />
# '''Backward Pass Differentiable Approximation (BPDA)''': For defenses that introduce non-differentiable components, the authors replace it with an approximate function that is differentiable on the backward pass. In a white-box setting, the attacker has full access to any added non-linear transformation and can find its approximation. <br />
# '''Expectation over Transformation [Athalye, 2017]''': For defenses that add some form of test time randomness, the authors propose to use expectation over transformation technique in the backward pass. Rather than moving along the gradient every step, several gradients are sampled and the step is taken in the average direction. This can help with any stochastic misdirection from individual gradients. The technique is similar to using mini-batch gradient descent but applied in the construction of adversarial images.<br />
# '''Re-parameterize the exploration space''': For very deep networks that rely on vanishing or exploding gradients, the authors propose to re-parameterize and search over the range where the gradient does not explode/vanish.<br />
<br />
= Main Results =<br />
[[File:Summary_Table.png|600px|center]]<br />
<br />
The table above summarizes the results of their attacks. Attacks are mounted on the same dataset each defense targeted. If multiple datasets were used, attacks were performed on the largest one. Two different distance metrics (<math>\ell_{\infty}</math> and <math>\ell_{2}</math>) were used in the construction of adversarial images. Distance metrics specify how much an adversarial image can vary from an original image. For <math>\ell_{\infty}</math> adversarial images, each pixel is allowed to vary by a maximum amount. For example, <math>\ell_{\infty}=0.031</math> specifies that each pixel can vary by <math>256*0.031=8</math> from its original value. <math>\ell_{2}</math> distances specify the magnitude of the total distortion allowed over all pixels. For MNIST and CIFAR-10, untargeted adversarial images were constructed using the entire test set, while for Imagenet, 1000 test images were randomly selected and used to generate targeted adversarial images. <br />
<br />
Standard models were used in evaluating the accuracy of defense strategies under the attacks,<br />
# MNIST: 5-layer Convolutional Neural Network (99.3% top-1 accuracy)<br />
# CIFAR-10: Wide-Resnet (95.0% top-1 accuracy)<br />
# Imagenet: InceptionV3 (78.0% top-1 accuracy)<br />
<br />
The last column shows the accuracies each defense method achieved over the adversarial test set. Except for [Madry, 2018], all defense methods could only achieve an accuracy of <10%. Furthermore, the accuracy of most methods was 0%. The results of [Samangoui,2018] (double asterisk), show that their approach was not as successful. The authors claim that is is a result of implementation imperfections but theoretically the defense can be circumvented using their proposed method.<br />
<br />
==== The defense that worked - Adversarial Training [Madry, 2018] ====<br />
<br />
As a defense mechanism, [Madry, 2018] proposes training the neural networks with adversarial images. Although this approach is previously known [Szegedy, 2013] in their formulation, the problem is setup in a more systematic way using a min-max formulation:<br />
\begin{align}<br />
\theta^* = \arg \underset{\theta} \min \mathop{\mathbb{E_x}} \bigg{[} \underset{\delta \in [-\epsilon,\epsilon]}\max L(x+\delta,y;\theta)\bigg{]} <br />
\end{align}<br />
<br />
where <math>\theta</math> is the parameter of the model, <math>\theta^*</math> is the optimal set of parameters and <math>\delta</math> is a small perturbation to the input image <math>x</math> and is bounded by <math>[-\epsilon,\epsilon]</math>. <br />
<br />
Training proceeds in the following way. For each clean input image, a distorted version of the image is found by maximizing the inner maximization problem for a fixed number of iterations. Gradient steps are constrained to fall within the allowed range (projected gradient descent). Next, the classification problem is solved by minimizing the outer minimization problem.<br />
<br />
This approach was shown to provide resilience to all types of adversarial attacks.<br />
<br />
==== How to check for Obfuscated Gradients ====<br />
For future defense proposals, it is recommended to avoid using masked gradients. To assist with this, the authors propose a set of conditions that can help identify if a defense is relying on masked gradients:<br />
# If weaker one-step attacks are performing better than iterative attacks.<br />
# Black-box attacks can find stronger adversarial images compared with white-box attacks.<br />
# Unbounded iterative attacks do not reach 100% success.<br />
# If random brute force attempts are better than gradient based methods at finding adversarial images.<br />
<br />
= Detailed Results =<br />
<br />
As a case study for evaluating the prevalence of obfuscated gradients, the authors studied the ICLR 2018 non-certified defenses that argue robustness in a white-box threat model. Each of these defenses argues a high robustness to adaptive, whitebox attacks. It is reported that seven of these nine defenses depend on this phenomenon, and the authors demonstrate that their techniques can completely circumvent six of those (and partially circumvent one) that depend on obfuscated gradients.<br />
<br />
== Non-obfuscated Gradients ==<br />
<br />
==== Cascade Adversarial Training, [Na, 2018] ====<br />
'''Defense''': Similar to the method of [Madry, 2018], the authors of [Na, 2018] propose adversarial training. The main difference is that instead of using iterative methods to generate adversarial examples at each mini-batch, a separate model is first trained and used to generate adversarial images. These adversarial images are used to augment the train set of another model.<br />
<br />
'''Attack''': The authors found that this technique does not use obfuscated gradients. They were not able to reduce the performance of this method. However, they point out that the claimed accuracy is much lower (%15) compared with [Madry, 2018] under the same perturbation setting.<br />
<br />
== Gradient Shattering ==<br />
<br />
==== Thermometer Coding, [Buckman, 2018] ====<br />
'''Defense''': Inspired by the observation that neural networks learn linear boundaries between classes [Goodfellow, 2014] , [Buckman, 2018] sought to break this linearity by explicitly adding a highly non-linear transform at the input of their model. The non-linear transformation they chose was quantizing inputs to binary vectors. The quantization performed was termed thermometer encoding,<br />
<br />
Given an image, for each pixel value <math>x_{i,j,c}</math>, if an <math>l</math> dimensional thermometer code, the <math>kth</math> bit is given by:<br />
\begin{align}<br />
\tau(x_{i,j,c})_k = \bigg{\{}\begin{array}{ll}<br />
1 \space if \thinspace x_{i,j,c} >k/l \\<br />
0 \space otherwise \\<br />
\end{array}<br />
\end{align}<br />
Here it is assumed <math>x_{i,j,c} \in [0, 1] </math> and <math>i, j, c</math> are the row, column and channel index of the pixel respectively. This encoding is like one-hot encoding, except all the points (not just one) greater than the target value are set to 1. This quantization technique preserves pairwise ordering between pixels.<br />
<br />
On CIFAR-10, the model gave 50% accuracy against <math>\ell_\infty</math> adversarial images with <math>\epsilon=0.031</math> attacks.<br />
<br />
'''Attack''': The authors attack this model using there BPDA approach. Given the non-linear transformation performed in the forward pass, <math>\tau(x)</math>, they develop a differentiable counterpart,<br />
\begin{align}<br />
\hat{\tau}(x_{i,j,c})_k = \min ( \max (x_{i,j,c} - \frac{k}{l}), 1 )<br />
\end{align}<br />
and use it in place of <math>\tau(x)</math> on the backward pass. With their modifications they were able to bring the accuracy of the model down to 0%.<br />
<br />
==== Input Transformation, [Guo, 2018] ====<br />
'''Defense''':[Gou, 2018] investigated the effect of including different input transformation on the robustness to adversarial images. In particular, they found two techniques provided the greatest resistance: total variance minimization and image quilting. Total variance minimization is a technique that removes high frequency noise while preserving legitimate edges (good high frequency components). In image quilting, a large database of image patches from clean images is collected. At test time, input patches, that contain a lot of noise, are replaced with similar but clean patches from the data base.<br />
<br />
Both techniques, removed perturbations from adversarial images which provides some robustness to adversarial attacks. The best model achieved 60% accuracy on adversarial images with <math>l_{2}=0.05</math> perturbations. However, both approaches are non-differentiable and contain test time randomness as the modifications made are input dependent. Gradient flow to the input is non-differentiable and random.<br />
<br />
'''Attack''': The authors used the BPDA attack where the input transformations were replaced by an identity function. They were able to bring the accuracy of the model down to 0% under the same type of adversarial attacks.<br />
<br />
==== Local Intrinsic Dimensionality, [Ma, 2018] ====<br />
'''Defense''' Local intrinsic dimensionality (LID) is a distance-based metric that measures the similarity between points in a high dimensional space. Given a set of points, let the distance between sample <math>x</math> and its <math>ith</math> neighbor be <math>r_i(x)</math>, then the LID under the choose distance metric is given by,<br />
<br />
\begin{align}<br />
LID(x) = - \bigg{(} \frac{1}{k}\sum^k_{i=1}log \frac{r_i(x)}{r_k(x)} \bigg{)}^{-1}<br />
\end{align}<br />
where k is the number of nearest neighbors considered, <math>r_k(x)</math> is the maximum distance to any of the neighbors in the set k. <br />
<br />
First, <math>L_2</math> distances for all training and adversarial images. Next, the LID scores for each train and adversarial images were calculated. It was found that LID scores for adversarial images were significantly larger than those of clean images. Base on these results, the a separate classifier was created that can be used to detect adversarial inputs. [Ma, 2018] claim that this is not a defense method, but a method to study the properties of adversarial images.<br />
<br />
'''Attack''': Instead of attacking this method, the authors show that this method is not able to detect, and is therefore venerable to, attacks of the [Carlini and Wagner, 2017a] variety.<br />
<br />
== Stochastic Gradients ==<br />
<br />
==== Stochastic Activation Pruning, [Dhillon, 2018] ====<br />
'''Defense''': [Dhillon, 2018] use test time randomness in their model to guard against adversarial attacks. Because adversarial perturbations are noise like, randomly dropping activation can decrease their collective impact on the classifier. Within a layer, the activities of component nodes are randomly dropped with a probability proportional to its absolute value. The rest of the activation are scaled up to preserve accuracies. This is akin to test time drop-out. This technique was found to drop accuracy slightly on clean images, but improved performance on adversarial images.<br />
<br />
'''Attack''': The authors used the expectation over transformation attack to get useful gradients out of the model. With their attack they were able to reduce the accuracy of this method down to 0% on CIFAR-10.<br />
<br />
==== Mitigation Through Randomization, [Xie, 2018] ====<br />
'''Defense''': [Xie, 2018] Add a randomization layer to their model to help defend against adversarial attacks. For an input image of size [299,299], first the image is randomly re-scaled to <math>r \in [299,331]</math>. Next the image is zero-padded to fix the dimension of the modified input. This modified input is then fed into a regular classifier. The authors claim that is strategy can provide an accuracy of 32.8% against ensemble attack patterns (fixed distortions, but many of them which are picked randomly). Because of the introduced randomness, the authors claim the model builds some robustness to other types of attacks as well.<br />
<br />
'''Attack''': The EOT method was used to build adversarial images to attack this model. With their attack, the authors were able to bring the accuracy of this model down to 0% using <math>L_{\infty}(\epsilon=0.031)</math> perturbations.<br />
<br />
== Vanishing and Exploding Gradients ==<br />
<br />
==== Pixel Defend, [Song, 2018] ====<br />
'''Defense''': [Song, 2018] argues that adversarial images lie in low probability regions of the data manifold. Therefore, one way to handle adversarial attacks is to project them back into the high probability regions before feeding them into a classifier. They chose to do this by using a generative model (pixelCNN) in a denoising capacity. A PixelCNN model directly estimates the conditional probability of generating an image pixel by pixel [Van den Oord, 2016],<br />
<br />
\begin{align}<br />
p(\mathbf{x}= \prod_{i=1}^{n^2} p(x_i|x_0,x_1 ....x_{i-1}))<br />
\end{align}<br />
<br />
The reason for choosing this model is the long iterative process of generation. In the backward pass, following the gradient all the way to the input would not be possible because of the vanishing/exploding gradient<br />
problem of deep networks. The proposed model was able to obtain an accuracy of 46% on CIFAR-10 images with <math>l_{\infty} (\epsilon=0.031) </math> perturbations.<br />
<br />
'''Attack''': The model was attacked using the BPDA technique where back-propagating though the pixelCNN was replaced with an identity function. With this apporach, the authors were able to bring down the accuracy to 9% under the same kind of perturbations.<br />
<br />
==== Defense-GAN, [Samangouei, 2018] ====<br />
<br />
Before classifying the samples, Defense-GAN projects them onto the data manifold utilizing GAN. The intuition behind this approach is almost similar to that of PixelDefend. It uses GAN instead of pixel CNN.<br />
<br />
= Conclusion =<br />
In this paper, it was found that gradient masking is a common flaw in many defenses claiming robustness against white box adversarial attacks. This leads to a perceived robustness against adversarial attacks, when in reality it results in weaker adversarial image construction. The authors develop three attacks that can overcome gradient masking. With their attacks, they found that actual robustness of 7 out of the 9 defenses proposed in ICLR-2018, is significantly lower. In fact, many defenses were found to be complete ineffective.<br />
<br />
Some future work that can come out of this paper includes avoiding relying on obfuscated gradients for perceived robustness and use the evaluation approach to detect when the attach occurs. Early categorization of attacks using some supervised techniques can also help in critical evaluation of incoming data.<br />
<br />
= Critique =<br />
# The third attack method, reparameterization of the input distortion search space was presented very briefly and at a very high level. Moreover, the one defense proposal they chose to use it against, [Samangouei, 2018] prove to be resilient against the attack. The authors had to resort to one of their other methods to circumvent the defense.<br />
# The BPDA and reparameterization attacks require intrinsic knowledge of the networks. This information is not likely to be available to external users of a network. Most likely, the use-case for these attacks will be in-house to develop more robust networks. This also means that it is still possible to guard against adversarial attack using gradient masking techniques, provided the details of the network are kept secret. <br />
## A notable exception to this case could be applications that are built using open-source (or even published) models that are paired with model-agnostic defense mechanisms. For example, A ResNet-50 using the model-agnostic 'input transformations' technique by [Guo, 2018] may be used in many different image classification tasks, but could still be successfully attacked using BPDA. <br />
# The BPDA algorithm requires replacing a non-linear part of the model with a differentiable approximation. Since different networks are likely to use different transformations, this technique is not plug-and-play. For each network, the attack needs to be manually constructed.<br />
<br />
<br />
= Other Sources =<br />
# Their re-implementation of each of the defenses and implementations of the attacks are available [https://github.com/anishathalye/obfuscated-gradients here].<br />
<br />
= References =<br />
#'''[Madry, 2018]''' Madry, A., Makelov, A., Schmidt, L., Tsipras, D. and Vladu, A., 2017. Towards deep learning models resistant to adversarial attacks. arXiv preprint arXiv:1706.06083.<br />
#'''[Buckman, 2018]''' Buckman, J., Roy, A., Raffel, C. and Goodfellow, I., 2018. Thermometer encoding: One hot way to resist adversarial examples.<br />
#'''[Guo, 2018]''' Guo, C., Rana, M., Cisse, M. and van der Maaten, L., 2017. Countering adversarial images using input transformations. arXiv preprint arXiv:1711.00117.<br />
#'''[Xie, 2018]''' Xie, C., Wang, J., Zhang, Z., Ren, Z. and Yuille, A., 2017. Mitigating adversarial effects through randomization. arXiv preprint arXiv:1711.01991.<br />
#'''[song, 2018]''' Song, Y., Kim, T., Nowozin, S., Ermon, S. and Kushman, N., 2017. Pixeldefend: Leveraging generative models to understand and defend against adversarial examples. arXiv preprint arXiv:1710.10766.<br />
#'''[Szegedy, 2013]''' Szegedy, C., Zaremba, W., Sutskever, I., Bruna, J., Erhan, D., Goodfellow, I. and Fergus, R., 2013. Intriguing properties of neural networks. arXiv preprint arXiv:1312.6199.<br />
#'''[Samangouei, 2018]''' Samangouei, P., Kabkab, M. and Chellappa, R., 2018. Defense-GAN: Protecting classifiers against adversarial attacks using generative models. arXiv preprint arXiv:1805.06605.<br />
#'''[van den Oord, 2016]''' van den Oord, A., Kalchbrenner, N., Espeholt, L., Vinyals, O. and Graves, A., 2016. Conditional image generation with pixelcnn decoders. In Advances in Neural Information Processing Systems (pp. 4790-4798).<br />
#'''[Athalye, 2017]''' Athalye, A. and Sutskever, I., 2017. Synthesizing robust adversarial examples. arXiv preprint arXiv:1707.07397.<br />
#'''[Ma, 2018]''' Ma, Xingjun, Bo Li, Yisen Wang, Sarah M. Erfani, Sudanthi Wijewickrema, Michael E. Houle, Grant Schoenebeck, Dawn Song, and James Bailey. "Characterizing adversarial subspaces using local intrinsic dimensionality." arXiv preprint arXiv:1801.02613 (2018).<br />
# '''[Na, 2018]''' Na, T., Ko, J.H. and Mukhopadhyay, S., 2017. Cascade Adversarial Machine Learning Regularized with a Unified Embedding. arXiv preprint arXiv:1708.02582.<br />
# '''[Papernot et al., 2017]''' Papernot, N., McDaniel, P., Goodfellow, I., Jha, S., Celik, Z. B., and Swami, A. Practical black-box attacks against machine learning. In Proceedings of the 2017 ACM on Asia Conference on Computer and Communications Security, ASIA CCS ’17, pp. 506–519, New York, NY, USA, 2017. ACM. ISBN 978-1-4503-4944-4.<br />
# '''[Tramer et al., 2018]''' Tramer, F., Kurakin, A., Papernot, N., Goodfellow, I., Boneh, D., and McDaniel, P. Ensemble adversarial training: Attacks and defenses. International Conference on Learning Representations, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Obfuscated_Gradients_Give_a_False_Sense_of_Security_Circumventing_Defenses_to_Adversarial_Examples&diff=40267Obfuscated Gradients Give a False Sense of Security Circumventing Defenses to Adversarial Examples2018-11-20T04:43:11Z<p>X46peng: /* The defense that worked - Adversarial Training [Madary, 2018] */</p>
<hr />
<div>= Introduction =<br />
Over the past few years, neural network models have been the source of major breakthroughs in a variety of computer vision problems. However, these networks have been shown to be susceptible to adversarial attacks. In these attacks, small humanly-imperceptible changes are made to images (that are originally correctly classified) which causes these models to misclassify with high confidence. These attacks pose a major threat that needs to be addressed before these systems can be deployed on a large scale, especially in safety-critical scenarios. <br />
<br />
The seriousness of this threat has generated major interest in both the design and defense against them. Recently, many new defenses have been proposed that claim robustness against iterative white-box adversarial attacks. This result is some what surprising, given that iterative white-box attacks are one of the most difficult class of adversarial attacks. In this paper, the authors identify a common flaw, masked gradients, in many of these defenses that causes them to ''perceive'' a high accuracy on adversarial images. This flaw is so prevalent, that 7 out of the 9 defenses proposed in the ICLR 2018 conference were found to contain them. The authors develop three attacks, specifically targeting masked gradients, and show that the actual accuracy of these defenses is much lower that claimed. In fact, the majority of these attacks were found to be ineffective against true iterative white box attacks.<br />
<br />
= Methodology =<br />
<br />
The paper assumes a lot of familiarity with adversarial attack literature. The section below briefly explains some key concepts.<br />
<br />
== Background ==<br />
<br />
==== Adversarial Images Mathematically ====<br />
Given an image <math>x</math> and a classifier <math>f(x)</math>, an adversarial image <math>x'</math> satisfies two properties:<br />
# <math>D(x,x') < \epsilon </math><br />
# <math>c(x') \neq c^*(x) </math><br />
<br />
Where <math>D</math> is some distance metric, <math>\epsilon </math> is a small constant, <math>c(x')</math> is the output ''class'' predicted by the model, and <math>c^*(x)</math> is the true class for input x. In words, the adversarial image is a small distance from the original image, but the classifier classifies it incorrectly.<br />
<br />
==== Adversarial Attacks Terminology ====<br />
#Adversarial attacks can be either '''black''' or '''white-box'''. In black box attacks, the attacker has access to the network output only, while white-box attackers have full access to the network, including its gradients, architecture and weights. This makes white-box attackers much more powerful. Given access to gradients, white-box attacks use back propagation to modify inputs (as opposed to the weights) with respect to the loss function.<br />
#In '''untargeted''' attacks, the objective is to ''maximize'' the loss of the true class, <math>x'=x \mathbf{+} \lambda(sign(\nabla_xL(x,c^*(x))))</math>. While in '''targeted''' attacks, the objective is to ''minimize'' loss for a target class <math>c^t(x)</math> that is different from the true class, <math>x'=x \mathbf{-} \epsilon(sign(\nabla_xL(x,c^t(x))))</math>. Here, <math>\nabla_xL()</math> is the gradient of the loss function with respect to the input, <math>\lambda</math> is a small gradient step and <math>sign()</math> is the sign of the gradient.<br />
# An attacker may be allowed to use a single step of back-propagation ('''single step''') or multiple ('''iterative''') steps. Iterative attackers can generate more powerful adversarial images. Typically, to bound iterative attackers a distance measure is used.<br />
<br />
In this paper the authors focus on the more difficult attacks; white-box iterative targeted and untargeted attacks.<br />
<br />
== Obfuscated Gradients ==<br />
If gradients are masked, they cannot be followed to generate adversarial images. A defense method may appear to be providing robustness, but in reality the gradients in the network cannot be followed to generate strong adversarial images. Generated adversarial images from these networks are much weaker and when used to evaluate the model robustness five a false sense of security against adversarial attacks. In the defenses proposed in ICLR 2018, three types of masked gradients were found: <br />
<br />
# '''Shattered gradients''': Non-differentiable operations are introduced into the model, causing a gradient to be nonexistent or incorrect. Introduced by using operations where following the gradient doesn't maximize classification loss globally. <br />
# '''Stochastic gradients''': A stochastic process is added into the model at test time, causing the gradients to become randomized. Introduced by either randomly transforming inputs before feeding to the classifier, or randomly permuting the network itself. <br />
# '''Vanishing Gradients ''': Very deep neural networks or those with recurrent connections are used. Because of the vanishing or exploding gradient problem common in these deep networks, effective gradients at the input are small and not very useful. Introduced by using multiple iterations of neural network evaluation, where the output of one network is fed as the input to the next.<br />
<br />
== The Attacks ==<br />
To circumvent these gradient masking techniques, the authors propose:<br />
# '''Backward Pass Differentiable Approximation (BPDA)''': For defenses that introduce non-differentiable components, the authors replace it with an approximate function that is differentiable on the backward pass. In a white-box setting, the attacker has full access to any added non-linear transformation and can find its approximation. <br />
# '''Expectation over Transformation [Athalye, 2017]''': For defenses that add some form of test time randomness, the authors propose to use expectation over transformation technique in the backward pass. Rather than moving along the gradient every step, several gradients are sampled and the step is taken in the average direction. This can help with any stochastic misdirection from individual gradients. The technique is similar to using mini-batch gradient descent but applied in the construction of adversarial images.<br />
# '''Re-parameterize the exploration space''': For very deep networks that rely on vanishing or exploding gradients, the authors propose to re-parameterize and search over the range where the gradient does not explode/vanish.<br />
<br />
= Main Results =<br />
[[File:Summary_Table.png|600px|center]]<br />
<br />
The table above summarizes the results of their attacks. Attacks are mounted on the same dataset each defense targeted. If multiple datasets were used, attacks were performed on the largest one. Two different distance metrics (<math>\ell_{\infty}</math> and <math>\ell_{2}</math>) were used in the construction of adversarial images. Distance metrics specify how much an adversarial image can vary from an original image. For <math>\ell_{\infty}</math> adversarial images, each pixel is allowed to vary by a maximum amount. For example, <math>\ell_{\infty}=0.031</math> specifies that each pixel can vary by <math>256*0.031=8</math> from its original value. <math>\ell_{2}</math> distances specify the magnitude of the total distortion allowed over all pixels. For MNIST and CIFAR-10, untargeted adversarial images were constructed using the entire test set, while for Imagenet, 1000 test images were randomly selected and used to generate targeted adversarial images. <br />
<br />
Standard models were used in evaluating the accuracy of defense strategies under the attacks,<br />
# MNIST: 5-layer Convolutional Neural Network (99.3% top-1 accuracy)<br />
# CIFAR-10: Wide-Resnet (95.0% top-1 accuracy)<br />
# Imagenet: InceptionV3 (78.0% top-1 accuracy)<br />
<br />
The last column shows the accuracies each defense method achieved over the adversarial test set. Except for [Madry, 2018], all defense methods could only achieve an accuracy of <10%. Furthermore, the accuracy of most methods was 0%. The results of [Samangoui,2018] (double asterisk), show that their approach was not as successful. The authors claim that is is a result of implementation imperfections but theoretically the defense can be circumvented using their proposed method.<br />
<br />
==== The defense that worked - Adversarial Training [Madry, 2018] ====<br />
<br />
As a defense mechanism, [Madry, 2018] proposes training the neural networks with adversarial images. Although this approach is previously known [Szegedy, 2013] in their formulation, the problem is setup in a more systematic way using a min-max formulation:<br />
\begin{align}<br />
\theta^* = \arg \underset{\theta} \min \mathop{\mathbb{E_x}} \bigg{[} \underset{\delta \in [-\epsilon,\epsilon]}\max L(x+\delta,y;\theta)\bigg{]} <br />
\end{align}<br />
<br />
where <math>\theta</math> is the parameter of the model, <math>\theta^*</math> is the optimal set of parameters and <math>\delta</math> is a small perturbation to the input image <math>x</math> and is bounded by <math>[-\epsilon,\epsilon]</math>. <br />
<br />
Training proceeds in the following way. For each clean input image, a distorted version of the image is found by maximizing the inner maximization problem for a fixed number of iterations. Gradient steps are constrained to fall within the allowed range (projected gradient descent). Next, the classification problem is solved by minimizing the outer minimization problem.<br />
<br />
This approach was shown to provide resilience to all types of adversarial attacks.<br />
<br />
==== How to check for Obfuscated Gradients ====<br />
For future defense proposals, it is recommended to avoid using masked gradients. To assist with this, the authors propose a set of conditions that can help identify if a defense is relying on masked gradients:<br />
# If weaker one-step attacks are performing better than iterative attacks.<br />
# Black-box attacks can find stronger adversarial images compared with white-box attacks.<br />
# Unbounded iterative attacks do not reach 100% success.<br />
# If random brute force attempts are better than gradient based methods at finding adversarial images.<br />
<br />
= Detailed Results =<br />
<br />
== Non-obfuscated Gradients ==<br />
<br />
==== Cascade Adversarial Training, [Na, 2018] ====<br />
'''Defense''': Similar to the method of [Madry, 2018], the authors of [Na, 2018] propose adversarial training. The main difference is that instead of using iterative methods to generate adversarial examples at each mini-batch, a separate model is first trained and used to generate adversarial images. These adversarial images are used to augment the train set of another model.<br />
<br />
'''Attack''': The authors found that this technique does not use obfuscated gradients. They were not able to reduce the performance of this method. However, they point out that the claimed accuracy is much lower (%15) compared with [Madry, 2018] under the same perturbation setting.<br />
<br />
== Gradient Shattering ==<br />
<br />
==== Thermometer Coding, [Buckman, 2018] ====<br />
'''Defense''': Inspired by the observation that neural networks learn linear boundaries between classes [Goodfellow, 2014] , [Buckman, 2018] sought to break this linearity by explicitly adding a highly non-linear transform at the input of their model. The non-linear transformation they chose was quantizing inputs to binary vectors. The quantization performed was termed thermometer encoding,<br />
<br />
Given an image, for each pixel value <math>x_{i,j,c}</math>, if an <math>l</math> dimensional thermometer code, the <math>kth</math> bit is given by:<br />
\begin{align}<br />
\tau(x_{i,j,c})_k = \bigg{\{}\begin{array}{ll}<br />
1 \space if \thinspace x_{i,j,c} >k/l \\<br />
0 \space otherwise \\<br />
\end{array}<br />
\end{align}<br />
Here it is assumed <math>x_{i,j,c} \in [0, 1] </math> and <math>i, j, c</math> are the row, column and channel index of the pixel respectively. This encoding is like one-hot encoding, except all the points (not just one) greater than the target value are set to 1. This quantization technique preserves pairwise ordering between pixels.<br />
<br />
On CIFAR-10, the model gave 50% accuracy against <math>\ell_\infty</math> adversarial images with <math>\epsilon=0.031</math> attacks.<br />
<br />
'''Attack''': The authors attack this model using there BPDA approach. Given the non-linear transformation performed in the forward pass, <math>\tau(x)</math>, they develop a differentiable counterpart,<br />
\begin{align}<br />
\hat{\tau}(x_{i,j,c})_k = \min ( \max (x_{i,j,c} - \frac{k}{l}), 1 )<br />
\end{align}<br />
and use it in place of <math>\tau(x)</math> on the backward pass. With their modifications they were able to bring the accuracy of the model down to 0%.<br />
<br />
==== Input Transformation, [Guo, 2018] ====<br />
'''Defense''':[Gou, 2018] investigated the effect of including different input transformation on the robustness to adversarial images. In particular, they found two techniques provided the greatest resistance: total variance minimization and image quilting. Total variance minimization is a technique that removes high frequency noise while preserving legitimate edges (good high frequency components). In image quilting, a large database of image patches from clean images is collected. At test time, input patches, that contain a lot of noise, are replaced with similar but clean patches from the data base.<br />
<br />
Both techniques, removed perturbations from adversarial images which provides some robustness to adversarial attacks. The best model achieved 60% accuracy on adversarial images with <math>l_{2}=0.05</math> perturbations. However, both approaches are non-differentiable and contain test time randomness as the modifications made are input dependent. Gradient flow to the input is non-differentiable and random.<br />
<br />
'''Attack''': The authors used the BPDA attack where the input transformations were replaced by an identity function. They were able to bring the accuracy of the model down to 0% under the same type of adversarial attacks.<br />
<br />
==== Local Intrinsic Dimensionality, [Ma, 2018] ====<br />
'''Defense''' Local intrinsic dimensionality (LID) is a distance-based metric that measures the similarity between points in a high dimensional space. Given a set of points, let the distance between sample <math>x</math> and its <math>ith</math> neighbor be <math>r_i(x)</math>, then the LID under the choose distance metric is given by,<br />
<br />
\begin{align}<br />
LID(x) = - \bigg{(} \frac{1}{k}\sum^k_{i=1}log \frac{r_i(x)}{r_k(x)} \bigg{)}^{-1}<br />
\end{align}<br />
where k is the number of nearest neighbors considered, <math>r_k(x)</math> is the maximum distance to any of the neighbors in the set k. <br />
<br />
First, <math>L_2</math> distances for all training and adversarial images. Next, the LID scores for each train and adversarial images were calculated. It was found that LID scores for adversarial images were significantly larger than those of clean images. Base on these results, the a separate classifier was created that can be used to detect adversarial inputs. [Ma, 2018] claim that this is not a defense method, but a method to study the properties of adversarial images.<br />
<br />
'''Attack''': Instead of attacking this method, the authors show that this method is not able to detect, and is therefore venerable to, attacks of the [Carlini and Wagner, 2017a] variety.<br />
<br />
== Stochastic Gradients ==<br />
<br />
==== Stochastic Activation Pruning, [Dhillon, 2018] ====<br />
'''Defense''': [Dhillon, 2018] use test time randomness in their model to guard against adversarial attacks. Because adversarial perturbations are noise like, randomly dropping activation can decrease their collective impact on the classifier. Within a layer, the activities of component nodes are randomly dropped with a probability proportional to its absolute value. The rest of the activation are scaled up to preserve accuracies. This is akin to test time drop-out. This technique was found to drop accuracy slightly on clean images, but improved performance on adversarial images.<br />
<br />
'''Attack''': The authors used the expectation over transformation attack to get useful gradients out of the model. With their attack they were able to reduce the accuracy of this method down to 0% on CIFAR-10.<br />
<br />
==== Mitigation Through Randomization, [Xie, 2018] ====<br />
'''Defense''': [Xie, 2018] Add a randomization layer to their model to help defend against adversarial attacks. For an input image of size [299,299], first the image is randomly re-scaled to <math>r \in [299,331]</math>. Next the image is zero-padded to fix the dimension of the modified input. This modified input is then fed into a regular classifier. The authors claim that is strategy can provide an accuracy of 32.8% against ensemble attack patterns (fixed distortions, but many of them which are picked randomly). Because of the introduced randomness, the authors claim the model builds some robustness to other types of attacks as well.<br />
<br />
'''Attack''': The EOT method was used to build adversarial images to attack this model. With their attack, the authors were able to bring the accuracy of this model down to 0% using <math>L_{\infty}(\epsilon=0.031)</math> perturbations.<br />
<br />
== Vanishing and Exploding Gradients ==<br />
<br />
==== Pixel Defend, [Song, 2018] ====<br />
'''Defense''': [Song, 2018] argues that adversarial images lie in low probability regions of the data manifold. Therefore, one way to handle adversarial attacks is to project them back into the high probability regions before feeding them into a classifier. They chose to do this by using a generative model (pixelCNN) in a denoising capacity. A PixelCNN model directly estimates the conditional probability of generating an image pixel by pixel [Van den Oord, 2016],<br />
<br />
\begin{align}<br />
p(\mathbf{x}= \prod_{i=1}^{n^2} p(x_i|x_0,x_1 ....x_{i-1}))<br />
\end{align}<br />
<br />
The reason for choosing this model is the long iterative process of generation. In the backward pass, following the gradient all the way to the input would not be possible because of the vanishing/exploding gradient<br />
problem of deep networks. The proposed model was able to obtain an accuracy of 46% on CIFAR-10 images with <math>l_{\infty} (\epsilon=0.031) </math> perturbations.<br />
<br />
'''Attack''': The model was attacked using the BPDA technique where back-propagating though the pixelCNN was replaced with an identity function. With this apporach, the authors were able to bring down the accuracy to 9% under the same kind of perturbations.<br />
<br />
==== Defense-GAN, [Samangouei, 2018] ====<br />
<br />
Before classifying the samples, Defense-GAN projects them onto the data manifold utilizing GAN. The intuition behind this approach is almost similar to that of PixelDefend. It uses GAN instead of pixel CNN.<br />
<br />
= Conclusion =<br />
In this paper, it was found that gradient masking is a common flaw in many defenses claiming robustness against white box adversarial attacks. This leads to a perceived robustness against adversarial attacks, when in reality it results in weaker adversarial image construction. The authors develop three attacks that can overcome gradient masking. With their attacks, they found that actual robustness of 7 out of the 9 defenses proposed in ICLR-2018, is significantly lower. In fact, many defenses were found to be complete ineffective.<br />
<br />
Some future work that can come out of this paper includes avoiding relying on obfuscated gradients for perceived robustness and use the evaluation approach to detect when the attach occurs. Early categorization of attacks using some supervised techniques can also help in critical evaluation of incoming data.<br />
<br />
= Critique =<br />
# The third attack method, reparameterization of the input distortion search space was presented very briefly and at a very high level. Moreover, the one defense proposal they chose to use it against, [Samangouei, 2018] prove to be resilient against the attack. The authors had to resort to one of their other methods to circumvent the defense.<br />
# The BPDA and reparameterization attacks require intrinsic knowledge of the networks. This information is not likely to be available to external users of a network. Most likely, the use-case for these attacks will be in-house to develop more robust networks. This also means that it is still possible to guard against adversarial attack using gradient masking techniques, provided the details of the network are kept secret. <br />
## A notable exception to this case could be applications that are built using open-source (or even published) models that are paired with model-agnostic defense mechanisms. For example, A ResNet-50 using the model-agnostic 'input transformations' technique by [Guo, 2018] may be used in many different image classification tasks, but could still be successfully attacked using BPDA. <br />
# The BPDA algorithm requires replacing a non-linear part of the model with a differentiable approximation. Since different networks are likely to use different transformations, this technique is not plug-and-play. For each network, the attack needs to be manually constructed.<br />
<br />
<br />
= Other Sources =<br />
# Their re-implementation of each of the defenses and implementations of the attacks are available [https://github.com/anishathalye/obfuscated-gradients here].<br />
<br />
= References =<br />
#'''[Madry, 2018]''' Madry, A., Makelov, A., Schmidt, L., Tsipras, D. and Vladu, A., 2017. Towards deep learning models resistant to adversarial attacks. arXiv preprint arXiv:1706.06083.<br />
#'''[Buckman, 2018]''' Buckman, J., Roy, A., Raffel, C. and Goodfellow, I., 2018. Thermometer encoding: One hot way to resist adversarial examples.<br />
#'''[Guo, 2018]''' Guo, C., Rana, M., Cisse, M. and van der Maaten, L., 2017. Countering adversarial images using input transformations. arXiv preprint arXiv:1711.00117.<br />
#'''[Xie, 2018]''' Xie, C., Wang, J., Zhang, Z., Ren, Z. and Yuille, A., 2017. Mitigating adversarial effects through randomization. arXiv preprint arXiv:1711.01991.<br />
#'''[song, 2018]''' Song, Y., Kim, T., Nowozin, S., Ermon, S. and Kushman, N., 2017. Pixeldefend: Leveraging generative models to understand and defend against adversarial examples. arXiv preprint arXiv:1710.10766.<br />
#'''[Szegedy, 2013]''' Szegedy, C., Zaremba, W., Sutskever, I., Bruna, J., Erhan, D., Goodfellow, I. and Fergus, R., 2013. Intriguing properties of neural networks. arXiv preprint arXiv:1312.6199.<br />
#'''[Samangouei, 2018]''' Samangouei, P., Kabkab, M. and Chellappa, R., 2018. Defense-GAN: Protecting classifiers against adversarial attacks using generative models. arXiv preprint arXiv:1805.06605.<br />
#'''[van den Oord, 2016]''' van den Oord, A., Kalchbrenner, N., Espeholt, L., Vinyals, O. and Graves, A., 2016. Conditional image generation with pixelcnn decoders. In Advances in Neural Information Processing Systems (pp. 4790-4798).<br />
#'''[Athalye, 2017]''' Athalye, A. and Sutskever, I., 2017. Synthesizing robust adversarial examples. arXiv preprint arXiv:1707.07397.<br />
#'''[Ma, 2018]''' Ma, Xingjun, Bo Li, Yisen Wang, Sarah M. Erfani, Sudanthi Wijewickrema, Michael E. Houle, Grant Schoenebeck, Dawn Song, and James Bailey. "Characterizing adversarial subspaces using local intrinsic dimensionality." arXiv preprint arXiv:1801.02613 (2018).<br />
# '''[Na, 2018]''' Na, T., Ko, J.H. and Mukhopadhyay, S., 2017. Cascade Adversarial Machine Learning Regularized with a Unified Embedding. arXiv preprint arXiv:1708.02582.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Obfuscated_Gradients_Give_a_False_Sense_of_Security_Circumventing_Defenses_to_Adversarial_Examples&diff=40263Obfuscated Gradients Give a False Sense of Security Circumventing Defenses to Adversarial Examples2018-11-20T04:36:35Z<p>X46peng: /* Introduction */</p>
<hr />
<div>= Introduction =<br />
Over the past few years, neural network models have been the source of major breakthroughs in a variety of computer vision problems. However, these networks have been shown to be susceptible to adversarial attacks. In these attacks, small humanly-imperceptible changes are made to images (that are originally correctly classified) which causes these models to misclassify with high confidence. These attacks pose a major threat that needs to be addressed before these systems can be deployed on a large scale, especially in safety-critical scenarios. <br />
<br />
The seriousness of this threat has generated major interest in both the design and defense against them. Recently, many new defenses have been proposed that claim robustness against iterative white-box adversarial attacks. This result is some what surprising, given that iterative white-box attacks are one of the most difficult class of adversarial attacks. In this paper, the authors identify a common flaw, masked gradients, in many of these defenses that causes them to ''perceive'' a high accuracy on adversarial images. This flaw is so prevalent, that 7 out of the 9 defenses proposed in the ICLR 2018 conference were found to contain them. The authors develop three attacks, specifically targeting masked gradients, and show that the actual accuracy of these defenses is much lower that claimed. In fact, the majority of these attacks were found to be ineffective against true iterative white box attacks.<br />
<br />
= Methodology =<br />
<br />
The paper assumes a lot of familiarity with adversarial attack literature. The section below briefly explains some key concepts.<br />
<br />
== Background ==<br />
<br />
==== Adversarial Images Mathematically ====<br />
Given an image <math>x</math> and a classifier <math>f(x)</math>, an adversarial image <math>x'</math> satisfies two properties:<br />
# <math>D(x,x') < \epsilon </math><br />
# <math>c(x') \neq c^*(x) </math><br />
<br />
Where <math>D</math> is some distance metric, <math>\epsilon </math> is a small constant, <math>c(x')</math> is the output ''class'' predicted by the model, and <math>c^*(x)</math> is the true class for input x. In words, the adversarial image is a small distance from the original image, but the classifier classifies it incorrectly.<br />
<br />
==== Adversarial Attacks Terminology ====<br />
#Adversarial attacks can be either '''black''' or '''white-box'''. In black box attacks, the attacker has access to the network output only, while white-box attackers have full access to the network, including its gradients, architecture and weights. This makes white-box attackers much more powerful. Given access to gradients, white-box attacks use back propagation to modify inputs (as opposed to the weights) with respect to the loss function.<br />
#In '''untargeted''' attacks, the objective is to ''maximize'' the loss of the true class, <math>x'=x \mathbf{+} \lambda(sign(\nabla_xL(x,c^*(x))))</math>. While in '''targeted''' attacks, the objective is to ''minimize'' loss for a target class <math>c^t(x)</math> that is different from the true class, <math>x'=x \mathbf{-} \epsilon(sign(\nabla_xL(x,c^t(x))))</math>. Here, <math>\nabla_xL()</math> is the gradient of the loss function with respect to the input, <math>\lambda</math> is a small gradient step and <math>sign()</math> is the sign of the gradient.<br />
# An attacker may be allowed to use a single step of back-propagation ('''single step''') or multiple ('''iterative''') steps. Iterative attackers can generate more powerful adversarial images. Typically, to bound iterative attackers a distance measure is used.<br />
<br />
In this paper the authors focus on the more difficult attacks; white-box iterative targeted and untargeted attacks.<br />
<br />
== Obfuscated Gradients ==<br />
If gradients are masked, they cannot be followed to generate adversarial images. A defense method may appear to be providing robustness, but in reality the gradients in the network cannot be followed to generate strong adversarial images. Generated adversarial images from these networks are much weaker and when used to evaluate the model robustness five a false sense of security against adversarial attacks. In the defenses proposed in ICLR 2018, three types of masked gradients were found: <br />
<br />
# '''Shattered gradients''': Non-differentiable operations are introduced into the model, causing a gradient to be nonexistent or incorrect. Introduced by using operations where following the gradient doesn't maximize classification loss globally. <br />
# '''Stochastic gradients''': A stochastic process is added into the model at test time, causing the gradients to become randomized. Introduced by either randomly transforming inputs before feeding to the classifier, or randomly permuting the network itself. <br />
# '''Vanishing Gradients ''': Very deep neural networks or those with recurrent connections are used. Because of the vanishing or exploding gradient problem common in these deep networks, effective gradients at the input are small and not very useful. Introduced by using multiple iterations of neural network evaluation, where the output of one network is fed as the input to the next.<br />
<br />
== The Attacks ==<br />
To circumvent these gradient masking techniques, the authors propose:<br />
# '''Backward Pass Differentiable Approximation (BPDA)''': For defenses that introduce non-differentiable components, the authors replace it with an approximate function that is differentiable on the backward pass. In a white-box setting, the attacker has full access to any added non-linear transformation and can find its approximation. <br />
# '''Expectation over Transformation [Athalye, 2017]''': For defenses that add some form of test time randomness, the authors propose to use expectation over transformation technique in the backward pass. Rather than moving along the gradient every step, several gradients are sampled and the step is taken in the average direction. This can help with any stochastic misdirection from individual gradients. The technique is similar to using mini-batch gradient descent but applied in the construction of adversarial images.<br />
# '''Re-parameterize the exploration space''': For very deep networks that rely on vanishing or exploding gradients, the authors propose to re-parameterize and search over the range where the gradient does not explode/vanish.<br />
<br />
= Main Results =<br />
[[File:Summary_Table.png|600px|center]]<br />
<br />
The table above summarizes the results of their attacks. Attacks are mounted on the same dataset each defense targeted. If multiple datasets were used, attacks were performed on the largest one. Two different distance metrics (<math>\ell_{\infty}</math> and <math>\ell_{2}</math>) were used in the construction of adversarial images. Distance metrics specify how much an adversarial image can vary from an original image. For <math>\ell_{\infty}</math> adversarial images, each pixel is allowed to vary by a maximum amount. For example, <math>\ell_{\infty}=0.031</math> specifies that each pixel can vary by <math>256*0.031=8</math> from its original value. <math>\ell_{2}</math> distances specify the magnitude of the total distortion allowed over all pixels. For MNIST and CIFAR-10, untargeted adversarial images were constructed using the entire test set, while for Imagenet, 1000 test images were randomly selected and used to generate targeted adversarial images. <br />
<br />
Standard models were used in evaluating the accuracy of defense strategies under the attacks,<br />
# MNIST: 5-layer Convolutional Neural Network (99.3% top-1 accuracy)<br />
# CIFAR-10: Wide-Resnet (95.0% top-1 accuracy)<br />
# Imagenet: InceptionV3 (78.0% top-1 accuracy)<br />
<br />
The last column shows the accuracies each defense method achieved over the adversarial test set. Except for [Madry, 2018], all defense methods could only achieve an accuracy of <10%. Furthermore, the accuracy of most methods was 0%. The results of [Samangoui,2018] (double asterisk), show that their approach was not as successful. The authors claim that is is a result of implementation imperfections but theoretically the defense can be circumvented using their proposed method.<br />
<br />
==== The defense that worked - Adversarial Training [Madary, 2018] ====<br />
<br />
As a defense mechanism, [Madry, 2018] proposes training the neural networks with adversarial images. Although this approach is previously known [Szegedy, 2013] in their formulation, the problem is setup in a more systematic way using a min-max formulation:<br />
\begin{align}<br />
\theta^* = \arg \underset{\theta} \min \mathop{\mathbb{E_x}} \bigg{[} \underset{\delta \in [-\epsilon,\epsilon]}\max L(x+\delta,y;\theta)\bigg{]} <br />
\end{align}<br />
<br />
where <math>\theta</math> is the parameter of the model, <math>\theta^*</math> is the optimal set of parameters and <math>\delta</math> is a small perturbation to the input image <math>x</math> and is bounded by <math>[-\epsilon,\epsilon]</math>. <br />
<br />
Training proceeds in the following way. For each clean input image, a distorted version of the image is found by maximizing the inner maximization problem for a fixed number of iterations. Gradient steps are constrained to fall within the allowed range (projected gradient descent). Next, the classification problem is solved by minimizing the outer minimization problem.<br />
<br />
This approach was shown to provide resilience to all types of adversarial attacks.<br />
<br />
==== How to check for Obfuscated Gradients ====<br />
For future defense proposals, it is recommended to avoid using masked gradients. To assist with this, the authors propose a set of conditions that can help identify if a defense is relying on masked gradients:<br />
# If weaker one-step attacks are performing better than iterative attacks.<br />
# Black-box attacks can find stronger adversarial images compared with white-box attacks.<br />
# Unbounded iterative attacks do not reach 100% success.<br />
# If random brute force attempts are better than gradient based methods at finding adversarial images.<br />
<br />
= Detailed Results =<br />
<br />
== Non-obfuscated Gradients ==<br />
<br />
==== Cascade Adversarial Training, [Na, 2018] ====<br />
'''Defense''': Similar to the method of [Madry, 2018], the authors of [Na, 2018] propose adversarial training. The main difference is that instead of using iterative methods to generate adversarial examples at each mini-batch, a separate model is first trained and used to generate adversarial images. These adversarial images are used to augment the train set of another model.<br />
<br />
'''Attack''': The authors found that this technique does not use obfuscated gradients. They were not able to reduce the performance of this method. However, they point out that the claimed accuracy is much lower (%15) compared with [Madry, 2018] under the same perturbation setting.<br />
<br />
== Gradient Shattering ==<br />
<br />
==== Thermometer Coding, [Buckman, 2018] ====<br />
'''Defense''': Inspired by the observation that neural networks learn linear boundaries between classes [Goodfellow, 2014] , [Buckman, 2018] sought to break this linearity by explicitly adding a highly non-linear transform at the input of their model. The non-linear transformation they chose was quantizing inputs to binary vectors. The quantization performed was termed thermometer encoding,<br />
<br />
Given an image, for each pixel value <math>x_{i,j,c}</math>, if an <math>l</math> dimensional thermometer code, the <math>kth</math> bit is given by:<br />
\begin{align}<br />
\tau(x_{i,j,c})_k = \bigg{\{}\begin{array}{ll}<br />
1 \space if \thinspace x_{i,j,c} >k/l \\<br />
0 \space otherwise \\<br />
\end{array}<br />
\end{align}<br />
Here it is assumed <math>x_{i,j,c} \in [0, 1] </math> and <math>i, j, c</math> are the row, column and channel index of the pixel respectively. This encoding is like one-hot encoding, except all the points (not just one) greater than the target value are set to 1. This quantization technique preserves pairwise ordering between pixels.<br />
<br />
On CIFAR-10, the model gave 50% accuracy against <math>\ell_\infty</math> adversarial images with <math>\epsilon=0.031</math> attacks.<br />
<br />
'''Attack''': The authors attack this model using there BPDA approach. Given the non-linear transformation performed in the forward pass, <math>\tau(x)</math>, they develop a differentiable counterpart,<br />
\begin{align}<br />
\hat{\tau}(x_{i,j,c})_k = \min ( \max (x_{i,j,c} - \frac{k}{l}), 1 )<br />
\end{align}<br />
and use it in place of <math>\tau(x)</math> on the backward pass. With their modifications they were able to bring the accuracy of the model down to 0%.<br />
<br />
==== Input Transformation, [Guo, 2018] ====<br />
'''Defense''':[Gou, 2018] investigated the effect of including different input transformation on the robustness to adversarial images. In particular, they found two techniques provided the greatest resistance: total variance minimization and image quilting. Total variance minimization is a technique that removes high frequency noise while preserving legitimate edges (good high frequency components). In image quilting, a large database of image patches from clean images is collected. At test time, input patches, that contain a lot of noise, are replaced with similar but clean patches from the data base.<br />
<br />
Both techniques, removed perturbations from adversarial images which provides some robustness to adversarial attacks. The best model achieved 60% accuracy on adversarial images with <math>l_{2}=0.05</math> perturbations. However, both approaches are non-differentiable and contain test time randomness as the modifications made are input dependent. Gradient flow to the input is non-differentiable and random.<br />
<br />
'''Attack''': The authors used the BPDA attack where the input transformations were replaced by an identity function. They were able to bring the accuracy of the model down to 0% under the same type of adversarial attacks.<br />
<br />
==== Local Intrinsic Dimensionality, [Ma, 2018] ====<br />
'''Defense''' Local intrinsic dimensionality (LID) is a distance-based metric that measures the similarity between points in a high dimensional space. Given a set of points, let the distance between sample <math>x</math> and its <math>ith</math> neighbor be <math>r_i(x)</math>, then the LID under the choose distance metric is given by,<br />
<br />
\begin{align}<br />
LID(x) = - \bigg{(} \frac{1}{k}\sum^k_{i=1}log \frac{r_i(x)}{r_k(x)} \bigg{)}^{-1}<br />
\end{align}<br />
where k is the number of nearest neighbors considered, <math>r_k(x)</math> is the maximum distance to any of the neighbors in the set k. <br />
<br />
First, <math>L_2</math> distances for all training and adversarial images. Next, the LID scores for each train and adversarial images were calculated. It was found that LID scores for adversarial images were significantly larger than those of clean images. Base on these results, the a separate classifier was created that can be used to detect adversarial inputs. [Ma, 2018] claim that this is not a defense method, but a method to study the properties of adversarial images.<br />
<br />
'''Attack''': Instead of attacking this method, the authors show that this method is not able to detect, and is therefore venerable to, attacks of the [Carlini and Wagner, 2017a] variety.<br />
<br />
== Stochastic Gradients ==<br />
<br />
==== Stochastic Activation Pruning, [Dhillon, 2018] ====<br />
'''Defense''': [Dhillon, 2018] use test time randomness in their model to guard against adversarial attacks. Because adversarial perturbations are noise like, randomly dropping activation can decrease their collective impact on the classifier. Within a layer, the activities of component nodes are randomly dropped with a probability proportional to its absolute value. The rest of the activation are scaled up to preserve accuracies. This is akin to test time drop-out. This technique was found to drop accuracy slightly on clean images, but improved performance on adversarial images.<br />
<br />
'''Attack''': The authors used the expectation over transformation attack to get useful gradients out of the model. With their attack they were able to reduce the accuracy of this method down to 0% on CIFAR-10.<br />
<br />
==== Mitigation Through Randomization, [Xie, 2018] ====<br />
'''Defense''': [Xie, 2018] Add a randomization layer to their model to help defend against adversarial attacks. For an input image of size [299,299], first the image is randomly re-scaled to <math>r \in [299,331]</math>. Next the image is zero-padded to fix the dimension of the modified input. This modified input is then fed into a regular classifier. The authors claim that is strategy can provide an accuracy of 32.8% against ensemble attack patterns (fixed distortions, but many of them which are picked randomly). Because of the introduced randomness, the authors claim the model builds some robustness to other types of attacks as well.<br />
<br />
'''Attack''': The EOT method was used to build adversarial images to attack this model. With their attack, the authors were able to bring the accuracy of this model down to 0% using <math>L_{\infty}(\epsilon=0.031)</math> perturbations.<br />
<br />
== Vanishing and Exploding Gradients ==<br />
<br />
==== Pixel Defend, [Song, 2018] ====<br />
'''Defense''': [Song, 2018] argues that adversarial images lie in low probability regions of the data manifold. Therefore, one way to handle adversarial attacks is to project them back into the high probability regions before feeding them into a classifier. They chose to do this by using a generative model (pixelCNN) in a denoising capacity. A PixelCNN model directly estimates the conditional probability of generating an image pixel by pixel [Van den Oord, 2016],<br />
<br />
\begin{align}<br />
p(\mathbf{x}= \prod_{i=1}^{n^2} p(x_i|x_0,x_1 ....x_{i-1}))<br />
\end{align}<br />
<br />
The reason for choosing this model is the long iterative process of generation. In the backward pass, following the gradient all the way to the input would not be possible because of the vanishing/exploding gradient<br />
problem of deep networks. The proposed model was able to obtain an accuracy of 46% on CIFAR-10 images with <math>l_{\infty} (\epsilon=0.031) </math> perturbations.<br />
<br />
'''Attack''': The model was attacked using the BPDA technique where back-propagating though the pixelCNN was replaced with an identity function. With this apporach, the authors were able to bring down the accuracy to 9% under the same kind of perturbations.<br />
<br />
==== Defense-GAN, [Samangouei, 2018] ====<br />
<br />
Before classifying the samples, Defense-GAN projects them onto the data manifold utilizing GAN. The intuition behind this approach is almost similar to that of PixelDefend. It uses GAN instead of pixel CNN.<br />
<br />
= Conclusion =<br />
In this paper, it was found that gradient masking is a common flaw in many defenses claiming robustness against white box adversarial attacks. This leads to a perceived robustness against adversarial attacks, when in reality it results in weaker adversarial image construction. The authors develop three attacks that can overcome gradient masking. With their attacks, they found that actual robustness of 7 out of the 9 defenses proposed in ICLR-2018, is significantly lower. In fact, many defenses were found to be complete ineffective.<br />
<br />
Some future work that can come out of this paper includes avoiding relying on obfuscated gradients for perceived robustness and use the evaluation approach to detect when the attach occurs. Early categorization of attacks using some supervised techniques can also help in critical evaluation of incoming data.<br />
<br />
= Critique =<br />
# The third attack method, reparameterization of the input distortion search space was presented very briefly and at a very high level. Moreover, the one defense proposal they chose to use it against, [Samangouei, 2018] prove to be resilient against the attack. The authors had to resort to one of their other methods to circumvent the defense.<br />
# The BPDA and reparameterization attacks require intrinsic knowledge of the networks. This information is not likely to be available to external users of a network. Most likely, the use-case for these attacks will be in-house to develop more robust networks. This also means that it is still possible to guard against adversarial attack using gradient masking techniques, provided the details of the network are kept secret. <br />
## A notable exception to this case could be applications that are built using open-source (or even published) models that are paired with model-agnostic defense mechanisms. For example, A ResNet-50 using the model-agnostic 'input transformations' technique by [Guo, 2018] may be used in many different image classification tasks, but could still be successfully attacked using BPDA. <br />
# The BPDA algorithm requires replacing a non-linear part of the model with a differentiable approximation. Since different networks are likely to use different transformations, this technique is not plug-and-play. For each network, the attack needs to be manually constructed.<br />
<br />
<br />
= Other Sources =<br />
# Their re-implementation of each of the defenses and implementations of the attacks are available [https://github.com/anishathalye/obfuscated-gradients here].<br />
<br />
= References =<br />
#'''[Madry, 2018]''' Madry, A., Makelov, A., Schmidt, L., Tsipras, D. and Vladu, A., 2017. Towards deep learning models resistant to adversarial attacks. arXiv preprint arXiv:1706.06083.<br />
#'''[Buckman, 2018]''' Buckman, J., Roy, A., Raffel, C. and Goodfellow, I., 2018. Thermometer encoding: One hot way to resist adversarial examples.<br />
#'''[Guo, 2018]''' Guo, C., Rana, M., Cisse, M. and van der Maaten, L., 2017. Countering adversarial images using input transformations. arXiv preprint arXiv:1711.00117.<br />
#'''[Xie, 2018]''' Xie, C., Wang, J., Zhang, Z., Ren, Z. and Yuille, A., 2017. Mitigating adversarial effects through randomization. arXiv preprint arXiv:1711.01991.<br />
#'''[song, 2018]''' Song, Y., Kim, T., Nowozin, S., Ermon, S. and Kushman, N., 2017. Pixeldefend: Leveraging generative models to understand and defend against adversarial examples. arXiv preprint arXiv:1710.10766.<br />
#'''[Szegedy, 2013]''' Szegedy, C., Zaremba, W., Sutskever, I., Bruna, J., Erhan, D., Goodfellow, I. and Fergus, R., 2013. Intriguing properties of neural networks. arXiv preprint arXiv:1312.6199.<br />
#'''[Samangouei, 2018]''' Samangouei, P., Kabkab, M. and Chellappa, R., 2018. Defense-GAN: Protecting classifiers against adversarial attacks using generative models. arXiv preprint arXiv:1805.06605.<br />
#'''[van den Oord, 2016]''' van den Oord, A., Kalchbrenner, N., Espeholt, L., Vinyals, O. and Graves, A., 2016. Conditional image generation with pixelcnn decoders. In Advances in Neural Information Processing Systems (pp. 4790-4798).<br />
#'''[Athalye, 2017]''' Athalye, A. and Sutskever, I., 2017. Synthesizing robust adversarial examples. arXiv preprint arXiv:1707.07397.<br />
#'''[Ma, 2018]''' Ma, Xingjun, Bo Li, Yisen Wang, Sarah M. Erfani, Sudanthi Wijewickrema, Michael E. Houle, Grant Schoenebeck, Dawn Song, and James Bailey. "Characterizing adversarial subspaces using local intrinsic dimensionality." arXiv preprint arXiv:1801.02613 (2018).<br />
# '''[Na, 2018]''' Na, T., Ko, J.H. and Mukhopadhyay, S., 2017. Cascade Adversarial Machine Learning Regularized with a Unified Embedding. arXiv preprint arXiv:1708.02582.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations&diff=40253Countering Adversarial Images Using Input Transformations2018-11-20T04:30:47Z<p>X46peng: /* Discussion/Conclusions */</p>
<hr />
<div>The code for this paper is available here[https://github.com/facebookresearch/adversarial_image_defenses]<br />
<br />
==Motivation ==<br />
As the use of machine intelligence has increased, robustness has become a critical feature to guarantee the reliability of deployed machine-learning systems. However, recent research has shown that existing models are not robust to small, adversarially designed perturbations of the input. Adversarial examples are inputs to Machine Learning models so that an attacker has intentionally designed to cause the model to make a mistake. Adversarially perturbed examples have been deployed to attack image classification services (Liu et al., 2016)[11], speech recognition systems (Cisse et al., 2017a)[12], and robot vision (Melis et al., 2017)[13]. The existence of these adversarial examples has motivated proposals for approaches that increase the robustness of learning systems to such examples. In the example below (Goodfellow et. al) [17], a small perturbation is applied to the original image of a panda, changing the prediction to a gibbon.<br />
<br />
[[File:Panda.png|center]]<br />
<br />
==Introduction==<br />
The paper studies strategies that defend against adversarial-example attacks on image-classification systems by transforming the images before feeding them to a Convolutional Network Classifier. <br />
Generally, defenses against adversarial examples fall into two main categories:<br />
<br />
# Model-Specific – They enforce model properties such as smoothness and in-variance via the learning algorithm. <br />
# Model-Agnostic – They try to remove adversarial perturbations from the input. <br />
<br />
Model-specific defense strategies make strong assumptions about expected adversarial attacks. As a result, they violate the Kerchkoffs principle, which states that adversaries can circumvent model-specific defenses by simply changing how an attack is executed. This paper focuses on increasing the effectiveness of Model Agnostic defense strategies. Specifically, they investigated the following image transformations as a means for protecting against adversarial images:<br />
<br />
# Image Cropping and Re-scaling (Graese et al, 2016). <br />
# Bit Depth Reduction (Xu et. al, 2017) <br />
# JPEG Compression (Dziugaite et al, 2016) <br />
# Total Variance Minimization (Rudin et al, 1992) <br />
# Image Quilting (Efros & Freeman, 2001). <br />
<br />
These image transformations have been studied against Adversarial attacks such as the fast gradient sign method (Goodfelow et. al., 2015), its iterative extension (Kurakin et al., 2016a), Deepfool (Moosavi-Dezfooli et al., 2016), and the Carlini & Wagner (2017) <math>L_2</math>attack. <br />
<br />
From their experiments, the strongest defenses are based on Total Variance Minimization and Image Quilting. These defenses are non-differentiable and inherently random which makes it difficult for an adversary to get around them.<br />
<br />
==Previous Work==<br />
Recently, a lot of research has focused on countering adversarial threats. Wang et al [4], proposed a new adversary resistant technique that obstructs attackers from constructing impactful adversarial images. This is done by randomly nullifying features within images. Tramer et al [2], showed the state-of-the-art Ensemble Adversarial Training Method, which augments the training process but not only included adversarial images constructed from their model but also including adversarial images generated from an ensemble of other models. Their method implemented on an Inception V2 classifier finished 1st among 70 submissions of NIPS 2017 competition on Defenses against Adversarial Attacks. Graese, et al. [3], showed how input transformation such as shifting, blurring and noise can render the majority of the adversarial examples as non-adversarial. Xu et al.[5] demonstrated, how feature squeezing methods, such as reducing the color bit depth of each pixel and spatial smoothing, defends against attacks. Dziugaite et al [6], studied the effect of JPG compression on adversarial images.<br />
<br />
==Terminology==<br />
<br />
'''Gray Box Attack''' : Model Architecture and parameters are Public<br />
<br />
'''Black Box Attack''': Adversary does not have access to the model.<br />
<br />
'''Non Targeted Adversarial Attack''': The goal of the attack is to modify a source image in a way such that the image will be classified incorrectly by the network.<br />
<br />
'''Targeted Adversarial Attack''': The goal of the attack is to modify a source image in way such that image will be classified as a ''target'' class by the network.<br />
<br />
'''Defense''': A defense is a strategy that aims make the prediction on an adversarial example h(x') equal to the prediction on the corresponding clean example h(x).<br />
<br />
== Problem Definition ==<br />
The paper discusses non-targeted adversarial attacks for image recognition systems. Given image space <math>\mathcal{X} = [0,1]^{H \times W \times C}</math>, a source image <math>x \in \mathcal{X}</math>, and a classifier <math>h(.)</math>, a non-targeted adversarial example of <math>x</math> is a perturbed image <math>x'</math>, such that <math>h(x) \neq h(x')</math> and <math>d(x, x') \leq \rho</math> for some dissimilarity function <math>d(·, ·)</math> and <math>\rho \geq 0</math>. In the best case scenario, <math>d(·, ·)</math> measures the perceptual difference between the original image <math>x</math> and the perturbed image <math>x'</math>, but usually, Euclidean distance (<math>||x - x'||_2</math>) or the Chebyshov distance (<math>||x - x'||_{\infty}</math>) are used.<br />
<br />
From a set of N clean images <math>[{x_{1}, …, x_{n}}]</math>, an adversarial attack aims to generate <math>[{x'_{1}, …, x'_{n}}]</math> images, such that (<math>x'_{n}</math>) is an adversary of (<math>x_{n}</math>).<br />
<br />
The success rate of an attack is given as: <br />
<br />
[[File:Attack.PNG|200px |]],<br />
<br />
which is the proportions of predictions that were altered by an attack.<br />
<br />
The success rate is generally measured as a function of the magnitude of perturbations performed by the attack. In this paper, L2 perturbations are used and are quantified using the normalized L2-dissimilarity metric:<br />
<math> \frac{1}{N} \sum_{n=1}^N{\frac{\vert \vert x_n - x'_n \vert \vert_2}{\vert \vert x_n \vert \vert_2}} </math><br />
<br />
A strong adversarial attack has a high rate, while its normalized L2-dissimilarity given by the above equation is less.<br />
<br />
==Adversarial Attacks==<br />
<br />
For the experimental purposes, below 4 attacks have been studied in the paper:<br />
<br />
1. '''Fast Gradient Sign Method (FGSM; Goodfellow et al. (2015)) [17]''': Given a source input <math>x</math>, and true label <math>y</math>, and let <math>l(.,.)</math> be the differentiable loss function used to train the classifier <math>h(.)</math>. Then the corresponding adversarial example is given by:<br />
<br />
<math>x' = x + \epsilon \cdot sign(\nabla_x l(x, y))</math><br />
<br />
for some <math>\epsilon \gt 0</math> which controls the perturbation magnitude.<br />
<br />
2. '''Iterative FGSM ((I-FGSM; Kurakin et al. (2016b)) [14]''': iteratively applies the FGSM update, where M is the number of iterations. It is given as:<br />
<br />
<math>x^{(m)} = x^{(m-1)} + \epsilon \cdot sign(\nabla_{x^{m-1}} l(x^{m-1}, y))</math><br />
<br />
where <math>m = 1,...,M; x^{(0)} = x;</math> and <math>x' = x^{(M)}</math>. M is set such that <math>h(x) \neq h(x')</math>.<br />
<br />
Both FGSM and I-FGSM work by minimizing the Chebyshov distance between the inputs and the generated adversarial examples.<br />
<br />
3. '''DeepFool ((Moosavi-Dezfooliet al., 2016) [15]''': projects x onto a linearization of the decision boundary defined by binary classifier h(.) for M iterations. This can be particularly effictive when a network uses ReLU activation functions. It is given as:<br />
<br />
[[File:DeepFool.PNG|400px |]]<br />
<br />
4. '''Carlini-Wagner's L2 attack (CW-L2; Carlini & Wagner (2017)) [16]''': propose an optimization-based attack that combines a differentiable surrogate for the model’s classification accuracy with an L2-penalty term which encourages the adversary image to be close to the original image. Let <math>Z(x)</math> be the operation that computes the logit vector (i.e., the output before the softmax layer) for an input <math>x</math>, and <math>Z(x)_k</math> be the logit value corresponding to class <math>k</math>. The untargeted variant<br />
of CW-L2 finds a solution to the unconstrained optimization problem. It is given as:<br />
<br />
[[File:Carlini.PNG|500px |]]<br />
<br />
As mentioned earlier, the first two attacks minimize the Chebyshov distance whereas the last two attacks minimize the Euclidean distance between the inputs and the adversarial examples.<br />
<br />
All the methods described above maintain <math>x' \in \mathcal{X}</math> by performing value clipping. <br />
<br />
Below figure shows adversarial images and corresponding perturbations at five levels of normalized L2-dissimilarity for all four attacks, mentioned above.<br />
<br />
[[File:Strength.PNG|thumb|center| 600px |Figure 1: Adversarial images and corresponding perturbations at five levels of normalized L2- dissimilarity for all four attacks.]]<br />
<br />
==Defenses==<br />
Defense is a strategy that aims to make the prediction on an adversarial example equal to the prediction on the corresponding clean example, and the particular structure of adversarial perturbations <math> x-x' </math> have been shown in Figure 1.<br />
Five image transformations that alter the structure of these perturbations have been studied:<br />
# Image Cropping and Re-scaling, <br />
# Bit Depth Reduction, <br />
# JPEG Compression, <br />
# Total Variance Minimization, <br />
# Image Quilting.<br />
<br />
'''Image cropping and Rescaling''' has the effect of altering the spatial positioning of the adversarial perturbation. In this study, images are cropped and re-scaled during training time as part of data-augmentation. At test time, the predictions of randomly cropped are averaged.<br />
<br />
'''Bit Depth Reduction (Xu et. al) [5]''' performs a simple type of quantization that can remove small (adversarial) variations in pixel values from an image. Images are reduced to 3 bits in the experiment.<br />
<br />
'''JPEG Compression and Decompression (Dziugaite etal., 2016)''' removes small perturbations by performing simple quantization. The authors use a quality level of 75/100 in their experiments<br />
<br />
'''Total Variance Minimization (Rudin et. al) [9]''' :<br />
This combines pixel dropout with total variance minimization. This approach randomly selects a small set of pixels, and reconstructs the “simplest” image that is consistent with the selected pixels. The reconstructed image does not contain the adversarial perturbations because these perturbations tend to be small and localized.Specifically, we first select a random set of pixels by sampling a Bernoulli random variable <math>X(i; j; k)</math> for each pixel location <math>(i; j; k)</math>;we maintain a pixel when <math>(i; j; k)</math>= 1. Next, we use total variation, minimization to constructs an image z that is similar to the (perturbed) input image x for the selected<br />
set of pixels, whilst also being “simple” in terms of total variation by solving:<br />
<br />
[[File:TV!.png|300px|]] , <br />
<br />
where <math>TV_{p}(z)</math> represents <math>L_{p}</math> total variation of '''z''' :<br />
<br />
[[File:TV2.png|500px|]]<br />
<br />
The total variation (TV) measures the amount of fine-scale variation in the image z, as a result of which TV minimization encourages removal of small (adversarial) perturbations in the image.<br />
<br />
'''Image Quilting (Efros & Freeman, 2001) [8]'''<br />
Image Quilting is a non-parametric technique that synthesizes images by piecing together small patches that are taken from a database of image patches. The algorithm places appropriate patches in the database for a predefined set of grid points and computes minimum graph cuts in all overlapping boundary regions to remove edge artifacts. Image Quilting can be used to remove adversarial perturbations by constructing a patch database that only contains patches from "clean" images ( without adversarial perturbations); the patches used to create the synthesized image are selected by finding the K nearest neighbors ( in pixel space) of the corresponding patch from the adversarial image in the patch database, and picking one of these neighbors uniformly at random. The motivation for this defense is that resulting image only contains pixels that were not modified by the adversary - the database of real patches is unlikely to contain the structures that appear in adversarial images.<br />
<br />
=Experiments=<br />
<br />
Five experiments were performed to test the efficacy of defenses. The first four experiments consider gray and black box attacks, while the final experiment compares the authors' defenses with prior work.<br />
<br />
'''Set up:'''<br />
Experiments are performed on the ImageNet image classification dataset. The dataset comprises 1.2 million training images and 50,000 test images that correspond to one of 1000 classes. The adversarial images are produced by attacking a ResNet-50 model, with different kinds of attacks mentioned in Section5. The strength of an adversary is measured in terms of its normalized L2-dissimilarity. To produce the adversarial images, L2 dissimilarity for each of the attack was set as below:<br />
<br />
- FGSM. Increasing the step size <math>\epsilon</math>, increases the normalized L2-dissimilarity.<br />
<br />
- I-FGSM. We fix M=10, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- DeepFool. We fix M=5, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- CW-L2. We fix <math>k</math>=0 and <math>\lambda_{f}</math> =10, and multiply the resulting perturbation <br />
<br />
The hyperparameters of the defenses have been fixed in all the experiments. Specifically the pixel dropout probability was set to <math>p</math>=0.5 and regularization parameter of total variation minimizer <math>\lambda_{TV}</math>=0.03.<br />
<br />
Below figure shows the difference between the set up in different experiments below. The network is either trained on a) regular images or b) transformed images. The different settings are marked by 8.1, 8.2 and 8.3 <br />
[[File:models3.png]] <br />
<br />
==GrayBox- Image Transformation at Test Time== <br />
This experiment applies a transformation on adversarial images at test time before feeding them to a ResNet -50 which was trained to classify clean images. Below figure shows the results for five different transformations applied and their corresponding Top-1 accuracy. Few of the interesting observations from the plot are: All of the image transformations partly eliminate the effects of the attack, Crop ensemble gives the best accuracy around 40-60 percent, with an ensemble size of 30. The accuracy of Image Quilting Defense hardly deteriorates as the strength of the adversary increases. However, it does impact accuracy on non-adversarial examples.<br />
<br />
[[File:sFig4.png|center|600px |]]<br />
<br />
==BlackBox - Image Transformation at Training and Test Time==<br />
ResNet-50 model was trained on transformed ImageNet Training images. Before feeding the images to the network for training, standard data augmentation (from He et al) along with bit depth reduction, JPEG Compression, TV Minimization, or Image Quilting were applied on the images. The classification accuracy on the same adversarial images as in the previous case is shown Figure below. (Adversary cannot get this trained model to generate new images - Hence this is assumed as a Black Box setting!). Below figure concludes that training Convolutional Neural Networks on images that are transformed in the same way at test time, dramatically improves the effectiveness of all transformation defenses. Nearly 80 -90 % of the attacks are defended successfully, even when the L2- dissimilarity is high.<br />
<br />
<br />
[[File:sFig5.png|center|600px |]]<br />
<br />
<br />
==Blackbox - Ensembling==<br />
Four networks ResNet-50, ResNet-10, DenseNet-169, and Inception-v4 along with an ensemble of defenses were studied, as shown in Table 1. The adversarial images are produced by attacking a ResNet-50 model. The results in the table conclude that Inception-v4 performs best. This could be due to that network having a higher accuracy even in non-adversarial settings. The best ensemble of defenses achieves an accuracy of about 71% against all the other attacks. The attacks deteriorate the accuracy of the best defenses (a combination of cropping, TVM, image quilting, and model transfer) by at most 6%. Gains of 1-2% in classification accuracy could be found from ensembling different defenses, while gains of 2-3% were found from transferring attacks to different network architectures.<br />
<br />
<br />
[[File:sTab1.png|600px|thumb|center|Table 1. Top-1 classification accuracy of ensemble and model transfer defenses (columns) against four black-box attacks (rows). The four networks we use to classify images are ResNet-50 (RN50), ResNet-101 (RN101), DenseNet-169 (DN169), and Inception-v4 (Iv4). Adversarial images are generated by running attacks against the ResNet-50 model, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. Higher is better. The best defense against each attack is typeset in boldface.]]<br />
<br />
==GrayBox - Image Transformation at Training and Test Time ==<br />
In this experiment, the adversary has access to the network and the related parameters (but does not have access to the input transformations applied at test time). From the network trained in-(BlackBox: Image Transformation at Training and Test Time), novel adversarial images were generated by the four attack methods. The results show that Bit-Depth Reduction and JPEG Compression are weak defenses in such a gray box setting. In contrast, image cropping, rescaling, variation minimization, and image quilting are more robust against adversarial images in this setting.<br />
The results for this experiment are shown in below figure. Networks using these defenses classify up to 50 % of images correctly.<br />
<br />
[[File:sFig6.png|center| 600px |]]<br />
<br />
==Comparison With Ensemble Adversarial Training==<br />
The results of the experiment are compared with the state of the art ensemble adversarial training approach proposed by Tramer et al. [2]. Ensemble Training fits the parameters of a Convolutional Neural Network on adversarial examples that were generated to attack an ensemble of pre-trained models. The model release by Tramer et al [2]: an Inception-Resnet-v2, trained on adversarial examples generated by FGSM against Inception-Resnet-v2 and Inception-v3<br />
models. The results of ensemble training and the preprocessing techniques mentioned in this paper are shown in Table 2.<br />
The results show that ensemble adversarial training works better on FGSM attacks (which it uses at training time), but is outperformed by each of the transformation-based defenses all other attacks.<br />
<br />
<br />
<br />
[[File:sTab2.png|600px|thumb|center|Table 2. Top-1 classification accuracy on images perturbed using attacks against ResNet-50 models trained on input-transformed images and an Inception-v4 model trained using ensemble adversarial. Adversarial images are generated by running attacks against the models, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. The best defense against each attack is typeset in boldface.]]<br />
<br />
=Discussion/Conclusions=<br />
The paper proposed reasonable approaches to countering adversarial images. The authors evaluated Total Variance Minimization and Image Quilting and compared it with already proposed ideas like Image Cropping- Rescaling, Bit Depth Reduction, JPEG Compression, and Decompression on the challenging ImageNet dataset.<br />
Previous work by Wang et al. [10] shows that a strong input defense should be nondifferentiable and randomized. Two of the defenses - namely Total Variation Minimization and Image Quilting, both possess this property. It is also concluded that randomness is particularly important in developing strong defenses. Future work suggests applying the same techniques to other domains such as speech recognition and image segmentation. For example, in speech recognition, total variance minimization can be used to remove perturbations from waveforms and "spectrogram quilting" techniques that reconstruct a spectrogram could be developed. The proposed input-transformation defenses can also be combined with ensemble adversarial training by Tramèr et al.[2] to study new attack methods.<br />
<br />
=Critiques=<br />
1. The terminology of Black Box, White Box, and Grey Box attack is not exactly given and clear.<br />
<br />
2. White Box attacks could have been considered where the adversary has a full access to the model as well as the pre-processing techniques.<br />
<br />
3. Though the authors did a considerable work in showing the effect of four attacks on ImageNet database, much stronger attacks (Madry et al) [7], could have been evaluated.<br />
<br />
4. Authors claim that the success rate is generally measured as a function of the magnitude of perturbations, performed by the attack using the L2- dissimilarity, but the claim is not supported by any references. None of the previous work has used these metrics.<br />
<br />
=References=<br />
<br />
1. Chuan Guo , Mayank Rana & Moustapha Ciss´e & Laurens van der Maaten , Countering Adversarial Images Using Input Transformations<br />
<br />
2. Florian Tramèr, Alexey Kurakin, Nicolas Papernot, Ian Goodfellow, Dan Boneh, Patrick McDaniel, Ensemble Adversarial Training: Attacks and defenses.<br />
<br />
3. Abigail Graese, Andras Rozsa, and Terrance E. Boult. Assessing threat of adversarial examples of deep neural networks. CoRR, abs/1610.04256, 2016. <br />
<br />
4. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Adversary resistant deep neural networks with an application to malware detection. CoRR, abs/1610.01239, 2016a.<br />
<br />
5. Weilin Xu, David Evans, and Yanjun Qi. Feature squeezing: Detecting adversarial examples in deep neural networks. CoRR, abs/1704.01155, 2017. <br />
<br />
6. Gintare Karolina Dziugaite, Zoubin Ghahramani, and Daniel Roy. A study of the effect of JPG compression on adversarial images. CoRR, abs/1608.00853, 2016.<br />
<br />
7. Aleksander Madry, Aleksandar Makelov, Ludwig Schmidt, Dimitris Tsipras, Adrian Vladu .Towards Deep Learning Models Resistant to Adversarial Attacks, arXiv:1706.06083v3<br />
<br />
8. Alexei Efros and William Freeman. Image quilting for texture synthesis and transfer. In Proc. SIGGRAPH, pp. 341–346, 2001.<br />
<br />
9. Leonid Rudin, Stanley Osher, and Emad Fatemi. Nonlinear total variation based noise removal algorithms. Physica D, 60:259–268, 1992.<br />
<br />
10. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Learning adversary-resistant deep neural networks. CoRR, abs/1612.01401, 2016b.<br />
<br />
11. Yanpei Liu, Xinyun Chen, Chang Liu, and Dawn Song. Delving into transferable adversarial examples and black-box attacks. CoRR, abs/1611.02770, 2016.<br />
<br />
12. Moustapha Cisse, Yossi Adi, Natalia Neverova, and Joseph Keshet. Houdini: Fooling deep structured prediction models. CoRR, abs/1707.05373, 2017 <br />
<br />
13. Marco Melis, Ambra Demontis, Battista Biggio, Gavin Brown, Giorgio Fumera, and Fabio Roli. Is deep learning safe for robot vision? adversarial examples against the icub humanoid. CoRR,abs/1708.06939, 2017.<br />
<br />
14. Alexey Kurakin, Ian J. Goodfellow, and Samy Bengio. Adversarial examples in the physical world. CoRR, abs/1607.02533, 2016b.<br />
<br />
15. Seyed-Mohsen Moosavi-Dezfooli, Alhussein Fawzi, and Pascal Frossard. Deepfool: A simple and accurate method to fool deep neural networks. In Proc. CVPR, pp. 2574–2582, 2016.<br />
<br />
16. Nicholas Carlini and David A. Wagner. Towards evaluating the robustness of neural networks. In IEEE Symposium on Security and Privacy, pp. 39–57, 2017.<br />
<br />
17. Ian Goodfellow, Jonathon Shlens, and Christian Szegedy. Explaining and harnessing adversarial examples. In Proc. ICLR, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations&diff=40251Countering Adversarial Images Using Input Transformations2018-11-20T04:28:59Z<p>X46peng: /* Discussion/Conclusions */</p>
<hr />
<div>The code for this paper is available here[https://github.com/facebookresearch/adversarial_image_defenses]<br />
<br />
==Motivation ==<br />
As the use of machine intelligence has increased, robustness has become a critical feature to guarantee the reliability of deployed machine-learning systems. However, recent research has shown that existing models are not robust to small, adversarially designed perturbations of the input. Adversarial examples are inputs to Machine Learning models so that an attacker has intentionally designed to cause the model to make a mistake. Adversarially perturbed examples have been deployed to attack image classification services (Liu et al., 2016)[11], speech recognition systems (Cisse et al., 2017a)[12], and robot vision (Melis et al., 2017)[13]. The existence of these adversarial examples has motivated proposals for approaches that increase the robustness of learning systems to such examples. In the example below (Goodfellow et. al) [17], a small perturbation is applied to the original image of a panda, changing the prediction to a gibbon.<br />
<br />
[[File:Panda.png|center]]<br />
<br />
==Introduction==<br />
The paper studies strategies that defend against adversarial-example attacks on image-classification systems by transforming the images before feeding them to a Convolutional Network Classifier. <br />
Generally, defenses against adversarial examples fall into two main categories:<br />
<br />
# Model-Specific – They enforce model properties such as smoothness and in-variance via the learning algorithm. <br />
# Model-Agnostic – They try to remove adversarial perturbations from the input. <br />
<br />
Model-specific defense strategies make strong assumptions about expected adversarial attacks. As a result, they violate the Kerchkoffs principle, which states that adversaries can circumvent model-specific defenses by simply changing how an attack is executed. This paper focuses on increasing the effectiveness of Model Agnostic defense strategies. Specifically, they investigated the following image transformations as a means for protecting against adversarial images:<br />
<br />
# Image Cropping and Re-scaling (Graese et al, 2016). <br />
# Bit Depth Reduction (Xu et. al, 2017) <br />
# JPEG Compression (Dziugaite et al, 2016) <br />
# Total Variance Minimization (Rudin et al, 1992) <br />
# Image Quilting (Efros & Freeman, 2001). <br />
<br />
These image transformations have been studied against Adversarial attacks such as the fast gradient sign method (Goodfelow et. al., 2015), its iterative extension (Kurakin et al., 2016a), Deepfool (Moosavi-Dezfooli et al., 2016), and the Carlini & Wagner (2017) <math>L_2</math>attack. <br />
<br />
From their experiments, the strongest defenses are based on Total Variance Minimization and Image Quilting. These defenses are non-differentiable and inherently random which makes it difficult for an adversary to get around them.<br />
<br />
==Previous Work==<br />
Recently, a lot of research has focused on countering adversarial threats. Wang et al [4], proposed a new adversary resistant technique that obstructs attackers from constructing impactful adversarial images. This is done by randomly nullifying features within images. Tramer et al [2], showed the state-of-the-art Ensemble Adversarial Training Method, which augments the training process but not only included adversarial images constructed from their model but also including adversarial images generated from an ensemble of other models. Their method implemented on an Inception V2 classifier finished 1st among 70 submissions of NIPS 2017 competition on Defenses against Adversarial Attacks. Graese, et al. [3], showed how input transformation such as shifting, blurring and noise can render the majority of the adversarial examples as non-adversarial. Xu et al.[5] demonstrated, how feature squeezing methods, such as reducing the color bit depth of each pixel and spatial smoothing, defends against attacks. Dziugaite et al [6], studied the effect of JPG compression on adversarial images.<br />
<br />
==Terminology==<br />
<br />
'''Gray Box Attack''' : Model Architecture and parameters are Public<br />
<br />
'''Black Box Attack''': Adversary does not have access to the model.<br />
<br />
'''Non Targeted Adversarial Attack''': The goal of the attack is to modify a source image in a way such that the image will be classified incorrectly by the network.<br />
<br />
'''Targeted Adversarial Attack''': The goal of the attack is to modify a source image in way such that image will be classified as a ''target'' class by the network.<br />
<br />
'''Defense''': A defense is a strategy that aims make the prediction on an adversarial example h(x') equal to the prediction on the corresponding clean example h(x).<br />
<br />
== Problem Definition ==<br />
The paper discusses non-targeted adversarial attacks for image recognition systems. Given image space <math>\mathcal{X} = [0,1]^{H \times W \times C}</math>, a source image <math>x \in \mathcal{X}</math>, and a classifier <math>h(.)</math>, a non-targeted adversarial example of <math>x</math> is a perturbed image <math>x'</math>, such that <math>h(x) \neq h(x')</math> and <math>d(x, x') \leq \rho</math> for some dissimilarity function <math>d(·, ·)</math> and <math>\rho \geq 0</math>. In the best case scenario, <math>d(·, ·)</math> measures the perceptual difference between the original image <math>x</math> and the perturbed image <math>x'</math>, but usually, Euclidean distance (<math>||x - x'||_2</math>) or the Chebyshov distance (<math>||x - x'||_{\infty}</math>) are used.<br />
<br />
From a set of N clean images <math>[{x_{1}, …, x_{n}}]</math>, an adversarial attack aims to generate <math>[{x'_{1}, …, x'_{n}}]</math> images, such that (<math>x'_{n}</math>) is an adversary of (<math>x_{n}</math>).<br />
<br />
The success rate of an attack is given as: <br />
<br />
[[File:Attack.PNG|200px |]],<br />
<br />
which is the proportions of predictions that were altered by an attack.<br />
<br />
The success rate is generally measured as a function of the magnitude of perturbations performed by the attack. In this paper, L2 perturbations are used and are quantified using the normalized L2-dissimilarity metric:<br />
<math> \frac{1}{N} \sum_{n=1}^N{\frac{\vert \vert x_n - x'_n \vert \vert_2}{\vert \vert x_n \vert \vert_2}} </math><br />
<br />
A strong adversarial attack has a high rate, while its normalized L2-dissimilarity given by the above equation is less.<br />
<br />
==Adversarial Attacks==<br />
<br />
For the experimental purposes, below 4 attacks have been studied in the paper:<br />
<br />
1. '''Fast Gradient Sign Method (FGSM; Goodfellow et al. (2015)) [17]''': Given a source input <math>x</math>, and true label <math>y</math>, and let <math>l(.,.)</math> be the differentiable loss function used to train the classifier <math>h(.)</math>. Then the corresponding adversarial example is given by:<br />
<br />
<math>x' = x + \epsilon \cdot sign(\nabla_x l(x, y))</math><br />
<br />
for some <math>\epsilon \gt 0</math> which controls the perturbation magnitude.<br />
<br />
2. '''Iterative FGSM ((I-FGSM; Kurakin et al. (2016b)) [14]''': iteratively applies the FGSM update, where M is the number of iterations. It is given as:<br />
<br />
<math>x^{(m)} = x^{(m-1)} + \epsilon \cdot sign(\nabla_{x^{m-1}} l(x^{m-1}, y))</math><br />
<br />
where <math>m = 1,...,M; x^{(0)} = x;</math> and <math>x' = x^{(M)}</math>. M is set such that <math>h(x) \neq h(x')</math>.<br />
<br />
Both FGSM and I-FGSM work by minimizing the Chebyshov distance between the inputs and the generated adversarial examples.<br />
<br />
3. '''DeepFool ((Moosavi-Dezfooliet al., 2016) [15]''': projects x onto a linearization of the decision boundary defined by binary classifier h(.) for M iterations. This can be particularly effictive when a network uses ReLU activation functions. It is given as:<br />
<br />
[[File:DeepFool.PNG|400px |]]<br />
<br />
4. '''Carlini-Wagner's L2 attack (CW-L2; Carlini & Wagner (2017)) [16]''': propose an optimization-based attack that combines a differentiable surrogate for the model’s classification accuracy with an L2-penalty term which encourages the adversary image to be close to the original image. Let <math>Z(x)</math> be the operation that computes the logit vector (i.e., the output before the softmax layer) for an input <math>x</math>, and <math>Z(x)_k</math> be the logit value corresponding to class <math>k</math>. The untargeted variant<br />
of CW-L2 finds a solution to the unconstrained optimization problem. It is given as:<br />
<br />
[[File:Carlini.PNG|500px |]]<br />
<br />
As mentioned earlier, the first two attacks minimize the Chebyshov distance whereas the last two attacks minimize the Euclidean distance between the inputs and the adversarial examples.<br />
<br />
All the methods described above maintain <math>x' \in \mathcal{X}</math> by performing value clipping. <br />
<br />
Below figure shows adversarial images and corresponding perturbations at five levels of normalized L2-dissimilarity for all four attacks, mentioned above.<br />
<br />
[[File:Strength.PNG|thumb|center| 600px |Figure 1: Adversarial images and corresponding perturbations at five levels of normalized L2- dissimilarity for all four attacks.]]<br />
<br />
==Defenses==<br />
Defense is a strategy that aims to make the prediction on an adversarial example equal to the prediction on the corresponding clean example, and the particular structure of adversarial perturbations <math> x-x' </math> have been shown in Figure 1.<br />
Five image transformations that alter the structure of these perturbations have been studied:<br />
# Image Cropping and Re-scaling, <br />
# Bit Depth Reduction, <br />
# JPEG Compression, <br />
# Total Variance Minimization, <br />
# Image Quilting.<br />
<br />
'''Image cropping and Rescaling''' has the effect of altering the spatial positioning of the adversarial perturbation. In this study, images are cropped and re-scaled during training time as part of data-augmentation. At test time, the predictions of randomly cropped are averaged.<br />
<br />
'''Bit Depth Reduction (Xu et. al) [5]''' performs a simple type of quantization that can remove small (adversarial) variations in pixel values from an image. Images are reduced to 3 bits in the experiment.<br />
<br />
'''JPEG Compression and Decompression (Dziugaite etal., 2016)''' removes small perturbations by performing simple quantization. The authors use a quality level of 75/100 in their experiments<br />
<br />
'''Total Variance Minimization (Rudin et. al) [9]''' :<br />
This combines pixel dropout with total variance minimization. This approach randomly selects a small set of pixels, and reconstructs the “simplest” image that is consistent with the selected pixels. The reconstructed image does not contain the adversarial perturbations because these perturbations tend to be small and localized.Specifically, we first select a random set of pixels by sampling a Bernoulli random variable <math>X(i; j; k)</math> for each pixel location <math>(i; j; k)</math>;we maintain a pixel when <math>(i; j; k)</math>= 1. Next, we use total variation, minimization to constructs an image z that is similar to the (perturbed) input image x for the selected<br />
set of pixels, whilst also being “simple” in terms of total variation by solving:<br />
<br />
[[File:TV!.png|300px|]] , <br />
<br />
where <math>TV_{p}(z)</math> represents <math>L_{p}</math> total variation of '''z''' :<br />
<br />
[[File:TV2.png|500px|]]<br />
<br />
The total variation (TV) measures the amount of fine-scale variation in the image z, as a result of which TV minimization encourages removal of small (adversarial) perturbations in the image.<br />
<br />
'''Image Quilting (Efros & Freeman, 2001) [8]'''<br />
Image Quilting is a non-parametric technique that synthesizes images by piecing together small patches that are taken from a database of image patches. The algorithm places appropriate patches in the database for a predefined set of grid points and computes minimum graph cuts in all overlapping boundary regions to remove edge artifacts. Image Quilting can be used to remove adversarial perturbations by constructing a patch database that only contains patches from "clean" images ( without adversarial perturbations); the patches used to create the synthesized image are selected by finding the K nearest neighbors ( in pixel space) of the corresponding patch from the adversarial image in the patch database, and picking one of these neighbors uniformly at random. The motivation for this defense is that resulting image only contains pixels that were not modified by the adversary - the database of real patches is unlikely to contain the structures that appear in adversarial images.<br />
<br />
=Experiments=<br />
<br />
Five experiments were performed to test the efficacy of defenses. The first four experiments consider gray and black box attacks, while the final experiment compares the authors' defenses with prior work.<br />
<br />
'''Set up:'''<br />
Experiments are performed on the ImageNet image classification dataset. The dataset comprises 1.2 million training images and 50,000 test images that correspond to one of 1000 classes. The adversarial images are produced by attacking a ResNet-50 model, with different kinds of attacks mentioned in Section5. The strength of an adversary is measured in terms of its normalized L2-dissimilarity. To produce the adversarial images, L2 dissimilarity for each of the attack was set as below:<br />
<br />
- FGSM. Increasing the step size <math>\epsilon</math>, increases the normalized L2-dissimilarity.<br />
<br />
- I-FGSM. We fix M=10, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- DeepFool. We fix M=5, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- CW-L2. We fix <math>k</math>=0 and <math>\lambda_{f}</math> =10, and multiply the resulting perturbation <br />
<br />
The hyperparameters of the defenses have been fixed in all the experiments. Specifically the pixel dropout probability was set to <math>p</math>=0.5 and regularization parameter of total variation minimizer <math>\lambda_{TV}</math>=0.03.<br />
<br />
Below figure shows the difference between the set up in different experiments below. The network is either trained on a) regular images or b) transformed images. The different settings are marked by 8.1, 8.2 and 8.3 <br />
[[File:models3.png]] <br />
<br />
==GrayBox- Image Transformation at Test Time== <br />
This experiment applies a transformation on adversarial images at test time before feeding them to a ResNet -50 which was trained to classify clean images. Below figure shows the results for five different transformations applied and their corresponding Top-1 accuracy. Few of the interesting observations from the plot are: All of the image transformations partly eliminate the effects of the attack, Crop ensemble gives the best accuracy around 40-60 percent, with an ensemble size of 30. The accuracy of Image Quilting Defense hardly deteriorates as the strength of the adversary increases. However, it does impact accuracy on non-adversarial examples.<br />
<br />
[[File:sFig4.png|center|600px |]]<br />
<br />
==BlackBox - Image Transformation at Training and Test Time==<br />
ResNet-50 model was trained on transformed ImageNet Training images. Before feeding the images to the network for training, standard data augmentation (from He et al) along with bit depth reduction, JPEG Compression, TV Minimization, or Image Quilting were applied on the images. The classification accuracy on the same adversarial images as in the previous case is shown Figure below. (Adversary cannot get this trained model to generate new images - Hence this is assumed as a Black Box setting!). Below figure concludes that training Convolutional Neural Networks on images that are transformed in the same way at test time, dramatically improves the effectiveness of all transformation defenses. Nearly 80 -90 % of the attacks are defended successfully, even when the L2- dissimilarity is high.<br />
<br />
<br />
[[File:sFig5.png|center|600px |]]<br />
<br />
<br />
==Blackbox - Ensembling==<br />
Four networks ResNet-50, ResNet-10, DenseNet-169, and Inception-v4 along with an ensemble of defenses were studied, as shown in Table 1. The adversarial images are produced by attacking a ResNet-50 model. The results in the table conclude that Inception-v4 performs best. This could be due to that network having a higher accuracy even in non-adversarial settings. The best ensemble of defenses achieves an accuracy of about 71% against all the other attacks. The attacks deteriorate the accuracy of the best defenses (a combination of cropping, TVM, image quilting, and model transfer) by at most 6%. Gains of 1-2% in classification accuracy could be found from ensembling different defenses, while gains of 2-3% were found from transferring attacks to different network architectures.<br />
<br />
<br />
[[File:sTab1.png|600px|thumb|center|Table 1. Top-1 classification accuracy of ensemble and model transfer defenses (columns) against four black-box attacks (rows). The four networks we use to classify images are ResNet-50 (RN50), ResNet-101 (RN101), DenseNet-169 (DN169), and Inception-v4 (Iv4). Adversarial images are generated by running attacks against the ResNet-50 model, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. Higher is better. The best defense against each attack is typeset in boldface.]]<br />
<br />
==GrayBox - Image Transformation at Training and Test Time ==<br />
In this experiment, the adversary has access to the network and the related parameters (but does not have access to the input transformations applied at test time). From the network trained in-(BlackBox: Image Transformation at Training and Test Time), novel adversarial images were generated by the four attack methods. The results show that Bit-Depth Reduction and JPEG Compression are weak defenses in such a gray box setting. In contrast, image cropping, rescaling, variation minimization, and image quilting are more robust against adversarial images in this setting.<br />
The results for this experiment are shown in below figure. Networks using these defenses classify up to 50 % of images correctly.<br />
<br />
[[File:sFig6.png|center| 600px |]]<br />
<br />
==Comparison With Ensemble Adversarial Training==<br />
The results of the experiment are compared with the state of the art ensemble adversarial training approach proposed by Tramer et al. [2]. Ensemble Training fits the parameters of a Convolutional Neural Network on adversarial examples that were generated to attack an ensemble of pre-trained models. The model release by Tramer et al [2]: an Inception-Resnet-v2, trained on adversarial examples generated by FGSM against Inception-Resnet-v2 and Inception-v3<br />
models. The results of ensemble training and the preprocessing techniques mentioned in this paper are shown in Table 2.<br />
The results show that ensemble adversarial training works better on FGSM attacks (which it uses at training time), but is outperformed by each of the transformation-based defenses all other attacks.<br />
<br />
<br />
<br />
[[File:sTab2.png|600px|thumb|center|Table 2. Top-1 classification accuracy on images perturbed using attacks against ResNet-50 models trained on input-transformed images and an Inception-v4 model trained using ensemble adversarial. Adversarial images are generated by running attacks against the models, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. The best defense against each attack is typeset in boldface.]]<br />
<br />
=Discussion/Conclusions=<br />
The paper proposed reasonable approaches to countering adversarial images. The authors evaluated Total Variance Minimization and Image Quilting and compared it with already proposed ideas like Image Cropping- Rescaling, Bit Depth Reduction, JPEG Compression, and Decompression on the challenging ImageNet dataset.<br />
Previous work by Wang et al. [10] shows that a strong input defense should be nondifferentiable and randomized. Two of the defenses - namely Total Variation Minimization and Image Quilting, both possess this property. Future work suggests applying the same techniques to other domains such as speech recognition and image segmentation. For example, in speech recognition, total variance minimization can be used to remove perturbations from waveforms and "spectrogram quilting" techniques that reconstruct a spectrogram could be developed. The proposed input-transformation defenses can also be combined with ensemble adversarial training by Tramèr et al.[2] to study new attack methods.<br />
<br />
=Critiques=<br />
1. The terminology of Black Box, White Box, and Grey Box attack is not exactly given and clear.<br />
<br />
2. White Box attacks could have been considered where the adversary has a full access to the model as well as the pre-processing techniques.<br />
<br />
3. Though the authors did a considerable work in showing the effect of four attacks on ImageNet database, much stronger attacks (Madry et al) [7], could have been evaluated.<br />
<br />
4. Authors claim that the success rate is generally measured as a function of the magnitude of perturbations, performed by the attack using the L2- dissimilarity, but the claim is not supported by any references. None of the previous work has used these metrics.<br />
<br />
=References=<br />
<br />
1. Chuan Guo , Mayank Rana & Moustapha Ciss´e & Laurens van der Maaten , Countering Adversarial Images Using Input Transformations<br />
<br />
2. Florian Tramèr, Alexey Kurakin, Nicolas Papernot, Ian Goodfellow, Dan Boneh, Patrick McDaniel, Ensemble Adversarial Training: Attacks and defenses.<br />
<br />
3. Abigail Graese, Andras Rozsa, and Terrance E. Boult. Assessing threat of adversarial examples of deep neural networks. CoRR, abs/1610.04256, 2016. <br />
<br />
4. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Adversary resistant deep neural networks with an application to malware detection. CoRR, abs/1610.01239, 2016a.<br />
<br />
5. Weilin Xu, David Evans, and Yanjun Qi. Feature squeezing: Detecting adversarial examples in deep neural networks. CoRR, abs/1704.01155, 2017. <br />
<br />
6. Gintare Karolina Dziugaite, Zoubin Ghahramani, and Daniel Roy. A study of the effect of JPG compression on adversarial images. CoRR, abs/1608.00853, 2016.<br />
<br />
7. Aleksander Madry, Aleksandar Makelov, Ludwig Schmidt, Dimitris Tsipras, Adrian Vladu .Towards Deep Learning Models Resistant to Adversarial Attacks, arXiv:1706.06083v3<br />
<br />
8. Alexei Efros and William Freeman. Image quilting for texture synthesis and transfer. In Proc. SIGGRAPH, pp. 341–346, 2001.<br />
<br />
9. Leonid Rudin, Stanley Osher, and Emad Fatemi. Nonlinear total variation based noise removal algorithms. Physica D, 60:259–268, 1992.<br />
<br />
10. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Learning adversary-resistant deep neural networks. CoRR, abs/1612.01401, 2016b.<br />
<br />
11. Yanpei Liu, Xinyun Chen, Chang Liu, and Dawn Song. Delving into transferable adversarial examples and black-box attacks. CoRR, abs/1611.02770, 2016.<br />
<br />
12. Moustapha Cisse, Yossi Adi, Natalia Neverova, and Joseph Keshet. Houdini: Fooling deep structured prediction models. CoRR, abs/1707.05373, 2017 <br />
<br />
13. Marco Melis, Ambra Demontis, Battista Biggio, Gavin Brown, Giorgio Fumera, and Fabio Roli. Is deep learning safe for robot vision? adversarial examples against the icub humanoid. CoRR,abs/1708.06939, 2017.<br />
<br />
14. Alexey Kurakin, Ian J. Goodfellow, and Samy Bengio. Adversarial examples in the physical world. CoRR, abs/1607.02533, 2016b.<br />
<br />
15. Seyed-Mohsen Moosavi-Dezfooli, Alhussein Fawzi, and Pascal Frossard. Deepfool: A simple and accurate method to fool deep neural networks. In Proc. CVPR, pp. 2574–2582, 2016.<br />
<br />
16. Nicholas Carlini and David A. Wagner. Towards evaluating the robustness of neural networks. In IEEE Symposium on Security and Privacy, pp. 39–57, 2017.<br />
<br />
17. Ian Goodfellow, Jonathon Shlens, and Christian Szegedy. Explaining and harnessing adversarial examples. In Proc. ICLR, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations&diff=40245Countering Adversarial Images Using Input Transformations2018-11-20T04:20:47Z<p>X46peng: /* Discussion/Conclusions */</p>
<hr />
<div>The code for this paper is available here[https://github.com/facebookresearch/adversarial_image_defenses]<br />
<br />
==Motivation ==<br />
As the use of machine intelligence has increased, robustness has become a critical feature to guarantee the reliability of deployed machine-learning systems. However, recent research has shown that existing models are not robust to small, adversarially designed perturbations of the input. Adversarial examples are inputs to Machine Learning models so that an attacker has intentionally designed to cause the model to make a mistake. Adversarially perturbed examples have been deployed to attack image classification services (Liu et al., 2016)[11], speech recognition systems (Cisse et al., 2017a)[12], and robot vision (Melis et al., 2017)[13]. The existence of these adversarial examples has motivated proposals for approaches that increase the robustness of learning systems to such examples. In the example below (Goodfellow et. al) [17], a small perturbation is applied to the original image of a panda, changing the prediction to a gibbon.<br />
<br />
[[File:Panda.png|center]]<br />
<br />
==Introduction==<br />
The paper studies strategies that defend against adversarial-example attacks on image-classification systems by transforming the images before feeding them to a Convolutional Network Classifier. <br />
Generally, defenses against adversarial examples fall into two main categories:<br />
<br />
# Model-Specific – They enforce model properties such as smoothness and in-variance via the learning algorithm. <br />
# Model-Agnostic – They try to remove adversarial perturbations from the input. <br />
<br />
Model-specific defense strategies make strong assumptions about expected adversarial attacks. As a result, they violate the Kerchkoffs principle, which states that adversaries can circumvent model-specific defenses by simply changing how an attack is executed. This paper focuses on increasing the effectiveness of Model Agnostic defense strategies. Specifically, they investigated the following image transformations as a means for protecting against adversarial images:<br />
<br />
# Image Cropping and Re-scaling (Graese et al, 2016). <br />
# Bit Depth Reduction (Xu et. al, 2017) <br />
# JPEG Compression (Dziugaite et al, 2016) <br />
# Total Variance Minimization (Rudin et al, 1992) <br />
# Image Quilting (Efros & Freeman, 2001). <br />
<br />
These image transformations have been studied against Adversarial attacks such as the fast gradient sign method (Goodfelow et. al., 2015), its iterative extension (Kurakin et al., 2016a), Deepfool (Moosavi-Dezfooli et al., 2016), and the Carlini & Wagner (2017) <math>L_2</math>attack. <br />
<br />
From their experiments, the strongest defenses are based on Total Variance Minimization and Image Quilting. These defenses are non-differentiable and inherently random which makes it difficult for an adversary to get around them.<br />
<br />
==Previous Work==<br />
Recently, a lot of research has focused on countering adversarial threats. Wang et al [4], proposed a new adversary resistant technique that obstructs attackers from constructing impactful adversarial images. This is done by randomly nullifying features within images. Tramer et al [2], showed the state-of-the-art Ensemble Adversarial Training Method, which augments the training process but not only included adversarial images constructed from their model but also including adversarial images generated from an ensemble of other models. Their method implemented on an Inception V2 classifier finished 1st among 70 submissions of NIPS 2017 competition on Defenses against Adversarial Attacks. Graese, et al. [3], showed how input transformation such as shifting, blurring and noise can render the majority of the adversarial examples as non-adversarial. Xu et al.[5] demonstrated, how feature squeezing methods, such as reducing the color bit depth of each pixel and spatial smoothing, defends against attacks. Dziugaite et al [6], studied the effect of JPG compression on adversarial images.<br />
<br />
==Terminology==<br />
<br />
'''Gray Box Attack''' : Model Architecture and parameters are Public<br />
<br />
'''Black Box Attack''': Adversary does not have access to the model.<br />
<br />
'''Non Targeted Adversarial Attack''': The goal of the attack is to modify a source image in a way such that the image will be classified incorrectly by the network.<br />
<br />
'''Targeted Adversarial Attack''': The goal of the attack is to modify a source image in way such that image will be classified as a ''target'' class by the network.<br />
<br />
'''Defense''': A defense is a strategy that aims make the prediction on an adversarial example h(x') equal to the prediction on the corresponding clean example h(x).<br />
<br />
== Problem Definition ==<br />
The paper discusses non-targeted adversarial attacks for image recognition systems. Given image space <math>\mathcal{X} = [0,1]^{H \times W \times C}</math>, a source image <math>x \in \mathcal{X}</math>, and a classifier <math>h(.)</math>, a non-targeted adversarial example of <math>x</math> is a perturbed image <math>x'</math>, such that <math>h(x) \neq h(x')</math> and <math>d(x, x') \leq \rho</math> for some dissimilarity function <math>d(·, ·)</math> and <math>\rho \geq 0</math>. In the best case scenario, <math>d(·, ·)</math> measures the perceptual difference between the original image <math>x</math> and the perturbed image <math>x'</math>, but usually, Euclidean distance (<math>||x - x'||_2</math>) or the Chebyshov distance (<math>||x - x'||_{\infty}</math>) are used.<br />
<br />
From a set of N clean images <math>[{x_{1}, …, x_{n}}]</math>, an adversarial attack aims to generate <math>[{x'_{1}, …, x'_{n}}]</math> images, such that (<math>x'_{n}</math>) is an adversary of (<math>x_{n}</math>).<br />
<br />
The success rate of an attack is given as: <br />
<br />
[[File:Attack.PNG|200px |]],<br />
<br />
which is the proportions of predictions that were altered by an attack.<br />
<br />
The success rate is generally measured as a function of the magnitude of perturbations performed by the attack. In this paper, L2 perturbations are used and are quantified using the normalized L2-dissimilarity metric:<br />
<math> \frac{1}{N} \sum_{n=1}^N{\frac{\vert \vert x_n - x'_n \vert \vert_2}{\vert \vert x_n \vert \vert_2}} </math><br />
<br />
A strong adversarial attack has a high rate, while its normalized L2-dissimilarity given by the above equation is less.<br />
<br />
==Adversarial Attacks==<br />
<br />
For the experimental purposes, below 4 attacks have been studied in the paper:<br />
<br />
1. '''Fast Gradient Sign Method (FGSM; Goodfellow et al. (2015)) [17]''': Given a source input <math>x</math>, and true label <math>y</math>, and let <math>l(.,.)</math> be the differentiable loss function used to train the classifier <math>h(.)</math>. Then the corresponding adversarial example is given by:<br />
<br />
<math>x' = x + \epsilon \cdot sign(\nabla_x l(x, y))</math><br />
<br />
for some <math>\epsilon \gt 0</math> which controls the perturbation magnitude.<br />
<br />
2. '''Iterative FGSM ((I-FGSM; Kurakin et al. (2016b)) [14]''': iteratively applies the FGSM update, where M is the number of iterations. It is given as:<br />
<br />
<math>x^{(m)} = x^{(m-1)} + \epsilon \cdot sign(\nabla_{x^{m-1}} l(x^{m-1}, y))</math><br />
<br />
where <math>m = 1,...,M; x^{(0)} = x;</math> and <math>x' = x^{(M)}</math>. M is set such that <math>h(x) \neq h(x')</math>.<br />
<br />
Both FGSM and I-FGSM work by minimizing the Chebyshov distance between the inputs and the generated adversarial examples.<br />
<br />
3. '''DeepFool ((Moosavi-Dezfooliet al., 2016) [15]''': projects x onto a linearization of the decision boundary defined by binary classifier h(.) for M iterations. This can be particularly effictive when a network uses ReLU activation functions. It is given as:<br />
<br />
[[File:DeepFool.PNG|400px |]]<br />
<br />
4. '''Carlini-Wagner's L2 attack (CW-L2; Carlini & Wagner (2017)) [16]''': propose an optimization-based attack that combines a differentiable surrogate for the model’s classification accuracy with an L2-penalty term which encourages the adversary image to be close to the original image. Let <math>Z(x)</math> be the operation that computes the logit vector (i.e., the output before the softmax layer) for an input <math>x</math>, and <math>Z(x)_k</math> be the logit value corresponding to class <math>k</math>. The untargeted variant<br />
of CW-L2 finds a solution to the unconstrained optimization problem. It is given as:<br />
<br />
[[File:Carlini.PNG|500px |]]<br />
<br />
As mentioned earlier, the first two attacks minimize the Chebyshov distance whereas the last two attacks minimize the Euclidean distance between the inputs and the adversarial examples.<br />
<br />
All the methods described above maintain <math>x' \in \mathcal{X}</math> by performing value clipping. <br />
<br />
Below figure shows adversarial images and corresponding perturbations at five levels of normalized L2-dissimilarity for all four attacks, mentioned above.<br />
<br />
[[File:Strength.PNG|thumb|center| 600px |Figure 1: Adversarial images and corresponding perturbations at five levels of normalized L2- dissimilarity for all four attacks.]]<br />
<br />
==Defenses==<br />
Defense is a strategy that aims to make the prediction on an adversarial example equal to the prediction on the corresponding clean example, and the particular structure of adversarial perturbations <math> x-x' </math> have been shown in Figure 1.<br />
Five image transformations that alter the structure of these perturbations have been studied:<br />
# Image Cropping and Re-scaling, <br />
# Bit Depth Reduction, <br />
# JPEG Compression, <br />
# Total Variance Minimization, <br />
# Image Quilting.<br />
<br />
'''Image cropping and Rescaling''' has the effect of altering the spatial positioning of the adversarial perturbation. In this study, images are cropped and re-scaled during training time as part of data-augmentation. At test time, the predictions of randomly cropped are averaged.<br />
<br />
'''Bit Depth Reduction (Xu et. al) [5]''' performs a simple type of quantization that can remove small (adversarial) variations in pixel values from an image. Images are reduced to 3 bits in the experiment.<br />
<br />
'''JPEG Compression and Decompression (Dziugaite etal., 2016)''' removes small perturbations by performing simple quantization. The authors use a quality level of 75/100 in their experiments<br />
<br />
'''Total Variance Minimization (Rudin et. al) [9]''' :<br />
This combines pixel dropout with total variance minimization. This approach randomly selects a small set of pixels, and reconstructs the “simplest” image that is consistent with the selected pixels. The reconstructed image does not contain the adversarial perturbations because these perturbations tend to be small and localized.Specifically, we first select a random set of pixels by sampling a Bernoulli random variable <math>X(i; j; k)</math> for each pixel location <math>(i; j; k)</math>;we maintain a pixel when <math>(i; j; k)</math>= 1. Next, we use total variation, minimization to constructs an image z that is similar to the (perturbed) input image x for the selected<br />
set of pixels, whilst also being “simple” in terms of total variation by solving:<br />
<br />
[[File:TV!.png|300px|]] , <br />
<br />
where <math>TV_{p}(z)</math> represents <math>L_{p}</math> total variation of '''z''' :<br />
<br />
[[File:TV2.png|500px|]]<br />
<br />
The total variation (TV) measures the amount of fine-scale variation in the image z, as a result of which TV minimization encourages removal of small (adversarial) perturbations in the image.<br />
<br />
'''Image Quilting (Efros & Freeman, 2001) [8]'''<br />
Image Quilting is a non-parametric technique that synthesizes images by piecing together small patches that are taken from a database of image patches. The algorithm places appropriate patches in the database for a predefined set of grid points and computes minimum graph cuts in all overlapping boundary regions to remove edge artifacts. Image Quilting can be used to remove adversarial perturbations by constructing a patch database that only contains patches from "clean" images ( without adversarial perturbations); the patches used to create the synthesized image are selected by finding the K nearest neighbors ( in pixel space) of the corresponding patch from the adversarial image in the patch database, and picking one of these neighbors uniformly at random. The motivation for this defense is that resulting image only contains pixels that were not modified by the adversary - the database of real patches is unlikely to contain the structures that appear in adversarial images.<br />
<br />
=Experiments=<br />
<br />
Five experiments were performed to test the efficacy of defenses. The first four experiments consider gray and black box attacks, while the final experiment compares the authors' defenses with prior work.<br />
<br />
'''Set up:'''<br />
Experiments are performed on the ImageNet image classification dataset. The dataset comprises 1.2 million training images and 50,000 test images that correspond to one of 1000 classes. The adversarial images are produced by attacking a ResNet-50 model, with different kinds of attacks mentioned in Section5. The strength of an adversary is measured in terms of its normalized L2-dissimilarity. To produce the adversarial images, L2 dissimilarity for each of the attack was set as below:<br />
<br />
- FGSM. Increasing the step size <math>\epsilon</math>, increases the normalized L2-dissimilarity.<br />
<br />
- I-FGSM. We fix M=10, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- DeepFool. We fix M=5, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- CW-L2. We fix <math>k</math>=0 and <math>\lambda_{f}</math> =10, and multiply the resulting perturbation <br />
<br />
The hyperparameters of the defenses have been fixed in all the experiments. Specifically the pixel dropout probability was set to <math>p</math>=0.5 and regularization parameter of total variation minimizer <math>\lambda_{TV}</math>=0.03.<br />
<br />
Below figure shows the difference between the set up in different experiments below. The network is either trained on a) regular images or b) transformed images. The different settings are marked by 8.1, 8.2 and 8.3 <br />
[[File:models3.png]] <br />
<br />
==GrayBox- Image Transformation at Test Time== <br />
This experiment applies a transformation on adversarial images at test time before feeding them to a ResNet -50 which was trained to classify clean images. Below figure shows the results for five different transformations applied and their corresponding Top-1 accuracy. Few of the interesting observations from the plot are: All of the image transformations partly eliminate the effects of the attack, Crop ensemble gives the best accuracy around 40-60 percent, with an ensemble size of 30. The accuracy of Image Quilting Defense hardly deteriorates as the strength of the adversary increases. However, it does impact accuracy on non-adversarial examples.<br />
<br />
[[File:sFig4.png|center|600px |]]<br />
<br />
==BlackBox - Image Transformation at Training and Test Time==<br />
ResNet-50 model was trained on transformed ImageNet Training images. Before feeding the images to the network for training, standard data augmentation (from He et al) along with bit depth reduction, JPEG Compression, TV Minimization, or Image Quilting were applied on the images. The classification accuracy on the same adversarial images as in the previous case is shown Figure below. (Adversary cannot get this trained model to generate new images - Hence this is assumed as a Black Box setting!). Below figure concludes that training Convolutional Neural Networks on images that are transformed in the same way at test time, dramatically improves the effectiveness of all transformation defenses. Nearly 80 -90 % of the attacks are defended successfully, even when the L2- dissimilarity is high.<br />
<br />
<br />
[[File:sFig5.png|center|600px |]]<br />
<br />
<br />
==Blackbox - Ensembling==<br />
Four networks ResNet-50, ResNet-10, DenseNet-169, and Inception-v4 along with an ensemble of defenses were studied, as shown in Table 1. The adversarial images are produced by attacking a ResNet-50 model. The results in the table conclude that Inception-v4 performs best. This could be due to that network having a higher accuracy even in non-adversarial settings. The best ensemble of defenses achieves an accuracy of about 71% against all the other attacks. The attacks deteriorate the accuracy of the best defenses (a combination of cropping, TVM, image quilting, and model transfer) by at most 6%. Gains of 1-2% in classification accuracy could be found from ensembling different defenses, while gains of 2-3% were found from transferring attacks to different network architectures.<br />
<br />
<br />
[[File:sTab1.png|600px|thumb|center|Table 1. Top-1 classification accuracy of ensemble and model transfer defenses (columns) against four black-box attacks (rows). The four networks we use to classify images are ResNet-50 (RN50), ResNet-101 (RN101), DenseNet-169 (DN169), and Inception-v4 (Iv4). Adversarial images are generated by running attacks against the ResNet-50 model, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. Higher is better. The best defense against each attack is typeset in boldface.]]<br />
<br />
==GrayBox - Image Transformation at Training and Test Time ==<br />
In this experiment, the adversary has access to the network and the related parameters (but does not have access to the input transformations applied at test time). From the network trained in-(BlackBox: Image Transformation at Training and Test Time), novel adversarial images were generated by the four attack methods. The results show that Bit-Depth Reduction and JPEG Compression are weak defenses in such a gray box setting. In contrast, image cropping, rescaling, variation minimization, and image quilting are more robust against adversarial images in this setting.<br />
The results for this experiment are shown in below figure. Networks using these defenses classify up to 50 % of images correctly.<br />
<br />
[[File:sFig6.png|center| 600px |]]<br />
<br />
==Comparison With Ensemble Adversarial Training==<br />
The results of the experiment are compared with the state of the art ensemble adversarial training approach proposed by Tramer et al. [2]. Ensemble Training fits the parameters of a Convolutional Neural Network on adversarial examples that were generated to attack an ensemble of pre-trained models. The model release by Tramer et al [2]: an Inception-Resnet-v2, trained on adversarial examples generated by FGSM against Inception-Resnet-v2 and Inception-v3<br />
models. The results of ensemble training and the preprocessing techniques mentioned in this paper are shown in Table 2.<br />
The results show that ensemble adversarial training works better on FGSM attacks (which it uses at training time), but is outperformed by each of the transformation-based defenses all other attacks.<br />
<br />
<br />
<br />
[[File:sTab2.png|600px|thumb|center|Table 2. Top-1 classification accuracy on images perturbed using attacks against ResNet-50 models trained on input-transformed images and an Inception-v4 model trained using ensemble adversarial. Adversarial images are generated by running attacks against the models, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. The best defense against each attack is typeset in boldface.]]<br />
<br />
=Discussion/Conclusions=<br />
The paper proposed reasonable approaches to countering adversarial images. The authors evaluated Total Variance Minimization and Image Quilting and compared it with already proposed ideas like Image Cropping- Rescaling, Bit Depth Reduction, JPEG Compression, and Decompression on the challenging ImageNet dataset.<br />
Previous work by Wang et al. [10] shows that a strong input defense should be nondifferentiable and randomized. Two of the defenses - namely Total Variation Minimization and Image Quilting, both possess this property. Future work suggests applying the same techniques to other domains such as speech recognition and image segmentation. For example, in speech recognition, total variance minimization can be used to remove perturbations from waveforms and "spectrogram quilting" techniques that reconstruct a spectrogram could be developed. The input transformations can also be studied with ensemble adversarial training by Tramèr et al.[2]<br />
<br />
=Critiques=<br />
1. The terminology of Black Box, White Box, and Grey Box attack is not exactly given and clear.<br />
<br />
2. White Box attacks could have been considered where the adversary has a full access to the model as well as the pre-processing techniques.<br />
<br />
3. Though the authors did a considerable work in showing the effect of four attacks on ImageNet database, much stronger attacks (Madry et al) [7], could have been evaluated.<br />
<br />
4. Authors claim that the success rate is generally measured as a function of the magnitude of perturbations, performed by the attack using the L2- dissimilarity, but the claim is not supported by any references. None of the previous work has used these metrics.<br />
<br />
=References=<br />
<br />
1. Chuan Guo , Mayank Rana & Moustapha Ciss´e & Laurens van der Maaten , Countering Adversarial Images Using Input Transformations<br />
<br />
2. Florian Tramèr, Alexey Kurakin, Nicolas Papernot, Ian Goodfellow, Dan Boneh, Patrick McDaniel, Ensemble Adversarial Training: Attacks and defenses.<br />
<br />
3. Abigail Graese, Andras Rozsa, and Terrance E. Boult. Assessing threat of adversarial examples of deep neural networks. CoRR, abs/1610.04256, 2016. <br />
<br />
4. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Adversary resistant deep neural networks with an application to malware detection. CoRR, abs/1610.01239, 2016a.<br />
<br />
5. Weilin Xu, David Evans, and Yanjun Qi. Feature squeezing: Detecting adversarial examples in deep neural networks. CoRR, abs/1704.01155, 2017. <br />
<br />
6. Gintare Karolina Dziugaite, Zoubin Ghahramani, and Daniel Roy. A study of the effect of JPG compression on adversarial images. CoRR, abs/1608.00853, 2016.<br />
<br />
7. Aleksander Madry, Aleksandar Makelov, Ludwig Schmidt, Dimitris Tsipras, Adrian Vladu .Towards Deep Learning Models Resistant to Adversarial Attacks, arXiv:1706.06083v3<br />
<br />
8. Alexei Efros and William Freeman. Image quilting for texture synthesis and transfer. In Proc. SIGGRAPH, pp. 341–346, 2001.<br />
<br />
9. Leonid Rudin, Stanley Osher, and Emad Fatemi. Nonlinear total variation based noise removal algorithms. Physica D, 60:259–268, 1992.<br />
<br />
10. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Learning adversary-resistant deep neural networks. CoRR, abs/1612.01401, 2016b.<br />
<br />
11. Yanpei Liu, Xinyun Chen, Chang Liu, and Dawn Song. Delving into transferable adversarial examples and black-box attacks. CoRR, abs/1611.02770, 2016.<br />
<br />
12. Moustapha Cisse, Yossi Adi, Natalia Neverova, and Joseph Keshet. Houdini: Fooling deep structured prediction models. CoRR, abs/1707.05373, 2017 <br />
<br />
13. Marco Melis, Ambra Demontis, Battista Biggio, Gavin Brown, Giorgio Fumera, and Fabio Roli. Is deep learning safe for robot vision? adversarial examples against the icub humanoid. CoRR,abs/1708.06939, 2017.<br />
<br />
14. Alexey Kurakin, Ian J. Goodfellow, and Samy Bengio. Adversarial examples in the physical world. CoRR, abs/1607.02533, 2016b.<br />
<br />
15. Seyed-Mohsen Moosavi-Dezfooli, Alhussein Fawzi, and Pascal Frossard. Deepfool: A simple and accurate method to fool deep neural networks. In Proc. CVPR, pp. 2574–2582, 2016.<br />
<br />
16. Nicholas Carlini and David A. Wagner. Towards evaluating the robustness of neural networks. In IEEE Symposium on Security and Privacy, pp. 39–57, 2017.<br />
<br />
17. Ian Goodfellow, Jonathon Shlens, and Christian Szegedy. Explaining and harnessing adversarial examples. In Proc. ICLR, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations&diff=40243Countering Adversarial Images Using Input Transformations2018-11-20T04:18:02Z<p>X46peng: /* Comparison With Ensemble Adversarial Training */</p>
<hr />
<div>The code for this paper is available here[https://github.com/facebookresearch/adversarial_image_defenses]<br />
<br />
==Motivation ==<br />
As the use of machine intelligence has increased, robustness has become a critical feature to guarantee the reliability of deployed machine-learning systems. However, recent research has shown that existing models are not robust to small, adversarially designed perturbations of the input. Adversarial examples are inputs to Machine Learning models so that an attacker has intentionally designed to cause the model to make a mistake. Adversarially perturbed examples have been deployed to attack image classification services (Liu et al., 2016)[11], speech recognition systems (Cisse et al., 2017a)[12], and robot vision (Melis et al., 2017)[13]. The existence of these adversarial examples has motivated proposals for approaches that increase the robustness of learning systems to such examples. In the example below (Goodfellow et. al) [17], a small perturbation is applied to the original image of a panda, changing the prediction to a gibbon.<br />
<br />
[[File:Panda.png|center]]<br />
<br />
==Introduction==<br />
The paper studies strategies that defend against adversarial-example attacks on image-classification systems by transforming the images before feeding them to a Convolutional Network Classifier. <br />
Generally, defenses against adversarial examples fall into two main categories:<br />
<br />
# Model-Specific – They enforce model properties such as smoothness and in-variance via the learning algorithm. <br />
# Model-Agnostic – They try to remove adversarial perturbations from the input. <br />
<br />
Model-specific defense strategies make strong assumptions about expected adversarial attacks. As a result, they violate the Kerchkoffs principle, which states that adversaries can circumvent model-specific defenses by simply changing how an attack is executed. This paper focuses on increasing the effectiveness of Model Agnostic defense strategies. Specifically, they investigated the following image transformations as a means for protecting against adversarial images:<br />
<br />
# Image Cropping and Re-scaling (Graese et al, 2016). <br />
# Bit Depth Reduction (Xu et. al, 2017) <br />
# JPEG Compression (Dziugaite et al, 2016) <br />
# Total Variance Minimization (Rudin et al, 1992) <br />
# Image Quilting (Efros & Freeman, 2001). <br />
<br />
These image transformations have been studied against Adversarial attacks such as the fast gradient sign method (Goodfelow et. al., 2015), its iterative extension (Kurakin et al., 2016a), Deepfool (Moosavi-Dezfooli et al., 2016), and the Carlini & Wagner (2017) <math>L_2</math>attack. <br />
<br />
From their experiments, the strongest defenses are based on Total Variance Minimization and Image Quilting. These defenses are non-differentiable and inherently random which makes it difficult for an adversary to get around them.<br />
<br />
==Previous Work==<br />
Recently, a lot of research has focused on countering adversarial threats. Wang et al [4], proposed a new adversary resistant technique that obstructs attackers from constructing impactful adversarial images. This is done by randomly nullifying features within images. Tramer et al [2], showed the state-of-the-art Ensemble Adversarial Training Method, which augments the training process but not only included adversarial images constructed from their model but also including adversarial images generated from an ensemble of other models. Their method implemented on an Inception V2 classifier finished 1st among 70 submissions of NIPS 2017 competition on Defenses against Adversarial Attacks. Graese, et al. [3], showed how input transformation such as shifting, blurring and noise can render the majority of the adversarial examples as non-adversarial. Xu et al.[5] demonstrated, how feature squeezing methods, such as reducing the color bit depth of each pixel and spatial smoothing, defends against attacks. Dziugaite et al [6], studied the effect of JPG compression on adversarial images.<br />
<br />
==Terminology==<br />
<br />
'''Gray Box Attack''' : Model Architecture and parameters are Public<br />
<br />
'''Black Box Attack''': Adversary does not have access to the model.<br />
<br />
'''Non Targeted Adversarial Attack''': The goal of the attack is to modify a source image in a way such that the image will be classified incorrectly by the network.<br />
<br />
'''Targeted Adversarial Attack''': The goal of the attack is to modify a source image in way such that image will be classified as a ''target'' class by the network.<br />
<br />
'''Defense''': A defense is a strategy that aims make the prediction on an adversarial example h(x') equal to the prediction on the corresponding clean example h(x).<br />
<br />
== Problem Definition ==<br />
The paper discusses non-targeted adversarial attacks for image recognition systems. Given image space <math>\mathcal{X} = [0,1]^{H \times W \times C}</math>, a source image <math>x \in \mathcal{X}</math>, and a classifier <math>h(.)</math>, a non-targeted adversarial example of <math>x</math> is a perturbed image <math>x'</math>, such that <math>h(x) \neq h(x')</math> and <math>d(x, x') \leq \rho</math> for some dissimilarity function <math>d(·, ·)</math> and <math>\rho \geq 0</math>. In the best case scenario, <math>d(·, ·)</math> measures the perceptual difference between the original image <math>x</math> and the perturbed image <math>x'</math>, but usually, Euclidean distance (<math>||x - x'||_2</math>) or the Chebyshov distance (<math>||x - x'||_{\infty}</math>) are used.<br />
<br />
From a set of N clean images <math>[{x_{1}, …, x_{n}}]</math>, an adversarial attack aims to generate <math>[{x'_{1}, …, x'_{n}}]</math> images, such that (<math>x'_{n}</math>) is an adversary of (<math>x_{n}</math>).<br />
<br />
The success rate of an attack is given as: <br />
<br />
[[File:Attack.PNG|200px |]],<br />
<br />
which is the proportions of predictions that were altered by an attack.<br />
<br />
The success rate is generally measured as a function of the magnitude of perturbations performed by the attack. In this paper, L2 perturbations are used and are quantified using the normalized L2-dissimilarity metric:<br />
<math> \frac{1}{N} \sum_{n=1}^N{\frac{\vert \vert x_n - x'_n \vert \vert_2}{\vert \vert x_n \vert \vert_2}} </math><br />
<br />
A strong adversarial attack has a high rate, while its normalized L2-dissimilarity given by the above equation is less.<br />
<br />
==Adversarial Attacks==<br />
<br />
For the experimental purposes, below 4 attacks have been studied in the paper:<br />
<br />
1. '''Fast Gradient Sign Method (FGSM; Goodfellow et al. (2015)) [17]''': Given a source input <math>x</math>, and true label <math>y</math>, and let <math>l(.,.)</math> be the differentiable loss function used to train the classifier <math>h(.)</math>. Then the corresponding adversarial example is given by:<br />
<br />
<math>x' = x + \epsilon \cdot sign(\nabla_x l(x, y))</math><br />
<br />
for some <math>\epsilon \gt 0</math> which controls the perturbation magnitude.<br />
<br />
2. '''Iterative FGSM ((I-FGSM; Kurakin et al. (2016b)) [14]''': iteratively applies the FGSM update, where M is the number of iterations. It is given as:<br />
<br />
<math>x^{(m)} = x^{(m-1)} + \epsilon \cdot sign(\nabla_{x^{m-1}} l(x^{m-1}, y))</math><br />
<br />
where <math>m = 1,...,M; x^{(0)} = x;</math> and <math>x' = x^{(M)}</math>. M is set such that <math>h(x) \neq h(x')</math>.<br />
<br />
Both FGSM and I-FGSM work by minimizing the Chebyshov distance between the inputs and the generated adversarial examples.<br />
<br />
3. '''DeepFool ((Moosavi-Dezfooliet al., 2016) [15]''': projects x onto a linearization of the decision boundary defined by binary classifier h(.) for M iterations. This can be particularly effictive when a network uses ReLU activation functions. It is given as:<br />
<br />
[[File:DeepFool.PNG|400px |]]<br />
<br />
4. '''Carlini-Wagner's L2 attack (CW-L2; Carlini & Wagner (2017)) [16]''': propose an optimization-based attack that combines a differentiable surrogate for the model’s classification accuracy with an L2-penalty term which encourages the adversary image to be close to the original image. Let <math>Z(x)</math> be the operation that computes the logit vector (i.e., the output before the softmax layer) for an input <math>x</math>, and <math>Z(x)_k</math> be the logit value corresponding to class <math>k</math>. The untargeted variant<br />
of CW-L2 finds a solution to the unconstrained optimization problem. It is given as:<br />
<br />
[[File:Carlini.PNG|500px |]]<br />
<br />
As mentioned earlier, the first two attacks minimize the Chebyshov distance whereas the last two attacks minimize the Euclidean distance between the inputs and the adversarial examples.<br />
<br />
All the methods described above maintain <math>x' \in \mathcal{X}</math> by performing value clipping. <br />
<br />
Below figure shows adversarial images and corresponding perturbations at five levels of normalized L2-dissimilarity for all four attacks, mentioned above.<br />
<br />
[[File:Strength.PNG|thumb|center| 600px |Figure 1: Adversarial images and corresponding perturbations at five levels of normalized L2- dissimilarity for all four attacks.]]<br />
<br />
==Defenses==<br />
Defense is a strategy that aims to make the prediction on an adversarial example equal to the prediction on the corresponding clean example, and the particular structure of adversarial perturbations <math> x-x' </math> have been shown in Figure 1.<br />
Five image transformations that alter the structure of these perturbations have been studied:<br />
# Image Cropping and Re-scaling, <br />
# Bit Depth Reduction, <br />
# JPEG Compression, <br />
# Total Variance Minimization, <br />
# Image Quilting.<br />
<br />
'''Image cropping and Rescaling''' has the effect of altering the spatial positioning of the adversarial perturbation. In this study, images are cropped and re-scaled during training time as part of data-augmentation. At test time, the predictions of randomly cropped are averaged.<br />
<br />
'''Bit Depth Reduction (Xu et. al) [5]''' performs a simple type of quantization that can remove small (adversarial) variations in pixel values from an image. Images are reduced to 3 bits in the experiment.<br />
<br />
'''JPEG Compression and Decompression (Dziugaite etal., 2016)''' removes small perturbations by performing simple quantization. The authors use a quality level of 75/100 in their experiments<br />
<br />
'''Total Variance Minimization (Rudin et. al) [9]''' :<br />
This combines pixel dropout with total variance minimization. This approach randomly selects a small set of pixels, and reconstructs the “simplest” image that is consistent with the selected pixels. The reconstructed image does not contain the adversarial perturbations because these perturbations tend to be small and localized.Specifically, we first select a random set of pixels by sampling a Bernoulli random variable <math>X(i; j; k)</math> for each pixel location <math>(i; j; k)</math>;we maintain a pixel when <math>(i; j; k)</math>= 1. Next, we use total variation, minimization to constructs an image z that is similar to the (perturbed) input image x for the selected<br />
set of pixels, whilst also being “simple” in terms of total variation by solving:<br />
<br />
[[File:TV!.png|300px|]] , <br />
<br />
where <math>TV_{p}(z)</math> represents <math>L_{p}</math> total variation of '''z''' :<br />
<br />
[[File:TV2.png|500px|]]<br />
<br />
The total variation (TV) measures the amount of fine-scale variation in the image z, as a result of which TV minimization encourages removal of small (adversarial) perturbations in the image.<br />
<br />
'''Image Quilting (Efros & Freeman, 2001) [8]'''<br />
Image Quilting is a non-parametric technique that synthesizes images by piecing together small patches that are taken from a database of image patches. The algorithm places appropriate patches in the database for a predefined set of grid points and computes minimum graph cuts in all overlapping boundary regions to remove edge artifacts. Image Quilting can be used to remove adversarial perturbations by constructing a patch database that only contains patches from "clean" images ( without adversarial perturbations); the patches used to create the synthesized image are selected by finding the K nearest neighbors ( in pixel space) of the corresponding patch from the adversarial image in the patch database, and picking one of these neighbors uniformly at random. The motivation for this defense is that resulting image only contains pixels that were not modified by the adversary - the database of real patches is unlikely to contain the structures that appear in adversarial images.<br />
<br />
=Experiments=<br />
<br />
Five experiments were performed to test the efficacy of defenses. The first four experiments consider gray and black box attacks, while the final experiment compares the authors' defenses with prior work.<br />
<br />
'''Set up:'''<br />
Experiments are performed on the ImageNet image classification dataset. The dataset comprises 1.2 million training images and 50,000 test images that correspond to one of 1000 classes. The adversarial images are produced by attacking a ResNet-50 model, with different kinds of attacks mentioned in Section5. The strength of an adversary is measured in terms of its normalized L2-dissimilarity. To produce the adversarial images, L2 dissimilarity for each of the attack was set as below:<br />
<br />
- FGSM. Increasing the step size <math>\epsilon</math>, increases the normalized L2-dissimilarity.<br />
<br />
- I-FGSM. We fix M=10, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- DeepFool. We fix M=5, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- CW-L2. We fix <math>k</math>=0 and <math>\lambda_{f}</math> =10, and multiply the resulting perturbation <br />
<br />
The hyperparameters of the defenses have been fixed in all the experiments. Specifically the pixel dropout probability was set to <math>p</math>=0.5 and regularization parameter of total variation minimizer <math>\lambda_{TV}</math>=0.03.<br />
<br />
Below figure shows the difference between the set up in different experiments below. The network is either trained on a) regular images or b) transformed images. The different settings are marked by 8.1, 8.2 and 8.3 <br />
[[File:models3.png]] <br />
<br />
==GrayBox- Image Transformation at Test Time== <br />
This experiment applies a transformation on adversarial images at test time before feeding them to a ResNet -50 which was trained to classify clean images. Below figure shows the results for five different transformations applied and their corresponding Top-1 accuracy. Few of the interesting observations from the plot are: All of the image transformations partly eliminate the effects of the attack, Crop ensemble gives the best accuracy around 40-60 percent, with an ensemble size of 30. The accuracy of Image Quilting Defense hardly deteriorates as the strength of the adversary increases. However, it does impact accuracy on non-adversarial examples.<br />
<br />
[[File:sFig4.png|center|600px |]]<br />
<br />
==BlackBox - Image Transformation at Training and Test Time==<br />
ResNet-50 model was trained on transformed ImageNet Training images. Before feeding the images to the network for training, standard data augmentation (from He et al) along with bit depth reduction, JPEG Compression, TV Minimization, or Image Quilting were applied on the images. The classification accuracy on the same adversarial images as in the previous case is shown Figure below. (Adversary cannot get this trained model to generate new images - Hence this is assumed as a Black Box setting!). Below figure concludes that training Convolutional Neural Networks on images that are transformed in the same way at test time, dramatically improves the effectiveness of all transformation defenses. Nearly 80 -90 % of the attacks are defended successfully, even when the L2- dissimilarity is high.<br />
<br />
<br />
[[File:sFig5.png|center|600px |]]<br />
<br />
<br />
==Blackbox - Ensembling==<br />
Four networks ResNet-50, ResNet-10, DenseNet-169, and Inception-v4 along with an ensemble of defenses were studied, as shown in Table 1. The adversarial images are produced by attacking a ResNet-50 model. The results in the table conclude that Inception-v4 performs best. This could be due to that network having a higher accuracy even in non-adversarial settings. The best ensemble of defenses achieves an accuracy of about 71% against all the other attacks. The attacks deteriorate the accuracy of the best defenses (a combination of cropping, TVM, image quilting, and model transfer) by at most 6%. Gains of 1-2% in classification accuracy could be found from ensembling different defenses, while gains of 2-3% were found from transferring attacks to different network architectures.<br />
<br />
<br />
[[File:sTab1.png|600px|thumb|center|Table 1. Top-1 classification accuracy of ensemble and model transfer defenses (columns) against four black-box attacks (rows). The four networks we use to classify images are ResNet-50 (RN50), ResNet-101 (RN101), DenseNet-169 (DN169), and Inception-v4 (Iv4). Adversarial images are generated by running attacks against the ResNet-50 model, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. Higher is better. The best defense against each attack is typeset in boldface.]]<br />
<br />
==GrayBox - Image Transformation at Training and Test Time ==<br />
In this experiment, the adversary has access to the network and the related parameters (but does not have access to the input transformations applied at test time). From the network trained in-(BlackBox: Image Transformation at Training and Test Time), novel adversarial images were generated by the four attack methods. The results show that Bit-Depth Reduction and JPEG Compression are weak defenses in such a gray box setting. In contrast, image cropping, rescaling, variation minimization, and image quilting are more robust against adversarial images in this setting.<br />
The results for this experiment are shown in below figure. Networks using these defenses classify up to 50 % of images correctly.<br />
<br />
[[File:sFig6.png|center| 600px |]]<br />
<br />
==Comparison With Ensemble Adversarial Training==<br />
The results of the experiment are compared with the state of the art ensemble adversarial training approach proposed by Tramer et al. [2]. Ensemble Training fits the parameters of a Convolutional Neural Network on adversarial examples that were generated to attack an ensemble of pre-trained models. The model release by Tramer et al [2]: an Inception-Resnet-v2, trained on adversarial examples generated by FGSM against Inception-Resnet-v2 and Inception-v3<br />
models. The results of ensemble training and the preprocessing techniques mentioned in this paper are shown in Table 2.<br />
The results show that ensemble adversarial training works better on FGSM attacks (which it uses at training time), but is outperformed by each of the transformation-based defenses all other attacks.<br />
<br />
<br />
<br />
[[File:sTab2.png|600px|thumb|center|Table 2. Top-1 classification accuracy on images perturbed using attacks against ResNet-50 models trained on input-transformed images and an Inception-v4 model trained using ensemble adversarial. Adversarial images are generated by running attacks against the models, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. The best defense against each attack is typeset in boldface.]]<br />
<br />
=Discussion/Conclusions=<br />
The paper proposed reasonable approaches to countering adversarial images. The authors evaluated Total Variance Minimization and Image Quilting and compared it with already proposed ideas like Image Cropping- Rescaling, Bit Depth Reduction, JPEG Compression, and Decompression on the challenging ImageNet dataset.<br />
Previous work by (Wang et al) [10], shows that a strong input defense should, be nondifferentiable and randomized. Two of the defenses - namely Total Variation Minimization and Image Quilting, both possess this property. Future work suggests applying the same techniques to other domains such as speech recognition and image segmentation. For example, in speech recognition, total variance minimization can be used to remove perturbations from waveforms and "spectrogram quilting" techniques that reconstruct a spectrogram could be developed. The input transformations can also be studied with ensemble adversarial training by Tramèr et al.[2]<br />
<br />
<br />
=Critiques=<br />
1. The terminology of Black Box, White Box, and Grey Box attack is not exactly given and clear.<br />
<br />
2. White Box attacks could have been considered where the adversary has a full access to the model as well as the pre-processing techniques.<br />
<br />
3. Though the authors did a considerable work in showing the effect of four attacks on ImageNet database, much stronger attacks (Madry et al) [7], could have been evaluated.<br />
<br />
4. Authors claim that the success rate is generally measured as a function of the magnitude of perturbations, performed by the attack using the L2- dissimilarity, but the claim is not supported by any references. None of the previous work has used these metrics.<br />
<br />
=References=<br />
<br />
1. Chuan Guo , Mayank Rana & Moustapha Ciss´e & Laurens van der Maaten , Countering Adversarial Images Using Input Transformations<br />
<br />
2. Florian Tramèr, Alexey Kurakin, Nicolas Papernot, Ian Goodfellow, Dan Boneh, Patrick McDaniel, Ensemble Adversarial Training: Attacks and defenses.<br />
<br />
3. Abigail Graese, Andras Rozsa, and Terrance E. Boult. Assessing threat of adversarial examples of deep neural networks. CoRR, abs/1610.04256, 2016. <br />
<br />
4. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Adversary resistant deep neural networks with an application to malware detection. CoRR, abs/1610.01239, 2016a.<br />
<br />
5. Weilin Xu, David Evans, and Yanjun Qi. Feature squeezing: Detecting adversarial examples in deep neural networks. CoRR, abs/1704.01155, 2017. <br />
<br />
6. Gintare Karolina Dziugaite, Zoubin Ghahramani, and Daniel Roy. A study of the effect of JPG compression on adversarial images. CoRR, abs/1608.00853, 2016.<br />
<br />
7. Aleksander Madry, Aleksandar Makelov, Ludwig Schmidt, Dimitris Tsipras, Adrian Vladu .Towards Deep Learning Models Resistant to Adversarial Attacks, arXiv:1706.06083v3<br />
<br />
8. Alexei Efros and William Freeman. Image quilting for texture synthesis and transfer. In Proc. SIGGRAPH, pp. 341–346, 2001.<br />
<br />
9. Leonid Rudin, Stanley Osher, and Emad Fatemi. Nonlinear total variation based noise removal algorithms. Physica D, 60:259–268, 1992.<br />
<br />
10. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Learning adversary-resistant deep neural networks. CoRR, abs/1612.01401, 2016b.<br />
<br />
11. Yanpei Liu, Xinyun Chen, Chang Liu, and Dawn Song. Delving into transferable adversarial examples and black-box attacks. CoRR, abs/1611.02770, 2016.<br />
<br />
12. Moustapha Cisse, Yossi Adi, Natalia Neverova, and Joseph Keshet. Houdini: Fooling deep structured prediction models. CoRR, abs/1707.05373, 2017 <br />
<br />
13. Marco Melis, Ambra Demontis, Battista Biggio, Gavin Brown, Giorgio Fumera, and Fabio Roli. Is deep learning safe for robot vision? adversarial examples against the icub humanoid. CoRR,abs/1708.06939, 2017.<br />
<br />
14. Alexey Kurakin, Ian J. Goodfellow, and Samy Bengio. Adversarial examples in the physical world. CoRR, abs/1607.02533, 2016b.<br />
<br />
15. Seyed-Mohsen Moosavi-Dezfooli, Alhussein Fawzi, and Pascal Frossard. Deepfool: A simple and accurate method to fool deep neural networks. In Proc. CVPR, pp. 2574–2582, 2016.<br />
<br />
16. Nicholas Carlini and David A. Wagner. Towards evaluating the robustness of neural networks. In IEEE Symposium on Security and Privacy, pp. 39–57, 2017.<br />
<br />
17. Ian Goodfellow, Jonathon Shlens, and Christian Szegedy. Explaining and harnessing adversarial examples. In Proc. ICLR, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations&diff=40242Countering Adversarial Images Using Input Transformations2018-11-20T04:15:03Z<p>X46peng: /* Introduction */</p>
<hr />
<div>The code for this paper is available here[https://github.com/facebookresearch/adversarial_image_defenses]<br />
<br />
==Motivation ==<br />
As the use of machine intelligence has increased, robustness has become a critical feature to guarantee the reliability of deployed machine-learning systems. However, recent research has shown that existing models are not robust to small, adversarially designed perturbations of the input. Adversarial examples are inputs to Machine Learning models so that an attacker has intentionally designed to cause the model to make a mistake. Adversarially perturbed examples have been deployed to attack image classification services (Liu et al., 2016)[11], speech recognition systems (Cisse et al., 2017a)[12], and robot vision (Melis et al., 2017)[13]. The existence of these adversarial examples has motivated proposals for approaches that increase the robustness of learning systems to such examples. In the example below (Goodfellow et. al) [17], a small perturbation is applied to the original image of a panda, changing the prediction to a gibbon.<br />
<br />
[[File:Panda.png|center]]<br />
<br />
==Introduction==<br />
The paper studies strategies that defend against adversarial-example attacks on image-classification systems by transforming the images before feeding them to a Convolutional Network Classifier. <br />
Generally, defenses against adversarial examples fall into two main categories:<br />
<br />
# Model-Specific – They enforce model properties such as smoothness and in-variance via the learning algorithm. <br />
# Model-Agnostic – They try to remove adversarial perturbations from the input. <br />
<br />
Model-specific defense strategies make strong assumptions about expected adversarial attacks. As a result, they violate the Kerchkoffs principle, which states that adversaries can circumvent model-specific defenses by simply changing how an attack is executed. This paper focuses on increasing the effectiveness of Model Agnostic defense strategies. Specifically, they investigated the following image transformations as a means for protecting against adversarial images:<br />
<br />
# Image Cropping and Re-scaling (Graese et al, 2016). <br />
# Bit Depth Reduction (Xu et. al, 2017) <br />
# JPEG Compression (Dziugaite et al, 2016) <br />
# Total Variance Minimization (Rudin et al, 1992) <br />
# Image Quilting (Efros & Freeman, 2001). <br />
<br />
These image transformations have been studied against Adversarial attacks such as the fast gradient sign method (Goodfelow et. al., 2015), its iterative extension (Kurakin et al., 2016a), Deepfool (Moosavi-Dezfooli et al., 2016), and the Carlini & Wagner (2017) <math>L_2</math>attack. <br />
<br />
From their experiments, the strongest defenses are based on Total Variance Minimization and Image Quilting. These defenses are non-differentiable and inherently random which makes it difficult for an adversary to get around them.<br />
<br />
==Previous Work==<br />
Recently, a lot of research has focused on countering adversarial threats. Wang et al [4], proposed a new adversary resistant technique that obstructs attackers from constructing impactful adversarial images. This is done by randomly nullifying features within images. Tramer et al [2], showed the state-of-the-art Ensemble Adversarial Training Method, which augments the training process but not only included adversarial images constructed from their model but also including adversarial images generated from an ensemble of other models. Their method implemented on an Inception V2 classifier finished 1st among 70 submissions of NIPS 2017 competition on Defenses against Adversarial Attacks. Graese, et al. [3], showed how input transformation such as shifting, blurring and noise can render the majority of the adversarial examples as non-adversarial. Xu et al.[5] demonstrated, how feature squeezing methods, such as reducing the color bit depth of each pixel and spatial smoothing, defends against attacks. Dziugaite et al [6], studied the effect of JPG compression on adversarial images.<br />
<br />
==Terminology==<br />
<br />
'''Gray Box Attack''' : Model Architecture and parameters are Public<br />
<br />
'''Black Box Attack''': Adversary does not have access to the model.<br />
<br />
'''Non Targeted Adversarial Attack''': The goal of the attack is to modify a source image in a way such that the image will be classified incorrectly by the network.<br />
<br />
'''Targeted Adversarial Attack''': The goal of the attack is to modify a source image in way such that image will be classified as a ''target'' class by the network.<br />
<br />
'''Defense''': A defense is a strategy that aims make the prediction on an adversarial example h(x') equal to the prediction on the corresponding clean example h(x).<br />
<br />
== Problem Definition ==<br />
The paper discusses non-targeted adversarial attacks for image recognition systems. Given image space <math>\mathcal{X} = [0,1]^{H \times W \times C}</math>, a source image <math>x \in \mathcal{X}</math>, and a classifier <math>h(.)</math>, a non-targeted adversarial example of <math>x</math> is a perturbed image <math>x'</math>, such that <math>h(x) \neq h(x')</math> and <math>d(x, x') \leq \rho</math> for some dissimilarity function <math>d(·, ·)</math> and <math>\rho \geq 0</math>. In the best case scenario, <math>d(·, ·)</math> measures the perceptual difference between the original image <math>x</math> and the perturbed image <math>x'</math>, but usually, Euclidean distance (<math>||x - x'||_2</math>) or the Chebyshov distance (<math>||x - x'||_{\infty}</math>) are used.<br />
<br />
From a set of N clean images <math>[{x_{1}, …, x_{n}}]</math>, an adversarial attack aims to generate <math>[{x'_{1}, …, x'_{n}}]</math> images, such that (<math>x'_{n}</math>) is an adversary of (<math>x_{n}</math>).<br />
<br />
The success rate of an attack is given as: <br />
<br />
[[File:Attack.PNG|200px |]],<br />
<br />
which is the proportions of predictions that were altered by an attack.<br />
<br />
The success rate is generally measured as a function of the magnitude of perturbations performed by the attack. In this paper, L2 perturbations are used and are quantified using the normalized L2-dissimilarity metric:<br />
<math> \frac{1}{N} \sum_{n=1}^N{\frac{\vert \vert x_n - x'_n \vert \vert_2}{\vert \vert x_n \vert \vert_2}} </math><br />
<br />
A strong adversarial attack has a high rate, while its normalized L2-dissimilarity given by the above equation is less.<br />
<br />
==Adversarial Attacks==<br />
<br />
For the experimental purposes, below 4 attacks have been studied in the paper:<br />
<br />
1. '''Fast Gradient Sign Method (FGSM; Goodfellow et al. (2015)) [17]''': Given a source input <math>x</math>, and true label <math>y</math>, and let <math>l(.,.)</math> be the differentiable loss function used to train the classifier <math>h(.)</math>. Then the corresponding adversarial example is given by:<br />
<br />
<math>x' = x + \epsilon \cdot sign(\nabla_x l(x, y))</math><br />
<br />
for some <math>\epsilon \gt 0</math> which controls the perturbation magnitude.<br />
<br />
2. '''Iterative FGSM ((I-FGSM; Kurakin et al. (2016b)) [14]''': iteratively applies the FGSM update, where M is the number of iterations. It is given as:<br />
<br />
<math>x^{(m)} = x^{(m-1)} + \epsilon \cdot sign(\nabla_{x^{m-1}} l(x^{m-1}, y))</math><br />
<br />
where <math>m = 1,...,M; x^{(0)} = x;</math> and <math>x' = x^{(M)}</math>. M is set such that <math>h(x) \neq h(x')</math>.<br />
<br />
Both FGSM and I-FGSM work by minimizing the Chebyshov distance between the inputs and the generated adversarial examples.<br />
<br />
3. '''DeepFool ((Moosavi-Dezfooliet al., 2016) [15]''': projects x onto a linearization of the decision boundary defined by binary classifier h(.) for M iterations. This can be particularly effictive when a network uses ReLU activation functions. It is given as:<br />
<br />
[[File:DeepFool.PNG|400px |]]<br />
<br />
4. '''Carlini-Wagner's L2 attack (CW-L2; Carlini & Wagner (2017)) [16]''': propose an optimization-based attack that combines a differentiable surrogate for the model’s classification accuracy with an L2-penalty term which encourages the adversary image to be close to the original image. Let <math>Z(x)</math> be the operation that computes the logit vector (i.e., the output before the softmax layer) for an input <math>x</math>, and <math>Z(x)_k</math> be the logit value corresponding to class <math>k</math>. The untargeted variant<br />
of CW-L2 finds a solution to the unconstrained optimization problem. It is given as:<br />
<br />
[[File:Carlini.PNG|500px |]]<br />
<br />
As mentioned earlier, the first two attacks minimize the Chebyshov distance whereas the last two attacks minimize the Euclidean distance between the inputs and the adversarial examples.<br />
<br />
All the methods described above maintain <math>x' \in \mathcal{X}</math> by performing value clipping. <br />
<br />
Below figure shows adversarial images and corresponding perturbations at five levels of normalized L2-dissimilarity for all four attacks, mentioned above.<br />
<br />
[[File:Strength.PNG|thumb|center| 600px |Figure 1: Adversarial images and corresponding perturbations at five levels of normalized L2- dissimilarity for all four attacks.]]<br />
<br />
==Defenses==<br />
Defense is a strategy that aims to make the prediction on an adversarial example equal to the prediction on the corresponding clean example, and the particular structure of adversarial perturbations <math> x-x' </math> have been shown in Figure 1.<br />
Five image transformations that alter the structure of these perturbations have been studied:<br />
# Image Cropping and Re-scaling, <br />
# Bit Depth Reduction, <br />
# JPEG Compression, <br />
# Total Variance Minimization, <br />
# Image Quilting.<br />
<br />
'''Image cropping and Rescaling''' has the effect of altering the spatial positioning of the adversarial perturbation. In this study, images are cropped and re-scaled during training time as part of data-augmentation. At test time, the predictions of randomly cropped are averaged.<br />
<br />
'''Bit Depth Reduction (Xu et. al) [5]''' performs a simple type of quantization that can remove small (adversarial) variations in pixel values from an image. Images are reduced to 3 bits in the experiment.<br />
<br />
'''JPEG Compression and Decompression (Dziugaite etal., 2016)''' removes small perturbations by performing simple quantization. The authors use a quality level of 75/100 in their experiments<br />
<br />
'''Total Variance Minimization (Rudin et. al) [9]''' :<br />
This combines pixel dropout with total variance minimization. This approach randomly selects a small set of pixels, and reconstructs the “simplest” image that is consistent with the selected pixels. The reconstructed image does not contain the adversarial perturbations because these perturbations tend to be small and localized.Specifically, we first select a random set of pixels by sampling a Bernoulli random variable <math>X(i; j; k)</math> for each pixel location <math>(i; j; k)</math>;we maintain a pixel when <math>(i; j; k)</math>= 1. Next, we use total variation, minimization to constructs an image z that is similar to the (perturbed) input image x for the selected<br />
set of pixels, whilst also being “simple” in terms of total variation by solving:<br />
<br />
[[File:TV!.png|300px|]] , <br />
<br />
where <math>TV_{p}(z)</math> represents <math>L_{p}</math> total variation of '''z''' :<br />
<br />
[[File:TV2.png|500px|]]<br />
<br />
The total variation (TV) measures the amount of fine-scale variation in the image z, as a result of which TV minimization encourages removal of small (adversarial) perturbations in the image.<br />
<br />
'''Image Quilting (Efros & Freeman, 2001) [8]'''<br />
Image Quilting is a non-parametric technique that synthesizes images by piecing together small patches that are taken from a database of image patches. The algorithm places appropriate patches in the database for a predefined set of grid points and computes minimum graph cuts in all overlapping boundary regions to remove edge artifacts. Image Quilting can be used to remove adversarial perturbations by constructing a patch database that only contains patches from "clean" images ( without adversarial perturbations); the patches used to create the synthesized image are selected by finding the K nearest neighbors ( in pixel space) of the corresponding patch from the adversarial image in the patch database, and picking one of these neighbors uniformly at random. The motivation for this defense is that resulting image only contains pixels that were not modified by the adversary - the database of real patches is unlikely to contain the structures that appear in adversarial images.<br />
<br />
=Experiments=<br />
<br />
Five experiments were performed to test the efficacy of defenses. The first four experiments consider gray and black box attacks, while the final experiment compares the authors' defenses with prior work.<br />
<br />
'''Set up:'''<br />
Experiments are performed on the ImageNet image classification dataset. The dataset comprises 1.2 million training images and 50,000 test images that correspond to one of 1000 classes. The adversarial images are produced by attacking a ResNet-50 model, with different kinds of attacks mentioned in Section5. The strength of an adversary is measured in terms of its normalized L2-dissimilarity. To produce the adversarial images, L2 dissimilarity for each of the attack was set as below:<br />
<br />
- FGSM. Increasing the step size <math>\epsilon</math>, increases the normalized L2-dissimilarity.<br />
<br />
- I-FGSM. We fix M=10, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- DeepFool. We fix M=5, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- CW-L2. We fix <math>k</math>=0 and <math>\lambda_{f}</math> =10, and multiply the resulting perturbation <br />
<br />
The hyperparameters of the defenses have been fixed in all the experiments. Specifically the pixel dropout probability was set to <math>p</math>=0.5 and regularization parameter of total variation minimizer <math>\lambda_{TV}</math>=0.03.<br />
<br />
Below figure shows the difference between the set up in different experiments below. The network is either trained on a) regular images or b) transformed images. The different settings are marked by 8.1, 8.2 and 8.3 <br />
[[File:models3.png]] <br />
<br />
==GrayBox- Image Transformation at Test Time== <br />
This experiment applies a transformation on adversarial images at test time before feeding them to a ResNet -50 which was trained to classify clean images. Below figure shows the results for five different transformations applied and their corresponding Top-1 accuracy. Few of the interesting observations from the plot are: All of the image transformations partly eliminate the effects of the attack, Crop ensemble gives the best accuracy around 40-60 percent, with an ensemble size of 30. The accuracy of Image Quilting Defense hardly deteriorates as the strength of the adversary increases. However, it does impact accuracy on non-adversarial examples.<br />
<br />
[[File:sFig4.png|center|600px |]]<br />
<br />
==BlackBox - Image Transformation at Training and Test Time==<br />
ResNet-50 model was trained on transformed ImageNet Training images. Before feeding the images to the network for training, standard data augmentation (from He et al) along with bit depth reduction, JPEG Compression, TV Minimization, or Image Quilting were applied on the images. The classification accuracy on the same adversarial images as in the previous case is shown Figure below. (Adversary cannot get this trained model to generate new images - Hence this is assumed as a Black Box setting!). Below figure concludes that training Convolutional Neural Networks on images that are transformed in the same way at test time, dramatically improves the effectiveness of all transformation defenses. Nearly 80 -90 % of the attacks are defended successfully, even when the L2- dissimilarity is high.<br />
<br />
<br />
[[File:sFig5.png|center|600px |]]<br />
<br />
<br />
==Blackbox - Ensembling==<br />
Four networks ResNet-50, ResNet-10, DenseNet-169, and Inception-v4 along with an ensemble of defenses were studied, as shown in Table 1. The adversarial images are produced by attacking a ResNet-50 model. The results in the table conclude that Inception-v4 performs best. This could be due to that network having a higher accuracy even in non-adversarial settings. The best ensemble of defenses achieves an accuracy of about 71% against all the other attacks. The attacks deteriorate the accuracy of the best defenses (a combination of cropping, TVM, image quilting, and model transfer) by at most 6%. Gains of 1-2% in classification accuracy could be found from ensembling different defenses, while gains of 2-3% were found from transferring attacks to different network architectures.<br />
<br />
<br />
[[File:sTab1.png|600px|thumb|center|Table 1. Top-1 classification accuracy of ensemble and model transfer defenses (columns) against four black-box attacks (rows). The four networks we use to classify images are ResNet-50 (RN50), ResNet-101 (RN101), DenseNet-169 (DN169), and Inception-v4 (Iv4). Adversarial images are generated by running attacks against the ResNet-50 model, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. Higher is better. The best defense against each attack is typeset in boldface.]]<br />
<br />
==GrayBox - Image Transformation at Training and Test Time ==<br />
In this experiment, the adversary has access to the network and the related parameters (but does not have access to the input transformations applied at test time). From the network trained in-(BlackBox: Image Transformation at Training and Test Time), novel adversarial images were generated by the four attack methods. The results show that Bit-Depth Reduction and JPEG Compression are weak defenses in such a gray box setting. In contrast, image cropping, rescaling, variation minimization, and image quilting are more robust against adversarial images in this setting.<br />
The results for this experiment are shown in below figure. Networks using these defenses classify up to 50 % of images correctly.<br />
<br />
[[File:sFig6.png|center| 600px |]]<br />
<br />
==Comparison With Ensemble Adversarial Training==<br />
The results of the experiment are compared with the state of the art ensemble adversarial training approach proposed by Tramer et al. [2] 2017. Ensemble Training fits the parameters of a Convolutional Neural Network on adversarial examples that were generated to attack an ensemble of pre-trained models. The model release by Tramer et al [2]: an Inception-Resnet-v2, trained on adversarial examples generated by FGSM against Inception-Resnet-v2 and Inception-v3<br />
models. The results of ensemble training and the preprocessing techniques mentioned in this paper are shown in Table 2.<br />
The results show that ensemble adversarial training works better on FGSM attacks (which it uses at training time), but is outperformed by each of the transformation-based defenses all other attacks.<br />
<br />
<br />
<br />
[[File:sTab2.png|600px|thumb|center|Table 2. Top-1 classification accuracy on images perturbed using attacks against ResNet-50 models trained on input-transformed images and an Inception-v4 model trained using ensemble adversarial. Adversarial images are generated by running attacks against the models, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. The best defense against each attack is typeset in boldface.]]<br />
<br />
=Discussion/Conclusions=<br />
The paper proposed reasonable approaches to countering adversarial images. The authors evaluated Total Variance Minimization and Image Quilting and compared it with already proposed ideas like Image Cropping- Rescaling, Bit Depth Reduction, JPEG Compression, and Decompression on the challenging ImageNet dataset.<br />
Previous work by (Wang et al) [10], shows that a strong input defense should, be nondifferentiable and randomized. Two of the defenses - namely Total Variation Minimization and Image Quilting, both possess this property. Future work suggests applying the same techniques to other domains such as speech recognition and image segmentation. For example, in speech recognition, total variance minimization can be used to remove perturbations from waveforms and "spectrogram quilting" techniques that reconstruct a spectrogram could be developed. The input transformations can also be studied with ensemble adversarial training by Tramèr et al.[2]<br />
<br />
<br />
=Critiques=<br />
1. The terminology of Black Box, White Box, and Grey Box attack is not exactly given and clear.<br />
<br />
2. White Box attacks could have been considered where the adversary has a full access to the model as well as the pre-processing techniques.<br />
<br />
3. Though the authors did a considerable work in showing the effect of four attacks on ImageNet database, much stronger attacks (Madry et al) [7], could have been evaluated.<br />
<br />
4. Authors claim that the success rate is generally measured as a function of the magnitude of perturbations, performed by the attack using the L2- dissimilarity, but the claim is not supported by any references. None of the previous work has used these metrics.<br />
<br />
=References=<br />
<br />
1. Chuan Guo , Mayank Rana & Moustapha Ciss´e & Laurens van der Maaten , Countering Adversarial Images Using Input Transformations<br />
<br />
2. Florian Tramèr, Alexey Kurakin, Nicolas Papernot, Ian Goodfellow, Dan Boneh, Patrick McDaniel, Ensemble Adversarial Training: Attacks and defenses.<br />
<br />
3. Abigail Graese, Andras Rozsa, and Terrance E. Boult. Assessing threat of adversarial examples of deep neural networks. CoRR, abs/1610.04256, 2016. <br />
<br />
4. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Adversary resistant deep neural networks with an application to malware detection. CoRR, abs/1610.01239, 2016a.<br />
<br />
5. Weilin Xu, David Evans, and Yanjun Qi. Feature squeezing: Detecting adversarial examples in deep neural networks. CoRR, abs/1704.01155, 2017. <br />
<br />
6. Gintare Karolina Dziugaite, Zoubin Ghahramani, and Daniel Roy. A study of the effect of JPG compression on adversarial images. CoRR, abs/1608.00853, 2016.<br />
<br />
7. Aleksander Madry, Aleksandar Makelov, Ludwig Schmidt, Dimitris Tsipras, Adrian Vladu .Towards Deep Learning Models Resistant to Adversarial Attacks, arXiv:1706.06083v3<br />
<br />
8. Alexei Efros and William Freeman. Image quilting for texture synthesis and transfer. In Proc. SIGGRAPH, pp. 341–346, 2001.<br />
<br />
9. Leonid Rudin, Stanley Osher, and Emad Fatemi. Nonlinear total variation based noise removal algorithms. Physica D, 60:259–268, 1992.<br />
<br />
10. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Learning adversary-resistant deep neural networks. CoRR, abs/1612.01401, 2016b.<br />
<br />
11. Yanpei Liu, Xinyun Chen, Chang Liu, and Dawn Song. Delving into transferable adversarial examples and black-box attacks. CoRR, abs/1611.02770, 2016.<br />
<br />
12. Moustapha Cisse, Yossi Adi, Natalia Neverova, and Joseph Keshet. Houdini: Fooling deep structured prediction models. CoRR, abs/1707.05373, 2017 <br />
<br />
13. Marco Melis, Ambra Demontis, Battista Biggio, Gavin Brown, Giorgio Fumera, and Fabio Roli. Is deep learning safe for robot vision? adversarial examples against the icub humanoid. CoRR,abs/1708.06939, 2017.<br />
<br />
14. Alexey Kurakin, Ian J. Goodfellow, and Samy Bengio. Adversarial examples in the physical world. CoRR, abs/1607.02533, 2016b.<br />
<br />
15. Seyed-Mohsen Moosavi-Dezfooli, Alhussein Fawzi, and Pascal Frossard. Deepfool: A simple and accurate method to fool deep neural networks. In Proc. CVPR, pp. 2574–2582, 2016.<br />
<br />
16. Nicholas Carlini and David A. Wagner. Towards evaluating the robustness of neural networks. In IEEE Symposium on Security and Privacy, pp. 39–57, 2017.<br />
<br />
17. Ian Goodfellow, Jonathon Shlens, and Christian Szegedy. Explaining and harnessing adversarial examples. In Proc. ICLR, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations&diff=40241Countering Adversarial Images Using Input Transformations2018-11-20T04:12:52Z<p>X46peng: /* Motivation */</p>
<hr />
<div>The code for this paper is available here[https://github.com/facebookresearch/adversarial_image_defenses]<br />
<br />
==Motivation ==<br />
As the use of machine intelligence has increased, robustness has become a critical feature to guarantee the reliability of deployed machine-learning systems. However, recent research has shown that existing models are not robust to small, adversarially designed perturbations of the input. Adversarial examples are inputs to Machine Learning models so that an attacker has intentionally designed to cause the model to make a mistake. Adversarially perturbed examples have been deployed to attack image classification services (Liu et al., 2016)[11], speech recognition systems (Cisse et al., 2017a)[12], and robot vision (Melis et al., 2017)[13]. The existence of these adversarial examples has motivated proposals for approaches that increase the robustness of learning systems to such examples. In the example below (Goodfellow et. al) [17], a small perturbation is applied to the original image of a panda, changing the prediction to a gibbon.<br />
<br />
[[File:Panda.png|center]]<br />
<br />
==Introduction==<br />
The paper studies strategies that defend against adversarial-example attacks on image-classification systems by transforming the images before feeding them to a Convolutional Network Classifier. <br />
Generally, defenses against adversarial examples fall into two main categories -<br />
<br />
# Model-Specific – They enforce model properties such as smoothness and in-variance via the learning algorithm. <br />
# Model-Agnostic – They try to remove adversarial perturbations from the input. <br />
<br />
Model-specific defense strategies make strong assumptions about expected adversarial attacks. As a result, they violate the Kerchkoffs principle, which states that adversaries can circumvent model-specific defenses by simply changing how an attack is executed. This paper focuses on increasing the effectiveness of Model Agnostic defense strategies. Specifically, they investigate the following image transformations as a means for protecting against adversarial images:<br />
<br />
# Image Cropping and Re-scaling (Graese et al, 2016). <br />
# Bit Depth Reduction (Xu et. al, 2017) <br />
# JPEG Compression (Dziugaite et al, 2016) <br />
# Total Variance Minimization (Rudin et al, 1992) <br />
# Image Quilting (Efros & Freeman, 2001). <br />
<br />
These image transformations have been studied against Adversarial attacks such as the fast gradient sign method (Goodfelow et. al., 2015), its iterative extension (Kurakin et al., 2016a), Deepfool (Moosavi-Dezfooli et al., 2016), and the Carlini & Wagner (2017) <math>L_2</math>attack. <br />
<br />
From their experiments, the strongest defenses are based on Total Variance Minimization and Image Quilting. These defenses are non-differentiable and inherently random which makes it difficult for an adversary to get around them.<br />
<br />
==Previous Work==<br />
Recently, a lot of research has focused on countering adversarial threats. Wang et al [4], proposed a new adversary resistant technique that obstructs attackers from constructing impactful adversarial images. This is done by randomly nullifying features within images. Tramer et al [2], showed the state-of-the-art Ensemble Adversarial Training Method, which augments the training process but not only included adversarial images constructed from their model but also including adversarial images generated from an ensemble of other models. Their method implemented on an Inception V2 classifier finished 1st among 70 submissions of NIPS 2017 competition on Defenses against Adversarial Attacks. Graese, et al. [3], showed how input transformation such as shifting, blurring and noise can render the majority of the adversarial examples as non-adversarial. Xu et al.[5] demonstrated, how feature squeezing methods, such as reducing the color bit depth of each pixel and spatial smoothing, defends against attacks. Dziugaite et al [6], studied the effect of JPG compression on adversarial images.<br />
<br />
==Terminology==<br />
<br />
'''Gray Box Attack''' : Model Architecture and parameters are Public<br />
<br />
'''Black Box Attack''': Adversary does not have access to the model.<br />
<br />
'''Non Targeted Adversarial Attack''': The goal of the attack is to modify a source image in a way such that the image will be classified incorrectly by the network.<br />
<br />
'''Targeted Adversarial Attack''': The goal of the attack is to modify a source image in way such that image will be classified as a ''target'' class by the network.<br />
<br />
'''Defense''': A defense is a strategy that aims make the prediction on an adversarial example h(x') equal to the prediction on the corresponding clean example h(x).<br />
<br />
== Problem Definition ==<br />
The paper discusses non-targeted adversarial attacks for image recognition systems. Given image space <math>\mathcal{X} = [0,1]^{H \times W \times C}</math>, a source image <math>x \in \mathcal{X}</math>, and a classifier <math>h(.)</math>, a non-targeted adversarial example of <math>x</math> is a perturbed image <math>x'</math>, such that <math>h(x) \neq h(x')</math> and <math>d(x, x') \leq \rho</math> for some dissimilarity function <math>d(·, ·)</math> and <math>\rho \geq 0</math>. In the best case scenario, <math>d(·, ·)</math> measures the perceptual difference between the original image <math>x</math> and the perturbed image <math>x'</math>, but usually, Euclidean distance (<math>||x - x'||_2</math>) or the Chebyshov distance (<math>||x - x'||_{\infty}</math>) are used.<br />
<br />
From a set of N clean images <math>[{x_{1}, …, x_{n}}]</math>, an adversarial attack aims to generate <math>[{x'_{1}, …, x'_{n}}]</math> images, such that (<math>x'_{n}</math>) is an adversary of (<math>x_{n}</math>).<br />
<br />
The success rate of an attack is given as: <br />
<br />
[[File:Attack.PNG|200px |]],<br />
<br />
which is the proportions of predictions that were altered by an attack.<br />
<br />
The success rate is generally measured as a function of the magnitude of perturbations performed by the attack. In this paper, L2 perturbations are used and are quantified using the normalized L2-dissimilarity metric:<br />
<math> \frac{1}{N} \sum_{n=1}^N{\frac{\vert \vert x_n - x'_n \vert \vert_2}{\vert \vert x_n \vert \vert_2}} </math><br />
<br />
A strong adversarial attack has a high rate, while its normalized L2-dissimilarity given by the above equation is less.<br />
<br />
==Adversarial Attacks==<br />
<br />
For the experimental purposes, below 4 attacks have been studied in the paper:<br />
<br />
1. '''Fast Gradient Sign Method (FGSM; Goodfellow et al. (2015)) [17]''': Given a source input <math>x</math>, and true label <math>y</math>, and let <math>l(.,.)</math> be the differentiable loss function used to train the classifier <math>h(.)</math>. Then the corresponding adversarial example is given by:<br />
<br />
<math>x' = x + \epsilon \cdot sign(\nabla_x l(x, y))</math><br />
<br />
for some <math>\epsilon \gt 0</math> which controls the perturbation magnitude.<br />
<br />
2. '''Iterative FGSM ((I-FGSM; Kurakin et al. (2016b)) [14]''': iteratively applies the FGSM update, where M is the number of iterations. It is given as:<br />
<br />
<math>x^{(m)} = x^{(m-1)} + \epsilon \cdot sign(\nabla_{x^{m-1}} l(x^{m-1}, y))</math><br />
<br />
where <math>m = 1,...,M; x^{(0)} = x;</math> and <math>x' = x^{(M)}</math>. M is set such that <math>h(x) \neq h(x')</math>.<br />
<br />
Both FGSM and I-FGSM work by minimizing the Chebyshov distance between the inputs and the generated adversarial examples.<br />
<br />
3. '''DeepFool ((Moosavi-Dezfooliet al., 2016) [15]''': projects x onto a linearization of the decision boundary defined by binary classifier h(.) for M iterations. This can be particularly effictive when a network uses ReLU activation functions. It is given as:<br />
<br />
[[File:DeepFool.PNG|400px |]]<br />
<br />
4. '''Carlini-Wagner's L2 attack (CW-L2; Carlini & Wagner (2017)) [16]''': propose an optimization-based attack that combines a differentiable surrogate for the model’s classification accuracy with an L2-penalty term which encourages the adversary image to be close to the original image. Let <math>Z(x)</math> be the operation that computes the logit vector (i.e., the output before the softmax layer) for an input <math>x</math>, and <math>Z(x)_k</math> be the logit value corresponding to class <math>k</math>. The untargeted variant<br />
of CW-L2 finds a solution to the unconstrained optimization problem. It is given as:<br />
<br />
[[File:Carlini.PNG|500px |]]<br />
<br />
As mentioned earlier, the first two attacks minimize the Chebyshov distance whereas the last two attacks minimize the Euclidean distance between the inputs and the adversarial examples.<br />
<br />
All the methods described above maintain <math>x' \in \mathcal{X}</math> by performing value clipping. <br />
<br />
Below figure shows adversarial images and corresponding perturbations at five levels of normalized L2-dissimilarity for all four attacks, mentioned above.<br />
<br />
[[File:Strength.PNG|thumb|center| 600px |Figure 1: Adversarial images and corresponding perturbations at five levels of normalized L2- dissimilarity for all four attacks.]]<br />
<br />
==Defenses==<br />
Defense is a strategy that aims to make the prediction on an adversarial example equal to the prediction on the corresponding clean example, and the particular structure of adversarial perturbations <math> x-x' </math> have been shown in Figure 1.<br />
Five image transformations that alter the structure of these perturbations have been studied:<br />
# Image Cropping and Re-scaling, <br />
# Bit Depth Reduction, <br />
# JPEG Compression, <br />
# Total Variance Minimization, <br />
# Image Quilting.<br />
<br />
'''Image cropping and Rescaling''' has the effect of altering the spatial positioning of the adversarial perturbation. In this study, images are cropped and re-scaled during training time as part of data-augmentation. At test time, the predictions of randomly cropped are averaged.<br />
<br />
'''Bit Depth Reduction (Xu et. al) [5]''' performs a simple type of quantization that can remove small (adversarial) variations in pixel values from an image. Images are reduced to 3 bits in the experiment.<br />
<br />
'''JPEG Compression and Decompression (Dziugaite etal., 2016)''' removes small perturbations by performing simple quantization. The authors use a quality level of 75/100 in their experiments<br />
<br />
'''Total Variance Minimization (Rudin et. al) [9]''' :<br />
This combines pixel dropout with total variance minimization. This approach randomly selects a small set of pixels, and reconstructs the “simplest” image that is consistent with the selected pixels. The reconstructed image does not contain the adversarial perturbations because these perturbations tend to be small and localized.Specifically, we first select a random set of pixels by sampling a Bernoulli random variable <math>X(i; j; k)</math> for each pixel location <math>(i; j; k)</math>;we maintain a pixel when <math>(i; j; k)</math>= 1. Next, we use total variation, minimization to constructs an image z that is similar to the (perturbed) input image x for the selected<br />
set of pixels, whilst also being “simple” in terms of total variation by solving:<br />
<br />
[[File:TV!.png|300px|]] , <br />
<br />
where <math>TV_{p}(z)</math> represents <math>L_{p}</math> total variation of '''z''' :<br />
<br />
[[File:TV2.png|500px|]]<br />
<br />
The total variation (TV) measures the amount of fine-scale variation in the image z, as a result of which TV minimization encourages removal of small (adversarial) perturbations in the image.<br />
<br />
'''Image Quilting (Efros & Freeman, 2001) [8]'''<br />
Image Quilting is a non-parametric technique that synthesizes images by piecing together small patches that are taken from a database of image patches. The algorithm places appropriate patches in the database for a predefined set of grid points and computes minimum graph cuts in all overlapping boundary regions to remove edge artifacts. Image Quilting can be used to remove adversarial perturbations by constructing a patch database that only contains patches from "clean" images ( without adversarial perturbations); the patches used to create the synthesized image are selected by finding the K nearest neighbors ( in pixel space) of the corresponding patch from the adversarial image in the patch database, and picking one of these neighbors uniformly at random. The motivation for this defense is that resulting image only contains pixels that were not modified by the adversary - the database of real patches is unlikely to contain the structures that appear in adversarial images.<br />
<br />
=Experiments=<br />
<br />
Five experiments were performed to test the efficacy of defenses. The first four experiments consider gray and black box attacks, while the final experiment compares the authors' defenses with prior work.<br />
<br />
'''Set up:'''<br />
Experiments are performed on the ImageNet image classification dataset. The dataset comprises 1.2 million training images and 50,000 test images that correspond to one of 1000 classes. The adversarial images are produced by attacking a ResNet-50 model, with different kinds of attacks mentioned in Section5. The strength of an adversary is measured in terms of its normalized L2-dissimilarity. To produce the adversarial images, L2 dissimilarity for each of the attack was set as below:<br />
<br />
- FGSM. Increasing the step size <math>\epsilon</math>, increases the normalized L2-dissimilarity.<br />
<br />
- I-FGSM. We fix M=10, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- DeepFool. We fix M=5, and increase <math>\epsilon</math> to increase the normalized L2-dissimilarity.<br />
<br />
- CW-L2. We fix <math>k</math>=0 and <math>\lambda_{f}</math> =10, and multiply the resulting perturbation <br />
<br />
The hyperparameters of the defenses have been fixed in all the experiments. Specifically the pixel dropout probability was set to <math>p</math>=0.5 and regularization parameter of total variation minimizer <math>\lambda_{TV}</math>=0.03.<br />
<br />
Below figure shows the difference between the set up in different experiments below. The network is either trained on a) regular images or b) transformed images. The different settings are marked by 8.1, 8.2 and 8.3 <br />
[[File:models3.png]] <br />
<br />
==GrayBox- Image Transformation at Test Time== <br />
This experiment applies a transformation on adversarial images at test time before feeding them to a ResNet -50 which was trained to classify clean images. Below figure shows the results for five different transformations applied and their corresponding Top-1 accuracy. Few of the interesting observations from the plot are: All of the image transformations partly eliminate the effects of the attack, Crop ensemble gives the best accuracy around 40-60 percent, with an ensemble size of 30. The accuracy of Image Quilting Defense hardly deteriorates as the strength of the adversary increases. However, it does impact accuracy on non-adversarial examples.<br />
<br />
[[File:sFig4.png|center|600px |]]<br />
<br />
==BlackBox - Image Transformation at Training and Test Time==<br />
ResNet-50 model was trained on transformed ImageNet Training images. Before feeding the images to the network for training, standard data augmentation (from He et al) along with bit depth reduction, JPEG Compression, TV Minimization, or Image Quilting were applied on the images. The classification accuracy on the same adversarial images as in the previous case is shown Figure below. (Adversary cannot get this trained model to generate new images - Hence this is assumed as a Black Box setting!). Below figure concludes that training Convolutional Neural Networks on images that are transformed in the same way at test time, dramatically improves the effectiveness of all transformation defenses. Nearly 80 -90 % of the attacks are defended successfully, even when the L2- dissimilarity is high.<br />
<br />
<br />
[[File:sFig5.png|center|600px |]]<br />
<br />
<br />
==Blackbox - Ensembling==<br />
Four networks ResNet-50, ResNet-10, DenseNet-169, and Inception-v4 along with an ensemble of defenses were studied, as shown in Table 1. The adversarial images are produced by attacking a ResNet-50 model. The results in the table conclude that Inception-v4 performs best. This could be due to that network having a higher accuracy even in non-adversarial settings. The best ensemble of defenses achieves an accuracy of about 71% against all the other attacks. The attacks deteriorate the accuracy of the best defenses (a combination of cropping, TVM, image quilting, and model transfer) by at most 6%. Gains of 1-2% in classification accuracy could be found from ensembling different defenses, while gains of 2-3% were found from transferring attacks to different network architectures.<br />
<br />
<br />
[[File:sTab1.png|600px|thumb|center|Table 1. Top-1 classification accuracy of ensemble and model transfer defenses (columns) against four black-box attacks (rows). The four networks we use to classify images are ResNet-50 (RN50), ResNet-101 (RN101), DenseNet-169 (DN169), and Inception-v4 (Iv4). Adversarial images are generated by running attacks against the ResNet-50 model, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. Higher is better. The best defense against each attack is typeset in boldface.]]<br />
<br />
==GrayBox - Image Transformation at Training and Test Time ==<br />
In this experiment, the adversary has access to the network and the related parameters (but does not have access to the input transformations applied at test time). From the network trained in-(BlackBox: Image Transformation at Training and Test Time), novel adversarial images were generated by the four attack methods. The results show that Bit-Depth Reduction and JPEG Compression are weak defenses in such a gray box setting. In contrast, image cropping, rescaling, variation minimization, and image quilting are more robust against adversarial images in this setting.<br />
The results for this experiment are shown in below figure. Networks using these defenses classify up to 50 % of images correctly.<br />
<br />
[[File:sFig6.png|center| 600px |]]<br />
<br />
==Comparison With Ensemble Adversarial Training==<br />
The results of the experiment are compared with the state of the art ensemble adversarial training approach proposed by Tramer et al. [2] 2017. Ensemble Training fits the parameters of a Convolutional Neural Network on adversarial examples that were generated to attack an ensemble of pre-trained models. The model release by Tramer et al [2]: an Inception-Resnet-v2, trained on adversarial examples generated by FGSM against Inception-Resnet-v2 and Inception-v3<br />
models. The results of ensemble training and the preprocessing techniques mentioned in this paper are shown in Table 2.<br />
The results show that ensemble adversarial training works better on FGSM attacks (which it uses at training time), but is outperformed by each of the transformation-based defenses all other attacks.<br />
<br />
<br />
<br />
[[File:sTab2.png|600px|thumb|center|Table 2. Top-1 classification accuracy on images perturbed using attacks against ResNet-50 models trained on input-transformed images and an Inception-v4 model trained using ensemble adversarial. Adversarial images are generated by running attacks against the models, aiming for an average normalized <math>L_2</math>-dissimilarity of 0.06. The best defense against each attack is typeset in boldface.]]<br />
<br />
=Discussion/Conclusions=<br />
The paper proposed reasonable approaches to countering adversarial images. The authors evaluated Total Variance Minimization and Image Quilting and compared it with already proposed ideas like Image Cropping- Rescaling, Bit Depth Reduction, JPEG Compression, and Decompression on the challenging ImageNet dataset.<br />
Previous work by (Wang et al) [10], shows that a strong input defense should, be nondifferentiable and randomized. Two of the defenses - namely Total Variation Minimization and Image Quilting, both possess this property. Future work suggests applying the same techniques to other domains such as speech recognition and image segmentation. For example, in speech recognition, total variance minimization can be used to remove perturbations from waveforms and "spectrogram quilting" techniques that reconstruct a spectrogram could be developed. The input transformations can also be studied with ensemble adversarial training by Tramèr et al.[2]<br />
<br />
<br />
=Critiques=<br />
1. The terminology of Black Box, White Box, and Grey Box attack is not exactly given and clear.<br />
<br />
2. White Box attacks could have been considered where the adversary has a full access to the model as well as the pre-processing techniques.<br />
<br />
3. Though the authors did a considerable work in showing the effect of four attacks on ImageNet database, much stronger attacks (Madry et al) [7], could have been evaluated.<br />
<br />
4. Authors claim that the success rate is generally measured as a function of the magnitude of perturbations, performed by the attack using the L2- dissimilarity, but the claim is not supported by any references. None of the previous work has used these metrics.<br />
<br />
=References=<br />
<br />
1. Chuan Guo , Mayank Rana & Moustapha Ciss´e & Laurens van der Maaten , Countering Adversarial Images Using Input Transformations<br />
<br />
2. Florian Tramèr, Alexey Kurakin, Nicolas Papernot, Ian Goodfellow, Dan Boneh, Patrick McDaniel, Ensemble Adversarial Training: Attacks and defenses.<br />
<br />
3. Abigail Graese, Andras Rozsa, and Terrance E. Boult. Assessing threat of adversarial examples of deep neural networks. CoRR, abs/1610.04256, 2016. <br />
<br />
4. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Adversary resistant deep neural networks with an application to malware detection. CoRR, abs/1610.01239, 2016a.<br />
<br />
5. Weilin Xu, David Evans, and Yanjun Qi. Feature squeezing: Detecting adversarial examples in deep neural networks. CoRR, abs/1704.01155, 2017. <br />
<br />
6. Gintare Karolina Dziugaite, Zoubin Ghahramani, and Daniel Roy. A study of the effect of JPG compression on adversarial images. CoRR, abs/1608.00853, 2016.<br />
<br />
7. Aleksander Madry, Aleksandar Makelov, Ludwig Schmidt, Dimitris Tsipras, Adrian Vladu .Towards Deep Learning Models Resistant to Adversarial Attacks, arXiv:1706.06083v3<br />
<br />
8. Alexei Efros and William Freeman. Image quilting for texture synthesis and transfer. In Proc. SIGGRAPH, pp. 341–346, 2001.<br />
<br />
9. Leonid Rudin, Stanley Osher, and Emad Fatemi. Nonlinear total variation based noise removal algorithms. Physica D, 60:259–268, 1992.<br />
<br />
10. Qinglong Wang, Wenbo Guo, Kaixuan Zhang, Alexander G. Ororbia II, Xinyu Xing, C. Lee Giles, and Xue Liu. Learning adversary-resistant deep neural networks. CoRR, abs/1612.01401, 2016b.<br />
<br />
11. Yanpei Liu, Xinyun Chen, Chang Liu, and Dawn Song. Delving into transferable adversarial examples and black-box attacks. CoRR, abs/1611.02770, 2016.<br />
<br />
12. Moustapha Cisse, Yossi Adi, Natalia Neverova, and Joseph Keshet. Houdini: Fooling deep structured prediction models. CoRR, abs/1707.05373, 2017 <br />
<br />
13. Marco Melis, Ambra Demontis, Battista Biggio, Gavin Brown, Giorgio Fumera, and Fabio Roli. Is deep learning safe for robot vision? adversarial examples against the icub humanoid. CoRR,abs/1708.06939, 2017.<br />
<br />
14. Alexey Kurakin, Ian J. Goodfellow, and Samy Bengio. Adversarial examples in the physical world. CoRR, abs/1607.02533, 2016b.<br />
<br />
15. Seyed-Mohsen Moosavi-Dezfooli, Alhussein Fawzi, and Pascal Frossard. Deepfool: A simple and accurate method to fool deep neural networks. In Proc. CVPR, pp. 2574–2582, 2016.<br />
<br />
16. Nicholas Carlini and David A. Wagner. Towards evaluating the robustness of neural networks. In IEEE Symposium on Security and Privacy, pp. 39–57, 2017.<br />
<br />
17. Ian Goodfellow, Jonathon Shlens, and Christian Szegedy. Explaining and harnessing adversarial examples. In Proc. ICLR, 2015.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Robot_Learning_in_Homes:_Improving_Generalization_and_Reducing_Dataset_Bias&diff=40240Robot Learning in Homes: Improving Generalization and Reducing Dataset Bias2018-11-20T04:09:51Z<p>X46peng: /* Related work */</p>
<hr />
<div>==Introduction==<br />
<br />
<br />
Using data-driven approaches in robotics has increased in the last decade. Instead of using hand-designed models, these data-driven approaches work on large-scale datasets and learn appropriate policies that map from high-dimensional observations to actions. Since collecting data using an actual robot in real-time is very expensive, most of the data-driven approaches in robotics use simulators in order to collect simulated data. The concern which arises here is whether these approaches have the capability to be robust enough to domain shift and to be used for real-world data. It is an undeniable fact that there is a wide reality gap between simulators and the real world.<br />
<br />
This has motivated the robotics community to increase their efforts in collecting real-world physical interaction data for a variety of tasks. This effort has been accelerated by the declining costs of hardware. This approach has been quite successful at tasks such as grasping, pushing, poking and imitation learning. However, the major problem is that the performance of these learning models is not good enough and tends to plateau fast. Furthermore, robotic action data did not lead to similar gains in other areas such as computer vision and natural language processing. As the paper claimed, the solution for all of these obstacles is using “real data”. Current robotic datasets lack diversity of environment. Learning-based approaches need to move out of simulators in the labs and go to real environments such as real homes so that they can learn from real datasets. <br />
<br />
Like every other process, the process of collecting real world data is made difficult by a number of problems. First, there is a need for cheap and compact robots to collect data in homes but current industrial robots (i.e. Sawyer and Baxter) are too expensive. Secondly, cheap robots are not accurate enough to collect reliable data. Also, there is a lack of constant supervision of data collection in homes. Finally, there is also a circular dependency problem in home-robotics: there is lack of real-world data which are needed to improve current robots, but current robots are not good enough to collect reliable data in homes. These challenges in addition to some other external factors will likely result in noisy data collection. In this paper, a first systematic effort has been presented for collecting a dataset inside homes. In accomplishing this goal, the authors: <br />
<br />
1. Build a cheap robot costing less than USD 3K which is appropriate for use in homes<br />
<br />
2. Collect training data in 6 different homes and testing data in 3 homes<br />
<br />
3. Propose a method for modeling the noise in the labeled data<br />
<br />
4. Demonstrate that the diversity in the collected data provides superior performance and requires little-to-no domain adaptation<br />
<br />
[[File:aa1.PNG|600px|thumb|center|]]<br />
<br />
==Overview==<br />
<br />
This paper emphasizes the importance of diversifying the data for robotic learning in order to have a greater generalization, by focusing on the task of grasping. A diverse dataset also allows for removing biases in the data. By considering these facts, the paper argues that even for simple tasks like grasping, datasets which are collected in labs suffer from strong biases such as simple backgrounds and same environment dynamics. Hence, the learning approaches cannot generalize the models and work well on real datasets.<br />
<br />
As a future possibility, there would be a need for having a low-cost robot to collect large-scale data inside a huge number of homes. For this reason, they introduced a customized mobile manipulator. They used a Dobot Magician which is a robotic arm mounted on a Kobuki which is a low-cost mobile robot base equipped with sensors such as bumper contact sensors and wheel encoders. The resulting robot arm has five degrees of freedom (DOF) (x, y, z, roll, pitch). The gripper is a two-fingered electric gripper with a 0.3kg payload. They also add an Intel R200 RGBD camera to their robot which is at a height of 1m above the ground. An Intel Core i5 processor is also used as an on-board laptop to perform all the processing. The whole system can run for 1.5 hours with a single charge.<br />
<br />
As there is always a trade-off, when we gain a low-cost robot, we are actually losing accuracy for controlling it. So, the low-cost robot which is built from cheaper components than the expensive setups such as Baxter and Sawyer suffers from higher calibration errors and execution errors. This means that the dataset collected with this approach is diverse and huge but it has noisy labels. To illustrate, consider when the robot wants to grasp at location <math> {(x, y)}</math>. Since there is a noise in the execution, the robot may perform this action in the location <math> {(x + \delta_{x}, y+ \delta_{y})}</math> which would assign the success or failure label of this action to a wrong place. Therefore, to solve the problem, they used an approach to learn from noisy data. They modeled noise as a latent variable and used two networks, one for predicting the noise and one for predicting the action to execute.<br />
<br />
==Learning on low-cost robot data==<br />
<br />
This paper uses patch grasping framework in its proposed architecture. Also, as mentioned before, there is a high tendency for noisy labels in the datasets which are collected by inaccurate and cheap robots. The cause of the noise in the labels could be due to the hardware execution error, inaccurate kinematics, camera calibration, proprioception, wear, and tear, etc. Here are more explanations about different parts of the architecture in order to disentangle the noise of the low-cost robot’s actual and commanded executions.<br />
<br />
===Grasping Formulation===<br />
<br />
Planar grasping is the object of interest in this architecture. It means that all the objects are grasped at the same height and vertical to the ground (ie: a fixed end-effector pitch). The final goal is to find <math>{(x, y, \theta)}</math> given an observation <math> {I}</math> of the object, where <math> {x}</math> and <math> {y}</math> are the translational degrees of freedom and <math> {\theta}</math> is the rotational degrees of freedom (roll of the end-effector). For the purpose of comparison, they used a model which does not predict the <math>{(x, y, \theta)}</math> directly from the image <math> {I}</math>, but samples several smaller patches <math> {I_{P}}</math> at different locations <math>{(x, y)}</math>. Thus, the angle of grasp <math> {\theta}</math> is predicted from these patches. Also, in order to have multi-modal predictions, discrete steps of the angle <math> {\theta}</math>, <math> {\theta_{D}}</math> is used. <br />
<br />
Hence, each datapoint consists of an image <math> {I}</math>, the executed grasp <math>{(x, y, \theta)}</math> and the grasp success/failure label g. Then, the image <math> {I}</math> and the angle <math> {\theta}</math> are converted to image patch <math> {I_{P}}</math> and angle <math> {\theta_{D}}</math>. Then, to minimize the classification error, a binary cross entropy loss is used which minimizes the error between the predicted and ground truth label <math> g </math>. A convolutional neural network with weight initialization from pre-training on Imagenet is used for this formulation.<br />
<br />
===Modeling noise as latent variable===<br />
<br />
In order to tackle the problem of inaccurate position control and calibration due to cheap robot, they found a structure in the noise which is dependent on the robot and the design. They modeled this structure of noise as a latent variable and decoupled during training. The approach is shown in figure 2: <br />
<br />
<br />
[[File:aa2.PNG|600px|thumb|center|]]<br />
<br />
<br />
The grasp success probability for image patch <math> {I_{P}}</math> at angle <math> {\theta_{D}}</math> is represented as <math> {P(g|I_{P},\theta_{D}; \mathcal{R} )}</math> where <math> \mathcal{R}</math> represents environment variables that can add noise to the system.<br />
<br />
The conditional probability of grasping for this model is computed by:<br />
<br />
<br />
\[ { P(g|I_{P},\theta_{D}, \mathcal{R} ) = ∑_{( \widehat{I_P} \in \mathcal{P})} P(g│z=\widehat{I_P},\theta_{D},\mathcal{R}) \cdot P(z=\widehat{I_P} | \theta_{D},I_P,\mathcal{R})} \]<br />
<br />
<br />
Here, <math> {z}</math> models the latent variable of the actual patch executed, and <math>\widehat{I_P}</math> belongs to a set of possible neighboring patches <math> \mathcal{P}</math>.<math> P(z=\widehat{I_P}|\theta_D,I_P,\mathcal{R})</math> shows the noise which can be caused by <math>\mathcal{R}</math> variables and is implemented as the Noise Modelling Network (NMN). <math> {P(g│z=\widehat{I_P},\theta_{D}, \mathcal{R} )}</math> shows the grasp prediction probability given the true patch and is implemented as the Grasp Prediction Network (GPN). The overall Robust-Grasp model is computed by marginalizing GPN and NMN.<br />
<br />
===Learning the latent noise model===<br />
<br />
They assume that <math> {z}</math> is conditionally independent of the local patch-specific variables <math> {(I_{P}, \theta_{D})}</math>. To estimate the latent variable <math> {z}</math> given the global information <math>\mathcal{R}</math>, i.e <math> P(z=\widehat{I_P}|\theta_D,I_P,\mathcal{R}) \equiv P(z=\widehat{I_P}|\mathcal{R})</math>. They used direct optimization to learn both NMN and GPN with noisy labels. The entire image of the scene and the environment information are the inputs of the NMN, as well as robot ID and raw-pixel grasp location.. The output of the NMN is the probability distribution of the actual patches where the grasps are executed. Finally, a binary cross entropy loss is applied to the marginalized output of these two networks and the true grasp label g.<br />
<br />
===Training details===<br />
<br />
They implemented their model in PyTorch using a pretrained ResNet-18 model. They concatenated 512 dimensional ResNet feature with a 1-hot vector of robot ID and the raw pixel location of the grasp for their NMN. Also, the inputs of the GPN are the original noisy patch plus 8 other equidistant patches from the original one.<br />
Their training process starts with training only GPN over 5 epochs of the data. Then, the NMN and the marginalization operator are added to the model. So, they train NMN and GPN simultaneously for the other 25 epochs.<br />
<br />
==Results==<br />
<br />
In the results part of the paper, they show that collecting dataset in homes is essential for generalizing learning from unseen environments. They also show that modelling the noise in their Low-Cost Arm (LCA) can improve grasping performance.<br />
They collected data in parallel using multiple robots in 6 different homes, as shown in Figure 3. They used an object detector (tiny-YOLO) as the input data were unstructured due to LCA limited memory and computational capabilities. With an object location detected, class information was discarded, and a grasp was attempted. The grasp location in 3D was computed using PointCloud data. They scattered different objects in homes within 2m area to prevent collision of the robot with obstacles and let the robot move randomly and grasp objects. Finally, they collected a dataset with 28K grasp results.<br />
<br />
[[File:aa3.PNG|600px|thumb|center|]]<br />
<br />
To evaluate their approach in a more quantitative way, they used three test settings:<br />
<br />
- The first one is a binary classification or held-out data. The test set is collected by performing random grasps on objects. They measure the performance of binary classification by predicting the success or failure of grasping, given a location and the angle. Using binary classification allows for testing a lot of models without running them on real robots. They collected two held-out datasets using LCA in lab and homes and the dataset for Baxter robot.<br />
<br />
- The second one is Real Low-Cost Arm (Real-LCA). Here, they evaluate their model by running it in three unseen homes. They put 20 new objects in these three homes in different orientations. Since the objects and the environments are completely new, this tests could measure the generalization of the model.<br />
<br />
- The third one is Real Sawyer (Real-Sawyer). They evaluate the performance of their model by running the model on the Sawyer robot which is more accurate than the LCA. They tested their model in the lab environment to show that training models with the datasets collected from homes can improve the performance of models even in lab environments.<br />
<br />
They used baselines for both their data which is collected in homes and their model which is Robust-Grasp. They used two datasets for the baseline. The dataset collected by (Lab-Baxter) and the dataset collected by their LCA in the lab (Lab-LCA).<br />
They compared their Robust-Grasp model with the noise independent patch grasping model (Patch-Grasp) [4]. They also compared their data and model with DexNet-3.0 (DexNet) for a strong real-world grasping baseline.<br />
<br />
===Experiment 1: Performance on held-out data===<br />
<br />
Table 1 shows that the models trained on lab data cannot generalize to the Home-LCA environment. However, the model trained on Home-LCA has a good performance on both lab data and home environment.<br />
<br />
[[File:aa4.PNG|600px|thumb|center|]]<br />
<br />
===Experiment 2: Performance on Real LCA Robot===<br />
<br />
In table 2, the performance of the Home-LCA is compared against a pre-trained DexNet and the model trained on the Lab-Baxter. Training on the Home-LCA dataset performs 43.7% better than training on the Lab-Baxter dataset and 33% better than DexNet. The low performance of DexNet can be described by the possible noise in the depth images that are caused by the natural light. DexNet, which requires high quality depth sensing, cannot perform well. By using cheap commodity RGBD cameras in LCA, the noise in the depth images is not a matter of concern, as the model has no expectation of high quality.<br />
<br />
[[File:aa5.PNG|600px|thumb|center|]]<br />
<br />
===Performance on Real Sawyer===<br />
<br />
To compare the performance of the Robust-Grasp model against the Patch-Grasp model without collecting noise-free data, they used Lab-Baxter for bench-marking, which is an accurate and better calibrated robot. The Sawyer robot is used for testing to ensure that the testing robot is different from both training robots. As shown in Table 3, the Robust-Grasp model trained on Home-LCA outperforms the Patch-Grasp model and achieves 77.5% accuracy. This accuracy is similar to several recent papers, however, this model was trained and tested in different environment. The Robust-Grasp model also outperforms the Patch-Grasp by about 4% on binary classification. Furthermore, the visualizations of predicted noise corrections in Figure 4 shows that the corrections depend on both the pixel locations of the noisy grasp and the robot.<br />
<br />
[[File:aa6.PNG|600px|thumb|center|]]<br />
<br />
[[File:aa7.PNG|600px|thumb|center|]]<br />
<br />
==Related work==<br />
<br />
Over the last few years, the interest of scaling up robot learning with large scale datasets has been increased. Hence, many papers were published in this area. A hand annotated grasping dataset, a self-supervised grasping dataset, and grasping using reinforcement learning are some examples of using large scale datasets for grasping. The work mentioned above used high-cost hardware and data labeling mechanisms. There were also many papers that worked on other robotic tasks like material recognition, pushing objects and manipulating a rope. However, none of these papers worked on real data in real environments like homes, they all used lab data.<br />
<br />
Furthermore, since grasping is one of the basic problems of robotic, there were some efforts to improve grasping. Classic approaches focused on physics-based issues of grasping and required 3D models of the objects. However, recent works focused on data-driven approaches which learn from visual observations to grasp objects. Simulation and real-world robots are both required for large-scale data collection. A versatile grasping model was proposed to achieve a 90% performance for a bin-picking task. The point here is that they usually require high quality depth as input which seems to be a barrier for practical use of robots in real environments.<br />
<br />
Most labs use industrial robots or standard collaborative hardware for their experiments. Therefore, there is few research that used low cost robots. One of the examples is learning using a cheap inaccurate robot for stack multiple blocks. Although mobile robots like iRobot’s Roomba have been in the home consumer electronics market for a decade, it is not clear whether learning approaches are used in it alongside mapping and planning.<br />
<br />
Learning from noisy inputs is another challenge specifically in computer vision. A controversial question which is often raised in this area is whether learning from noise can improve the performance. Some works show it could have bad effects on the performance; however, some other works find it valuable when the noise is independent or statistically dependent on the environment. In this paper, they used a model that can exploit the noise and learn a better grasping model.<br />
<br />
==Conclusion==<br />
<br />
All in all, the paper presents an approach for collecting large-scale robot data in real home environments. They implemented their approach by using a mobile manipulator which is a lot cheaper than the existing industrial robots. They collected a dataset of 28K grasps in six different homes. In order to solve the problem of noisy labels which were caused by their inaccurate robots, they presented a framework to factor out the noise in the data. They tested their model by physically grasping 20 new objects in three new homes and in the lab. The model trained with home dataset showed 43.7% improvement over the models trained with lab data. Their results also showed that their model can improve the grasping performance even in lab environments. They also demonstrated that their architecture for modeling the noise improved the performance by about 10%.<br />
<br />
==Critiques==<br />
<br />
This paper does not contain a significant algorithmic contribution. They are just combining a large number of data engineering techniques for the robot learning problem. The authors claim that they have obtained 43.7% more accuracy than baseline models, but it does not seem to be a fair comparison as the data collection happened in simulated settings in the lab for other methods, whereas the authors use the home dataset. The authors must have also discussed safety issues when training robots in real environments as against simulated environments like labs. The authors are encouraging other researchers to look outside the labs, but are not discussing the critical safety issues in this approach.<br />
<br />
Another strange finding is that the paper mentions that they "follow a model architecture similar to [Pinto and Gupta [4]]," however, the proposed model is in fact a fine tuned resnet-18 architecture. Pinto and Gupta, implement a version similar to AlexNet as shown below in Figure 5.<br />
<br />
[[File:Figure_5_PandG.JPG | 450px|thumb|center|Figure 5: AlexNet architecture implemented in Pinto and Gupta [4].]]<br />
<br />
<br />
The paper argues that the dataset collected by the LCA is noisy, since the robot is cheap and inaccurate. It further asserts that in order to handle the noise in the dataset, they can model the noise as a latent variable and their model can improve the performance of grasping. Although learning from noisy data and achieving a good performance is valuable, it is better that they test their noise modeling network for other robots as well. Since their noise modelling network takes robot information as an input, it would be a good idea to generalize it by testing it using different inaccurate robots to ensure that it would perform well.<br />
<br />
They did not mention other aspects of their comparison, for example they could mention their training time compared to other models or the size of other datasets.<br />
<br />
==References==<br />
<br />
#Josh Tobin, Rachel Fong, Alex Ray, Jonas Schneider, Wojciech Zaremba, and Pieter Abbeel. "Domain randomization for transferring deep neural networks from simulation to the real world." 2017. URL https://arxiv.org/abs/1703.06907.<br />
#Xue Bin Peng, Marcin Andrychowicz, Wojciech Zaremba, and Pieter Abbeel. "Sim-to-real transfer of robotic control with dynamics randomization." arXiv preprint arXiv:1710.06537,2017.<br />
#Lerrel Pinto, Marcin Andrychowicz, Peter Welinder, Wojciech Zaremba, and Pieter Abbeel. "Asymmetric actor critic for image-based robot learning." Robotics Science and Systems, 2018.<br />
#Lerrel Pinto and Abhinav Gupta. "Supersizing self-supervision: Learning to grasp from 50k tries and 700 robot hours." CoRR, abs/1509.06825, 2015. URL http://arxiv.org/abs/1509. 06825.<br />
#Adithyavairavan Murali, Lerrel Pinto, Dhiraj Gandhi, and Abhinav Gupta. "CASSL: Curriculum accelerated self-supervised learning." International Conference on Robotics and Automation, 2018.<br />
# Sergey Levine, Chelsea Finn, Trevor Darrell, and Pieter Abbeel. "End-to-end training of deep visuomotor policies." The Journal of Machine Learning Research, 17(1):1334–1373, 2016.<br />
#Sergey Levine, Peter Pastor, Alex Krizhevsky, and Deirdre Quillen. "Learning hand-eye coordination for robotic grasping with deep learning and large scale data collection." CoRR, abs/1603.02199, 2016. URL http://arxiv.org/abs/1603.02199.<br />
#Pulkit Agarwal, Ashwin Nair, Pieter Abbeel, Jitendra Malik, and Sergey Levine. "Learning to poke by poking: Experiential learning of intuitive physics." 2016. URL http://arxiv.org/ abs/1606.07419<br />
#Chelsea Finn, Ian Goodfellow, and Sergey Levine. "Unsupervised learning for physical interaction through video prediction." In Advances in neural information processing systems, 2016.<br />
#Ashvin Nair, Dian Chen, Pulkit Agrawal, Phillip Isola, Pieter Abbeel, Jitendra Malik, and Sergey Levine. "Combining self-supervised learning and imitation for vision-based rope manipulation." International Conference on Robotics and Automation, 2017.<br />
#Chen Sun, Abhinav Shrivastava, Saurabh Singh, and Abhinav Gupta. "Revisiting unreasonable effectiveness of data in deep learning era." ICCV, 2017.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946F18&diff=40068stat946F182018-11-19T19:11:09Z<p>X46peng: </p>
<hr />
<div>== [[F18-STAT946-Proposal| Project Proposal ]] ==<br />
<br />
=Paper presentation=<br />
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[https://goo.gl/forms/8NucSpF36K6IUZ0V2 Your feedback on presentations]<br />
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<br />
= Record your contributions here [https://docs.google.com/spreadsheets/d/1SxkjNfhOg_eXWpUnVHuIP93E6tEiXEdpm68dQGencgE/edit?usp=sharing]=<br />
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Use the following notations:<br />
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P: You have written a summary/critique on the paper.<br />
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T: You had a technical contribution on a paper (excluding the paper that you present).<br />
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<br />
{| class="wikitable"<br />
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{| border="1" cellpadding="3"<br />
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|width="60pt"|Date<br />
|width="100pt"|Name <br />
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|width="30pt"|Link to the paper<br />
|width="30pt"|Link to the summary<br />
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|Feb 15 (example)||Ri Wang || ||Sequence to sequence learning with neural networks.||[http://papers.nips.cc/paper/5346-sequence-to-sequence-learning-with-neural-networks.pdf Paper] || [[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946w18/Unsupervised_Machine_Translation_Using_Monolingual_Corpora_Only Summary]]<br />
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|Oct 25 || Dhruv Kumar || 1 || Beyond Word Importance: Contextual Decomposition to Extract Interactions from LSTMs || [https://openreview.net/pdf?id=rkRwGg-0Z Paper] || <br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946F18/Beyond_Word_Importance_Contextual_Decomposition_to_Extract_Interactions_from_LSTMs Summary]<br />
[https://wiki.math.uwaterloo.ca/statwiki/images/e/ea/Beyond_Word_Importance.pdf Slides]<br />
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|Oct 25 || Amirpasha Ghabussi || 2 || DCN+: Mixed Objective And Deep Residual Coattention for Question Answering || [https://openreview.net/pdf?id=H1meywxRW Paper] ||<br />
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|Oct 25 || Juan Carrillo || 3 || Hierarchical Representations for Efficient Architecture Search || [https://arxiv.org/abs/1711.00436 Paper] || <br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946F18/Hierarchical_Representations_for_Efficient_Architecture_Search Summary]<br />
[https://wiki.math.uwaterloo.ca/statwiki/images/1/15/HierarchicalRep-slides.pdf Slides]<br />
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|Oct 30 || Manpreet Singh Minhas || 4 || End-to-end Active Object Tracking via Reinforcement Learning || [http://proceedings.mlr.press/v80/luo18a/luo18a.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=End_to_end_Active_Object_Tracking_via_Reinforcement_Learning Summary]<br />
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|Oct 30 || Marvin Pafla || 5 || Fairness Without Demographics in Repeated Loss Minimization || [http://proceedings.mlr.press/v80/hashimoto18a.html Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Fairness_Without_Demographics_in_Repeated_Loss_Minimization Summary]<br />
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|Oct 30 || Glen Chalatov || 6 || Pixels to Graphs by Associative Embedding || [http://papers.nips.cc/paper/6812-pixels-to-graphs-by-associative-embedding Paper] ||<br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Pixels_to_Graphs_by_Associative_Embedding Summary]<br />
|-<br />
|Nov 1 || Sriram Ganapathi Subramanian || 7 ||Differentiable plasticity: training plastic neural networks with backpropagation || [http://proceedings.mlr.press/v80/miconi18a.html Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946F18/differentiableplasticity Summary]<br />
[https://wiki.math.uwaterloo.ca/statwiki/images/3/3c/Deep_learning_course_presentation.pdf Slides]<br />
|-<br />
|Nov 1 || Hadi Nekoei || 8 || Synthesizing Programs for Images using Reinforced Adversarial Learning || [http://proceedings.mlr.press/v80/ganin18a.html Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Synthesizing_Programs_for_Images_usingReinforced_Adversarial_Learning Summary]<br />
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|Nov 1 || Henry Chen || 9 || DeepVO: Towards end-to-end visual odometry with deep Recurrent Convolutional Neural Networks || [https://ieeexplore.ieee.org/abstract/document/7989236 Paper] || <br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=DeepVO_Towards_end_to_end_visual_odometry_with_deep_RNN Summary]<br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=File:DeepVO_Presentation_Henry.pdf Slides] <br />
|-<br />
|Nov 6 || Nargess Heydari || 10 ||Wavelet Pooling For Convolutional Neural Networks Networks || [https://openreview.net/pdf?id=rkhlb8lCZ Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946w18/Wavelet_Pooling_For_Convolutional_Neural_Networks Summary] [https://wiki.math.uwaterloo.ca/statwiki/images/1/1a/Wavelet_Pooling_for_Convolutional_Neural_Networks.pptx Slides]<br />
|-<br />
|Nov 6 || Aravind Ravi || 11 || Towards Image Understanding from Deep Compression Without Decoding || [https://openreview.net/forum?id=HkXWCMbRW Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=stat946w18/Towards_Image_Understanding_From_Deep_Compression_Without_Decoding Summary]<br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=File:DL_STAT946_PPT_AravindRavi.pdf Slides]<br />
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|Nov 6 || Ronald Feng || 12 || Learning to Teach || [https://openreview.net/pdf?id=HJewuJWCZ Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Learning_to_Teach Summary]<br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=File:946_L2T_slides.pdf Slides]<br />
|-<br />
|Nov 8 || Neel Bhatt || 13 || Annotating Object Instances with a Polygon-RNN || [https://www.cs.utoronto.ca/~fidler/papers/paper_polyrnn.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Annotating_Object_Instances_with_a_Polygon_RNN Summary] [https://wiki.math.uwaterloo.ca/statwiki/images/a/af/ANNOTATING_OBJECT_INSTANCES_NEEL_BHATT.pdf Slides]<br />
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|Nov 8 || Jacob Manuel || 14 || Co-teaching: Robust Training Deep Neural Networks with Extremely Noisy Labels || [https://arxiv.org/pdf/1804.06872.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Co-Teaching Summary] [https://wiki.math.uwaterloo.ca/statwiki/images/3/33/Co-Teaching.pdf Slides]<br />
|-<br />
|Nov 8 || Charupriya Sharma|| 15 || A Bayesian Perspective on Generalization and Stochastic Gradient Descent|| [https://openreview.net/pdf?id=BJij4yg0Z Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=A_Bayesian_Perspective_on_Generalization_and_Stochastic_Gradient_Descent Summary]<br />
|-<br />
|NOv 13 || Sagar Rajendran || 16 || Zero-Shot Visual Imitation || [https://openreview.net/pdf?id=BkisuzWRW Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Zero-Shot_Visual_Imitation Summary]<br />
|-<br />
<br />
|Nov 13 || Ruijie Zhang || 17 || Searching for Efficient Multi-Scale Architectures for Dense Image Prediction || [https://arxiv.org/pdf/1809.04184.pdf Paper]|| [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Searching_For_Efficient_Multi_Scale_Architectures_For_Dense_Image_Prediction Summary]<br />
|-<br />
|Nov 13 || Neil Budnarain || 18 || Predicting Floor Level For 911 Calls with Neural Networks and Smartphone Sensor Data || [https://openreview.net/pdf?id=ryBnUWb0b Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Predicting_Floor_Level_For_911_Calls_with_Neural_Network_and_Smartphone_Sensor_Data Summary]<br />
|-<br />
|NOv 15 || Zheng Ma || 19 || Reinforcement Learning of Theorem Proving || [https://arxiv.org/abs/1805.07563 Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Reinforcement_Learning_of_Theorem_Proving Summary] [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=File:zheng_946_presentation.pdf Slides]<br />
|-<br />
|Nov 15 || Abdul Khader Naik || 20 || Multi-View Data Generation Without View Supervision || [https://openreview.net/pdf?id=ryRh0bb0Z Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=MULTI-VIEW_DATA_GENERATION_WITHOUT_VIEW_SUPERVISION Summary]<br />
|-<br />
|Nov 15 || Johra Muhammad Moosa || 21 || Attend and Predict: Understanding Gene Regulation by Selective Attention on Chromatin || [https://papers.nips.cc/paper/7255-attend-and-predict-understanding-gene-regulation-by-selective-attention-on-chromatin.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Attend_and_Predict:_Understanding_Gene_Regulation_by_Selective_Attention_on_Chromatin Summary] [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=File:Attend_and_Predict.pdf Slides]<br />
|-<br />
|NOv 20 || Zahra Rezapour Siahgourabi || 22 ||Robot Learning in Homes: Improving Generalization and Reducing Dataset Bias ||[https://arxiv.org/pdf/1807.07049 Paper] || <br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Robot_Learning_in_Homes:_Improving_Generalization_and_Reducing_Dataset_Bias Summary]<br />
|-<br />
|Nov 20 || Shubham Koundinya || 23 || Countering Adversarial Images Using Input Transformations ||[https://openreview.net/pdf?id=SyJ7ClWCb paper] || <br />
[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Countering_Adversarial_Images_Using_Input_Transformations Summary]<br />
|-<br />
|Nov 20 || Salman Khan || 24 || Obfuscated Gradients Give a False Sense of Security: Circumventing Defenses to Adversarial Examples || [http://proceedings.mlr.press/v80/athalye18a.html paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Obfuscated_Gradients_Give_a_False_Sense_of_Security_Circumventing_Defenses_to_Adversarial_Examples Summary]<br />
|-<br />
|NOv 22 ||Soroush Ameli || 25 || Learning to Navigate in Cities Without a Map || [https://arxiv.org/abs/1804.00168 paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Learning_to_Navigate_in_Cities_Without_a_Map Summary] <br />
|-<br />
|Nov 22 ||Ivan Li || 26 || Mapping Images to Scene Graphs with Permutation-Invariant Structured Prediction || [https://arxiv.org/pdf/1802.05451v3.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Mapping_Images_to_Scene_Graphs_with_Permutation-Invariant_Structured_Prediction Summary]<br />
|-<br />
|Nov 22 ||Sigeng Chen || 27 ||Conditional Neural Processes || [http://proceedings.mlr.press/v80/garnelo18a/garnelo18a.pdf Paper] ||[https://wiki.math.uwaterloo.ca/statwiki/index.php?title=conditional_neural_process Summary]<br />
|-<br />
|Nov 27 || Aileen Li || 28 || Unsupervised Machine Translation Using Monolingual Corpora Only ||[https://openreview.net/pdf?id=rkYTTf-AZ Paper] || <br />
|-<br />
|Nov 27 ||Xudong Peng || 29 || Visual Reinforcement Learning with Imagined Goals || [https://arxiv.org/abs/1807.04742 Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals Summary]<br />
|-<br />
|Nov 27 ||Xinyue Zhang || 30 || Policy Optimization with Demonstrations || [http://proceedings.mlr.press/v80/kang18a/kang18a.pdf Paper] || <br />
|-<br />
|NOv 29 ||Junyi Zhang || 31 || Autoregressive Convolutional Neural Networks for Asynchronous Time Series || [http://proceedings.mlr.press/v80/binkowski18a/binkowski18a.pdf Paper] ||<br />
|-<br />
|Nov 29 ||Travis Bender || 32 || Automatic Goal Generation for Reinforcement Learning Agents || [http://proceedings.mlr.press/v80/florensa18a/florensa18a.pdf Paper] ||<br />
|-<br />
|Nov 29 ||Patrick Li || 33 || Matrix Capsules with EM Routing || [https://openreview.net/pdf?id=HJWLfGWRb Paper] ||<br />
|-<br />
|Nov 30 || Jiazhen Chen || 34 || Learn What Not to Learn: Action Elimination with Deep Reinforcement Learning || [https://arxiv.org/abs/1809.02121 Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=learn_what_not_to_learn Summary]<br />
|-<br />
|Nov 30 || Gaurav Sahu || 35 || TBD || ||<br />
|-<br />
|Nov 23 || Kashif Khan || 36 || Wasserstein Auto-Encoders || [https://arxiv.org/pdf/1711.01558.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Wasserstein_Auto-encoders Summary]<br />
|-<br />
|Nov 23 || Shala Chen || 37 || A Neural Representation of Sketch Drawings || [https://arxiv.org/pdf/1704.03477.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=a_neural_representation_of_sketch_drawings Summary]<br />
|-<br />
|Nov 30 || Ki Beom Lee || 38 || Detecting Statistical Interactions from Neural Network Weights|| [https://openreview.net/forum?id=ByOfBggRZ Paper] ||<br />
|-<br />
|Nov 23 || Wesley Fisher || 39 || Deep Reinforcement Learning in Continuous Action Spaces: a Case Study in the Game of Simulated Curling || [http://proceedings.mlr.press/v80/lee18b/lee18b.pdf Paper] || [https://wiki.math.uwaterloo.ca/statwiki/index.php?title=Deep_Reinforcement_Learning_in_Continuous_Action_Spaces_a_Case_Study_in_the_Game_of_Simulated_Curling Summary]<br />
|-<br />
||Nov 30|| Ahmed Afify || 40 ||Don't Decay the Learning Rate, Increase the Batch Size || [https://openreview.net/pdf?id=B1Yy1BxCZ Paper]||</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40067Visual Reinforcement Learning with Imagined Goals2018-11-19T19:10:14Z<p>X46peng: </p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping [1], pushing [2], navigation [3], and other manipulation task [4]. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time [5], expert trajectories [6], human demonstrations [7], or pre-trained object-detection features [8]. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image. [9]]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|600px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward. [9]]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|600px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling. [9]]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
[[File:reaching.JPG|center|thumb|600px|(Left) The robot setup is pictured. (Right) Test rollouts of the learned policy.]]<br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
[[File:pushing.JPG|center|thumb|600px|The robot pushing setup is<br />
pictured, with frames from test rollouts of the learned policy.]]<br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Lerrel Pinto, Marcin Andrychowicz, Peter Welinder, Wojciech Zaremba, and Pieter Abbeel. Asymmetric<br />
Actor Critic for Image-Based Robot Learning. arXiv preprint arXiv:1710.06542, 2017.<br />
<br />
2. Pulkit Agrawal, Ashvin Nair, Pieter Abbeel, Jitendra Malik, and Sergey Levine. Learning to Poke by<br />
Poking: Experiential Learning of Intuitive Physics. In Advances in Neural Information Processing Systems<br />
(NIPS), 2016.<br />
<br />
3. Deepak Pathak, Parsa Mahmoudieh, Guanghao Luo, Pulkit Agrawal, Dian Chen, Yide Shentu, Evan<br />
Shelhamer, Jitendra Malik, Alexei A Efros, and Trevor Darrell. Zero-Shot Visual Imitation. In International<br />
Conference on Learning Representations (ICLR), 2018.<br />
<br />
4. Timothy P Lillicrap, Jonathan J Hunt, Alexander Pritzel, Nicolas Heess, Tom Erez, Yuval Tassa, David<br />
Silver, and Daan Wierstra. Continuous control with deep reinforcement learning. In International<br />
Conference on Learning Representations (ICLR), 2016.<br />
<br />
5. Irina Higgins, Arka Pal, Andrei A Rusu, Loic Matthey, Christopher P Burgess, Alexander Pritzel, Matthew<br />
Botvinick, Charles Blundell, and Alexander Lerchner. Darla: Improving zero-shot transfer in reinforcement<br />
learning. International Conference on Machine Learning (ICML), 2017.<br />
<br />
6. Aravind Srinivas, Allan Jabri, Pieter Abbeel, Sergey Levine, and Chelsea Finn. Universal Planning<br />
Networks. In International Conference on Machine Learning (ICML), 2018.<br />
<br />
7. Pierre Sermanet, Corey Lynch, Yevgen Chebotar, Jasmine Hsu, Eric Jang, Stefan Schaal, and Sergey<br />
Levine. Time-contrastive networks: Self-supervised learning from video. arXiv preprint arXiv:1704.06888,<br />
2017.<br />
<br />
8. Alex Lee, Sergey Levine, and Pieter Abbeel. Learning Visual Servoing with Deep Features and Fitted<br />
Q-Iteration. In International Conference on Learning Representations (ICLR), 2017.<br />
<br />
9. Online source: https://bair.berkeley.edu/blog/2018/09/06/rig/</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40066Visual Reinforcement Learning with Imagined Goals2018-11-19T19:09:20Z<p>X46peng: /* References */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping [1], pushing [2], navigation [3], and other manipulation task [4]. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time [5], expert trajectories [6], human demonstrations [7], or pre-trained object-detection features [8]. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|600px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward.]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|600px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling.]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
[[File:reaching.JPG|center|thumb|600px|(Left) The robot setup is pictured. (Right) Test rollouts of the learned policy.]]<br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
[[File:pushing.JPG|center|thumb|600px|The robot pushing setup is<br />
pictured, with frames from test rollouts of the learned policy.]]<br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Lerrel Pinto, Marcin Andrychowicz, Peter Welinder, Wojciech Zaremba, and Pieter Abbeel. Asymmetric<br />
Actor Critic for Image-Based Robot Learning. arXiv preprint arXiv:1710.06542, 2017.<br />
<br />
2. Pulkit Agrawal, Ashvin Nair, Pieter Abbeel, Jitendra Malik, and Sergey Levine. Learning to Poke by<br />
Poking: Experiential Learning of Intuitive Physics. In Advances in Neural Information Processing Systems<br />
(NIPS), 2016.<br />
<br />
3. Deepak Pathak, Parsa Mahmoudieh, Guanghao Luo, Pulkit Agrawal, Dian Chen, Yide Shentu, Evan<br />
Shelhamer, Jitendra Malik, Alexei A Efros, and Trevor Darrell. Zero-Shot Visual Imitation. In International<br />
Conference on Learning Representations (ICLR), 2018.<br />
<br />
4. Timothy P Lillicrap, Jonathan J Hunt, Alexander Pritzel, Nicolas Heess, Tom Erez, Yuval Tassa, David<br />
Silver, and Daan Wierstra. Continuous control with deep reinforcement learning. In International<br />
Conference on Learning Representations (ICLR), 2016.<br />
<br />
5. Irina Higgins, Arka Pal, Andrei A Rusu, Loic Matthey, Christopher P Burgess, Alexander Pritzel, Matthew<br />
Botvinick, Charles Blundell, and Alexander Lerchner. Darla: Improving zero-shot transfer in reinforcement<br />
learning. International Conference on Machine Learning (ICML), 2017.<br />
<br />
6. Aravind Srinivas, Allan Jabri, Pieter Abbeel, Sergey Levine, and Chelsea Finn. Universal Planning<br />
Networks. In International Conference on Machine Learning (ICML), 2018.<br />
<br />
7. Pierre Sermanet, Corey Lynch, Yevgen Chebotar, Jasmine Hsu, Eric Jang, Stefan Schaal, and Sergey<br />
Levine. Time-contrastive networks: Self-supervised learning from video. arXiv preprint arXiv:1704.06888,<br />
2017.<br />
<br />
8. Alex Lee, Sergey Levine, and Pieter Abbeel. Learning Visual Servoing with Deep Features and Fitted<br />
Q-Iteration. In International Conference on Learning Representations (ICLR), 2017.<br />
<br />
9. Online source: https://bair.berkeley.edu/blog/2018/09/06/rig/</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40065Visual Reinforcement Learning with Imagined Goals2018-11-19T19:07:56Z<p>X46peng: /* References */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping [1], pushing [2], navigation [3], and other manipulation task [4]. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time [5], expert trajectories [6], human demonstrations [7], or pre-trained object-detection features [8]. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|600px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward.]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|600px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling.]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
[[File:reaching.JPG|center|thumb|600px|(Left) The robot setup is pictured. (Right) Test rollouts of the learned policy.]]<br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
[[File:pushing.JPG|center|thumb|600px|The robot pushing setup is<br />
pictured, with frames from test rollouts of the learned policy.]]<br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Lerrel Pinto, Marcin Andrychowicz, Peter Welinder, Wojciech Zaremba, and Pieter Abbeel. Asymmetric<br />
Actor Critic for Image-Based Robot Learning. arXiv preprint arXiv:1710.06542, 2017.<br />
<br />
2. Pulkit Agrawal, Ashvin Nair, Pieter Abbeel, Jitendra Malik, and Sergey Levine. Learning to Poke by<br />
Poking: Experiential Learning of Intuitive Physics. In Advances in Neural Information Processing Systems<br />
(NIPS), 2016.<br />
<br />
3. Deepak Pathak, Parsa Mahmoudieh, Guanghao Luo, Pulkit Agrawal, Dian Chen, Yide Shentu, Evan<br />
Shelhamer, Jitendra Malik, Alexei A Efros, and Trevor Darrell. Zero-Shot Visual Imitation. In International<br />
Conference on Learning Representations (ICLR), 2018.<br />
<br />
4. Timothy P Lillicrap, Jonathan J Hunt, Alexander Pritzel, Nicolas Heess, Tom Erez, Yuval Tassa, David<br />
Silver, and Daan Wierstra. Continuous control with deep reinforcement learning. In International<br />
Conference on Learning Representations (ICLR), 2016.<br />
<br />
5. Irina Higgins, Arka Pal, Andrei A Rusu, Loic Matthey, Christopher P Burgess, Alexander Pritzel, Matthew<br />
Botvinick, Charles Blundell, and Alexander Lerchner. Darla: Improving zero-shot transfer in reinforcement<br />
learning. International Conference on Machine Learning (ICML), 2017.<br />
<br />
6. Aravind Srinivas, Allan Jabri, Pieter Abbeel, Sergey Levine, and Chelsea Finn. Universal Planning<br />
Networks. In International Conference on Machine Learning (ICML), 2018.<br />
<br />
7. Pierre Sermanet, Corey Lynch, Yevgen Chebotar, Jasmine Hsu, Eric Jang, Stefan Schaal, and Sergey<br />
Levine. Time-contrastive networks: Self-supervised learning from video. arXiv preprint arXiv:1704.06888,<br />
2017.<br />
<br />
8. Alex Lee, Sergey Levine, and Pieter Abbeel. Learning Visual Servoing with Deep Features and Fitted<br />
Q-Iteration. In International Conference on Learning Representations (ICLR), 2017.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40063Visual Reinforcement Learning with Imagined Goals2018-11-19T19:05:37Z<p>X46peng: /* Related Work */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping [1], pushing [2], navigation [3], and other manipulation task [4]. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time [5], expert trajectories [6], human demonstrations [7], or pre-trained object-detection features [8]. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|600px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward.]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|600px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling.]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
[[File:reaching.JPG|center|thumb|600px|(Left) The robot setup is pictured. (Right) Test rollouts of the learned policy.]]<br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
[[File:pushing.JPG|center|thumb|600px|The robot pushing setup is<br />
pictured, with frames from test rollouts of the learned policy.]]<br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40062Visual Reinforcement Learning with Imagined Goals2018-11-19T18:58:40Z<p>X46peng: /* Experiments */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|600px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward.]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|600px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling.]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
[[File:reaching.JPG|center|thumb|600px|(Left) The robot setup is pictured. (Right) Test rollouts of the learned policy.]]<br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
[[File:pushing.JPG|center|thumb|600px|The robot pushing setup is<br />
pictured, with frames from test rollouts of the learned policy.]]<br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40060Visual Reinforcement Learning with Imagined Goals2018-11-19T18:56:20Z<p>X46peng: /* Variational Autoencoder (VAE) */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|600px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward.]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|600px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling.]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40059Visual Reinforcement Learning with Imagined Goals2018-11-19T18:55:48Z<p>X46peng: /* Variational Autoencoder (VAE) */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
[[File:robot-interpreting-scene.png|center|thumb|400px|The agent encodes the current image (x) and goal image (xg) into a latent space and use distances in that latent space for reward.]]<br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
[[File:robot-imagining-goals.png|center|thumb|400px|Even without a human providing a goal, our agent can still generate its own goals, both for exploration and for goal relabeling.]]<br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40058Visual Reinforcement Learning with Imagined Goals2018-11-19T18:54:12Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40057Visual Reinforcement Learning with Imagined Goals2018-11-19T18:53:54Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|800px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|800px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|800px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40056Visual Reinforcement Learning with Imagined Goals2018-11-19T18:52:57Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
[[File:policy-extraction.png|center|thumb|600px]]<br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
[[File:ql.png|center|thumb|600px]]<br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
[[File:qlr.png|center|thumb|600px]]<br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40055Visual Reinforcement Learning with Imagined Goals2018-11-19T18:50:59Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|400px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:policy-extraction.png|400px]]</div><br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:ql.png|400px]]</div><br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:qlr.png|400px]]</div><br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40054Visual Reinforcement Learning with Imagined Goals2018-11-19T18:50:51Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|thumb|100px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:policy-extraction.png|400px]]</div><br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:ql.png|400px]]</div><br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:qlr.png|400px]]</div><br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40053Visual Reinforcement Learning with Imagined Goals2018-11-19T18:46:30Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|frame|10px|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:policy-extraction.png|400px]]</div><br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:ql.png|400px]]</div><br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:qlr.png|400px]]</div><br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40052Visual Reinforcement Learning with Imagined Goals2018-11-19T18:46:11Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|10px|frame|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:policy-extraction.png|400px]]</div><br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:ql.png|400px]]</div><br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:qlr.png|400px]]</div><br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40051Visual Reinforcement Learning with Imagined Goals2018-11-19T18:45:55Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
[[File:human-giving-goal.png|center|400px|frame|The task: Make the world look like this image.]]<br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:policy-extraction.png|400px]]</div><br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:ql.png|400px]]</div><br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:qlr.png|400px]]</div><br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because the goals are images, a goal image distribution p(g) is needed so that one can sample goal images. Manually designing a distribution over goal images is a non-trivial task and image generation is still an active field of research. It would be ideal if the agent can autonomously imagine its own goals and learn how to reach them.<br />
<br />
=Variational Autoencoder (VAE)=<br />
An autoencoder is a type of machine learning model that can learn to extract a robust, space-efficient feature vector from an image. This generative model converts high-dimensional observations x, like images, into low-dimensional latent variables z, and vice versa. The model is trained so that the latent variables capture the underlying factors of variation in an image. A current image x and goal image xg can be converted into latent variables z and zg, respectively. These latent variables can then be used to represent ate the state and goal for the reinforcement learning algorithm. Learning Q functions and policies on top of this low-dimensional latent space rather than directly on images results in faster learning.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-interpreting-scene.png|400px]]</div><br />
<br />
Using the latent variable representations for the images and goals also solves the problem of computing rewards. Instead of using pixel-wise error as our reward, the distance in the latent space is used as the reward to train the agent to reach a goal. The paper shows that this corresponds to rewarding reaching states that maximize the probability of the latent goal zg.<br />
<br />
This generative model is also important because it allows an agent to easily generate goals in the latent space. In particular, the authors design the generative model so that latent variables are sampled from the VAE prior. This sampling mechanism is used for two reasons: First, it provides a mechanism for an agent to set its own goals. The agent simply samples a value for the latent variable from the generative model, and tries to reach that latent goal. Second, this resampling mechanism is also used to relabel goals as mentioned above. Since the VAE prior is trained by real images, meaningful latent goals can be sampled from the latent variable prior.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:robot-imagining-goals.png|400px]]</div><br />
<br />
The authors summarize the purpose of the latent variable representation of images as follows: (1) captures the underlying factors of a scene, (2) provides meaningful distances to optimize, and (3) provides an efficient goal sampling mechanism which can be used by the agent to generate its own goals. The overall method is called reinforcement learning with imagined goals (RIG) by the authors.<br />
<br />
=Experiments=<br />
<br />
The authors evaluated their method against some prior algorithms and ablated versions of their approach on a suite of simulated and real-world tasks: Visual Reacher, Visual Pusher, and Visual Multi-Object Pusher. They compared their model with the following prior works: L&R, DSAE, HER, and Oracle. It is concluded that their approach substantially outperforms the previous methods and is close to the state-based "oracle" method in terms of efficiency and performance.<br />
<br />
They then investigated the effectiveness of distances in the VAE latent space for the Visual Pusher task. They observed that latent distance significantly outperforms the log probability and pixel mean-squared error. The resampling strategies are also varied while fixing other components of the algorithm to study the effect of relabeling strategy. In this experiment, the RIG, which is an equal mixture of the VAE and Future sampling strategies, performs best. Subsequently, learning with variable numbers of objects was studied by evaluating on a task where the environment, based on the Visual Multi-Object Pusher, randomly contains zero, one, or two objects during testing. The results show that their model can tackle this task successfully.<br />
<br />
Finally, the authors tested the RIG in real-world robot for its ability to reach user-specified positions and push objects to desired locations, as indicated by a goal image. The robot is trained with access only to 84x84 RGB images and without access to joint angles or object positions. The robot first learns by settings its own goals in the latent space and autonomously practices reaching different positions without human involvement. After a reasonable amount of time of training, the robot is given a goal image. Because the robot has practiced reaching so many goals, it is able to reach this goal without additional training:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:reaching.JPG|400px]]</div><br />
<br />
They also used RIG to train a policy to push objects to target locations:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:pushing.JPG|400px]]</div><br />
<br />
=Conclusion & Future Work=<br />
<br />
In this paper, a new RL algorithm is proposed to efficiently solve goal-conditioned, vision-based tasks without any ground truth state information or reward functions. The author suggests that one could instead use other representations, such as language and demonstrations, to specify goals. Also, while the paper provides a mechanism to sample goals for autonomous exploration, one can combine the proposed method with existing work by choosing these goals in a more principled way to perform even better exploration. Lastly, there are a variety of robot tasks whose state representation would be difficult to capture with sensors, such as manipulating deformable objects or handling scenes with variable number of objects. It is interesting to see whether the RIG can be scaled up to solve these tasks.<br />
<br />
=Critique=<br />
1. This paper is novel because it uses visual data and trains in an unsupervised fashion. The algorithm has no access to a ground truth state or to a pre-defined reward function. It can perform well in a real-world environment with no explicit programming.<br />
<br />
2. From the videos, one major concern is that the output of robotic arm's position is not stable during training and test time. It is likely that the encoder reduces the image features too much so that the images in the latent space are too blury to be used goal images. It would be better if this can be investigated in future.<br />
<br />
3. The algorithm seems to perform better when there is only one object in the images. For example, in Visual Multi-Object Pusher experiment, the relative positions of two pucks do not correspond well with the relative positions of two pucks in goal images. The same situation is also observed in Variable-object experiment. We may guess that the more information contain in a image, the less likely the robot will perform well. This limits the applicability of the current algorithm to solving real-world problems.<br />
<br />
=References=<br />
1. Searching For Efficient Multi-Scale Architectures For Dense Image Prediction, [[https://arxiv.org/abs/1809.04184]].<br />
<br />
2. E. Real, A. Aggarwal, Y. Huang, and Q. V. Le. Regularized evolution for image classifier architecture search. arXiv:1802.01548, 2018.<br />
<br />
3. C. Liu, B. Zoph, M. Neumann, J. Shlens, W. Hua, L.-J. Li, L. Fei-Fei, A. Yuille, J. Huang, and K. Murphy. Progressive neural architecture search. In ECCV, 2018.</div>X46penghttp://wiki.math.uwaterloo.ca/statwiki/index.php?title=Visual_Reinforcement_Learning_with_Imagined_Goals&diff=40050Visual Reinforcement Learning with Imagined Goals2018-11-19T18:45:37Z<p>X46peng: /* Goal-Conditioned Reinforcement Learning */</p>
<hr />
<div>=Introduction and Motivation=<br />
<br />
Humans are able to accomplish many tasks without any explicit or supervised training, simply by exploring their environment. We are able to set our own goals and learn from our experiences, and thus able to accomplish specific tasks without ever having been trained explicitly for them. It would be ideal if an autonomous agent can also set its own goals and learn from its environment.<br />
<br />
In the paper “Visual Reinforcement Learning with Imagined Goals”, the authors are able to devise such an unsupervised reinforcement learning system. They introduce a system that sets abstract goals and autonomously learns to achieve those goals. They then show that the system can use these autonomously learned skills to perform a variety of user-specified goals, such as pushing objects, grasping objects, and opening doors, without any additional learning. Lastly, they demonstrate that their method is efficient enough to work in the real world on a Sawyer robot. The robot learns to set and achieve goals with only images as the input to the system.<br />
<br />
=Related Work =<br />
<br />
Many previous works on vision-based deep reinforcement learning for robotics studied a variety of behaviors such as grasping, pushing, navigation, and other manipulation task. However, their assumptions on the models limit their suitability for training general-purpose robots. The authors utilize a goal-conditioned value function to tackle more general tasks through goal relabeling. Specifically, they use a model-free Q-learning method that operates on raw state observations and actions.<br />
<br />
Unsupervised learning have been used in a number of prior works to acquire better representations of RL. In these methods, the learned representation is used as a substitute for the state for the policy. However, these methods require additional information, such as access to the ground truth reward function based on the true state during training time, expert trajectories, human demonstrations, or pre-trained object-detection features. In contrast, the authors learn to generate goals and use the learned representation to get a reward function for those goals without any of these extra sources of supervision.<br />
<br />
=Goal-Conditioned Reinforcement Learning=<br />
<br />
The ultimate goal in reinforcement learning is to learn a policy, that when given a state and goal, can dictate the optimal action. In this paper, goals are not explicitly defined during training. If a goal is not explicitly defined, the agent must be able to generate a set of synthetic goals automatically. Thus, suppose we let an autonomous agent explore an environment with a random policy. After executing each action, state observations are collected and stored. These state observations are structured in the form of images. The agent can randomly select goals from the set of state observations, and can also randomly select initial states from the set of state observations.<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:human-giving-goal.png|center|400px|frame|The task: Make the world look like this image.]]</div><br />
<br />
Now given a set of all possible states, a goal, and an initial state, a reinforcement learning framework can be used to find the optimal policy such that the value function is maximized. However, to implement such a framework, a reward function needs to be defined. One choice for the reward is the negative distance between the current state and the goal state, so that maximizing the reward corresponds to minimizing the distance to a goal state.<br />
<br />
In reinforcement learning, a goal-conditioned Q function can be used to find a single policy to maximize rewards and therefore reach goal states. A goal-conditioned Q function Q(s,a,g) tells us how good an action a is, given the current state s and goal g. For example, a Q function tells us, “How good is it to move my hand up (action a), if I’m holding a plate (state s) and want to put the plate on the table (goal g)?” Once this Q function is trained, a goal-conditioned policy can be obtained by performing the following optimization<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:policy-extraction.png|400px]]</div><br />
<br />
which effectively says, “choose the best action according to this Q function.” By using this procedure, one can obtain a policy that maximizes the sum of rewards, i.e. reaches various goals.<br />
<br />
The reason why Q learning is popular is that in can be train in an off-policy manner. Therefore, the only things Q function needs are samples of state, action, next state, goal, and reward: (s,a,s′,g,r). This data can be collected by any policy and can be reused across multiples tasks. So a preliminary goal-conditioned Q-learning algorithm looks like this:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:ql.png|400px]]</div><br />
<br />
The main drawback in this training procedure is collecting data. In theory, one could learn to solve various tasks without even interacting with the world if more data are available. Unfortunately, it is difficult to learn an accurate model of the world, so sampling are usually used to get state-action-next-state data, (s,a,s′). However, if the reward function r(s,g) can be accessed, one can retroactively relabeled goals and recompute rewards. In this way, more data can be artificially generated given a single (s,a,s′) tuple. So, the training procedure can be modified like so:<br />
<br />
<div class="center" style="width: auto; margin-left: auto; margin-right: auto;">[[File:qlr.png|400px]]</div><br />
<br />
This goal resampling makes it possible to simultaneously learn how to reach multiple goals at once without needing more data from the environment. Thus, this simple modification can result in substantially faster learning. However, the method described above makes two major assumptions: (1) you have access to a reward function and (2) you have access to a goal sampling distribution p(g). When moving to vision-based tasks where goals are images, both of these assumptions introduce practical concerns.<br />
<br />
For one, a fundamental problem with this reward function is that it assumes that the distance between raw images will yield semantically useful information. Images are noisy. A large amount of information in an image that may not be related to the object we analyze. Thus, the distance between two images may not correlate with their semantic distance.<br />
<br />
Second, because t